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PFX · Phenixfin Corp
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PFX PhenixFIN (PFX) Insider Trading, Ownership & Congress Trades

Funds & Trusts · Registered investment company · CIK 0001490349
Quote by TradingView
C-suite buying · 1
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
2
13F, latest reported quarter

What the filings say about PFX

Insiders, 180 days
+$2.1M net bought
1 buyer

PhenixFIN insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, PhenixFIN Corp insiders bought a net $2.1M of stock across 127 Form 4 purchases and sales, with 1 insider buying. Source: SEC Form 4 filings, as of 2026-10-27.

Insider
Filed
Shares
Value
Since filing
Lorber David A
CHAIRMAN AND CEO
BUY
2026-06-03 SEC
3,183
$144.8K
-6.8%
Context
  • 73 earlier Form 4 trades (code P or S) here by this insider (73 buys), the last on Jun 2, 2026.
  • -3.0% median (-2.0% mean) 90-day return after 30 previous buys.
  • The trade is 1.3% of the 253,854 shares held after it.
  • No other insider bought within 30 days.
  • 2 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CHAIRMAN AND CEO Lorber David A bought about $144.8K of PFX on Jun 3, 2026; 2 funds added in the latest 13F quarter.
Lorber David A
CHAIRMAN AND CEO
BUY
2026-06-03 SEC
800
$35.5K
-6.8%
Context
  • 73 earlier Form 4 trades (code P or S) here by this insider (73 buys), the last on Jun 2, 2026.
  • -3.0% median (-2.0% mean) 90-day return after 30 previous buys.
  • The trade is 0.3% of the 250,671 shares held after it.
  • No other insider bought within 30 days.
  • 2 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CHAIRMAN AND CEO Lorber David A bought about $35.5K of PFX on Jun 3, 2026; 2 funds added in the latest 13F quarter.
Lorber David A
CHAIRMAN AND CEO
BUY
2026-06-03 SECtraded 2026-06-02
2,473
$111.2K
-6.8%
Context
  • 72 earlier Form 4 trades (code P or S) here by this insider (72 buys), the last on Jun 1, 2026.
  • -3.0% median (-2.1% mean) 90-day return after 30 previous buys.
  • The trade is 1.0% of the 249,871 shares held after it.
  • No other insider bought within 30 days.
  • 2 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CHAIRMAN AND CEO Lorber David A bought about $111.2K of PFX on Jun 2, 2026; 2 funds added in the latest 13F quarter.
Lorber David A
CHAIRMAN AND CEO
BUY
2026-06-03 SECtraded 2026-06-01
1
$41
-6.8%
Context
  • 69 earlier Form 4 trades (code P or S) here by this insider (69 buys), the last on May 12, 2026.
  • -3.0% median (-1.8% mean) 90-day return after 30 previous buys.
  • The trade is 0.0% of the 245,199 shares held after it.
  • No other insider bought within 30 days.
  • 2 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CHAIRMAN AND CEO Lorber David A bought about $41 of PFX on Jun 1, 2026; 2 funds added in the latest 13F quarter.
Lorber David A
CHAIRMAN AND CEO
BUY
2026-06-03 SECtraded 2026-06-01
1,363
$60.5K
-6.8%
Context
  • 69 earlier Form 4 trades (code P or S) here by this insider (69 buys), the last on May 12, 2026.
  • -3.0% median (-1.8% mean) 90-day return after 30 previous buys.
  • The trade is 0.6% of the 246,562 shares held after it.
  • No other insider bought within 30 days.
  • 2 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CHAIRMAN AND CEO Lorber David A bought about $60.5K of PFX on Jun 1, 2026; 2 funds added in the latest 13F quarter.
127 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 122 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net +$2.1M over 180 days
+$2.1M of it by a 10%+ holder
more than 88% of Funds & Trusts
Congress
no House purchase disclosed in the last 12 months
Funds
2 funds bought in last quarter
the lowest in Funds & Trusts
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
$3.4M repurchased, FY to 2026-06-30
below 67% of Funds & Trusts
Short interest
<0.1% of the float short (float per yahoo 2026-10-26) · 1.0 days to cover · settled 2026-09-30
the lowest in Funds & Trusts
What changed in the last 30 days
Oct 27Insider buying stopped: no purchases in 90 days after 7 in the prior 90
Why it matters
The absence is the signal: 7 purchases in one 90-day window and none in the next is a change of behaviour, not a filing.

Watch PFX

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-5.6%12M
-15%-3%+9%+21%2025-102025-122026-022026-042026-062026-082026-10 2026-05-12 · Lorber David A bought $1.7M2026-03-03 · Amster Howard bought $489.4K2026-06-03 · Lorber David A bought $144.8K2026-06-02 · Lorber David A bought $111.2K2026-06-01 · Lorber David A bought $60.5K2025-12-22 · Lorber David A bought $45.4K2025-12-17 · Lorber David A bought $40.6K2026-06-01 · Lorber David A bought $37.6K2026-06-03 · Lorber David A bought $35.5K2025-12-24 · Lorber David A bought $26.3K2025-12-23 · McMillan Ellida bought $6.8K2025-12-16 · Lorber David A bought $6.1K2025-12-23 · Lorber David A bought $6.1K2025-12-15 · Lorber David A bought $4.4K2025-12-17 · McMillan Ellida bought $1.6K2025-12-22 · McMillan Ellida bought $2702026-06-01 · Lorber David A bought $41
Insider buy
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns PFX: institutional holders (13F)

13F holdings, latest reported quarter
Adalta Capital Management LLC
176,569 sh
$7.5M
AMERICAN FINANCIAL GROUP INC
64,327 sh
$2.7M
MORGAN STANLEY
54,462 sh
$2.3M
Bulldog Investors, LLP
19,218 sh
$817.9K
Legal & General Group Plc
15,140 sh
$655.3K

Congress trades in PFX

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

PFX planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.

PFX mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Fidelity Nasdaq Composite Index Fund
$32.1K position · as of 2026-05-31
0.0%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return · David A. Lorber
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2023
$1.9M
$1.9M
$890.0K
+113%
+77%
2022
$1.2M
$1.2M
$614.9K
+96%
+31%
2021
$774.2K
$774.2K
$472.3K
+141%
+54%
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders are net buyers of their own stock.
The record shows a net $2.1M bought by insiders over 180 days, 2 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
RCGECATBCATASANMFCRWAYGFMEGITPVGEMOCPZGBDC

PFX financials

Ratios from the company's XBRL filings, latest filings
Revenue, TTM
n/a
fewer than four consecutive quarters of revenue filed
Net margin, TTM
n/a
needs four consecutive quarters of both revenue and net income
Free cash flow, TTM
n/a
capex not filed for the four quarters
Debt to equity
0.43x
long-term debt only, 2026-06-30; equity 2026-06-30
Cash flow to debt
-0.04x
TTM operating cash flow over long-term debt only, 2026-06-30
Return on equity
+3.0%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+1.5%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
17.59x
close 2026-10-23 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
$147.2M
market value at close 2026-10-23 on 2026-08-05 shares, plus long-term debt only, 2026-06-30, minus cash 2026-06-30
FCF yield
n/a
capex not filed for the four quarters
PEG, trailing
n/a
trailing EPS growth -21%, PEG needs growth
Price as of 2026-10-23. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-092024-092023-092022-09
Net income$4.2M$18.6M$26.9M-$6.1M
EPS (diluted)2.069.1312.87-2.63
Operating cash flow-$67.3M$16.1M-$20.7M-$29.3M
Cash$7.3M$67.6M$6.0M$22.8M
Long-term debt$69.2M$68.6M$79.1M$80.0M
Buybacks$800.7K$2.4M$1.1M$17.0M
Dividends paid$2.9M$2.6Mn/a$265.8K
SEC XBRL, fiscal years, as known on 2026-10-27

PFX Stock Sonar score 5/7 axes

Find similar shapesCompare

PFX ranks highest on risk and compliance (99th percentile) and insider conviction (51st), and lowest on institutional and government (1st), among Funds & Trusts peers.

ProfitHealthInsidersInstitutionsRisk
Profitability
40
Inputs
  • Return on equity+3.0% · 39 pct, sector of 37
  • Return on assets+1.5% · 41 pct, sector of 38
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Financial health
43
Inputs
  • Debt to equity0.43x · 48 pct, universe of 3,589
  • Cash flow to debt-0.04x · 38 pct, sector of 30
Insider conviction
51
Inputs
  • Net Form 4 buying (codes P and S), 180d$2.1M · 88 pct, sector of 142
  • Insider buyers, 180d1 · 14 pct, sector of 142
Institutional and government
0
Inputs
  • Funds adding, latest quarter2 · 0 pct, sector of 210
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
100
Inputs
  • Short interest, % of float+0.0% · 100 pct, sector of 46
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
2 not measured: Growth, US patents
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

5 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

PFX filings, in plain words

Are PhenixFIN insiders buying or selling PFX?

In the 180 days to 2026-10-27, PhenixFIN insiders were net buyers, a net $2.1M across purchases and sales reported on Form 4, by 1 buyer.

Read the full summary

In the 180 days to 2026-10-27, PhenixFIN insiders were net buyers of PFX, a net $2.1M across purchases and sales reported on Form 4 by 1 buyer. Most of that figure, $2.1M, came from a holder of 10% or more rather than an officer or director. Each figure is counted from SEC and House filings as of 2026-10-27, dated the day the filing was made public.

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