SPE Special Opportunities Fund (SPE) Insider Trading, Ownership & Congress Trades
Funds & Trusts · Registered investment company · CIK 0000897802
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
22
13F, latest reported quarter
What the filings say about SPE
Insiders, 180 days
-$90.1K net sold
1 seller · 0% of sales under a 10b5-1 plan
Special Opportunities Fund insider trades (Form 4)
Form 4 buys and sells (codes P and S). Grants, option exercises
and conversions excluded.
Over the last 180 days, SPECIAL OPPORTUNITIES FUND, INC. insiders sold a net $90.1K of stock across 28 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-28.
Insider
Filed
Shares
Value
Since filing
Context
- 3 earlier Form 4 trades (code P or S) here by this insider (3 sales), the last on Jun 2, 2026.
- No other insider sold within 30 days.
- 22 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: President and CEO Dakos Andrew sold about $1.9K of SPE on Jun 3, 2026; 22 funds added in the latest 13F quarter.Context
- 3 earlier Form 4 trades (code P or S) here by this insider (3 sales), the last on Jun 2, 2026.
- No other insider sold within 30 days.
- 22 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: President and CEO Dakos Andrew sold about $73.1K of SPE on Jun 3, 2026, the largest insider sale at the company on our record; 22 funds added in the latest 13F quarter.Context
- 2 earlier Form 4 trades (code P or S) here by this insider (2 sales), the last on Dec 30, 2025.
- The trade is 20.8% of the 5,184 shares held after it.
- No other insider sold within 30 days.
- 22 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: President and CEO Dakos Andrew sold about $15.1K of SPE on Jun 2, 2026; 22 funds added in the latest 13F quarter.Context
- 1 earlier Form 4 trade (code P or S) here by this insider (1 sale), the last on Sep 20, 2024.
- The trade is 67.6% of the 6,064 shares held after it.
- No other insider sold within 30 days.
- 22 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: President Dakos Andrew sold about $60.1K of SPE on Dec 30, 2025, the largest insider sale at the company on our record; 22 funds added in the latest 13F quarter.Context
- 10 earlier Form 4 trades (code P or S) here by this insider (9 buys, 1 sale), the last on Dec 28, 2023.
- +4.4% median (+1.7% mean) 90-day return after 8 previous buys.
- The trade is 8.6% of the 34,822 shares held after it.
- No other insider bought within 30 days.
- 22 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chairman and Secretary GOLDSTEIN PHILLIP bought about $41.4K of SPE on Apr 4, 2025, the largest insider purchase at the company since 2023; 22 funds added in the latest 13F quarter.28 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Seven facts, ranked against the sector ·
Rank is not a forecast
Insiders
net -$90.1K over 180 days
below 85% of Funds & Trusts
Congress
no House purchase disclosed in the last 12 months
Funds
22 funds bought in last quarter
below 83% of Funds & Trusts
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
1.0 days to cover · settled 2026-09-30
What changed in the last 30 days
Oct 28Insider selling stopped: no sales in 90 days after 3 in the prior 90
Why it matters
The absence is the signal: 3 sales in one 90-day window and none in the next is a change of behaviour, not a filing.
Watch SPE
A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.
The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-9.8%12M
Insider sell
Indexed to 100, dividend-adjusted, not a price chart.
When a name files heavily, the largest trades are drawn first.
Who owns SPE: institutional holders (13F)
13F holdings, latest reported quarter
1,245,185 sh
$16.8M
664,992 sh
$9.0M
356,979 sh
$4.8M
122,529 sh
$1.7M
108,784 sh
$1.5M
Congress trades in SPE
No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.
Activist and 5% holders (13D/13G)
No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.
SPE planned insider sales (Form 144)
No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
SPE mutual fund holders (N-PORT)
Funds ranked by the share of their own portfolio in this stock (N-PORT).
RiverNorth Active Income ETF
$229.2K position · as of 2026-07-31
0.6%
Multi-Hedge Strategies Fund
$2.9K position · as of 2026-06-30
0.0%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M ·
% is the share of the fund's own portfolio
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows a net $90.1K sold by insiders over 180 days, 22 funds added last quarter. Each figure is a federal filing, dated the day it went public.
SPE Stock Sonar score 2/7 axes
Find similar shapesCompare2 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored
SPE filings, in plain words
Are Special Opportunities Fund insiders buying or selling SPE?
In the 180 days to 2026-10-28, Special Opportunities Fund insiders were net sellers, a net $90.1K across purchases and sales reported on Form 4, by 1 seller.
Read the full summary
In the 180 days to 2026-10-28, Special Opportunities Fund insiders were net sellers of SPE, a net $90.1K across purchases and sales reported on Form 4 by 1 seller. None of the 3 insider sales was flagged as made under a Rule 10b5-1 plan. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.
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