WaveMan · Form 4
Dakos Andrew insider trades
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Dakos Andrew insider trades

Dakos Andrew has filed 39 Form 4s with the SEC that we hold, for Total Return Securities Fund (SWZ) (President and CEO, Director), High Income Securities Fund (PCF) (President, Director), Special Opportunities Fund, INC. (SPE) (President and CEO, Director) and Tejon Ranch Co (TRC) (Director), among 5 companies in all. Across all of them we count 51 purchases worth $1.1M and 9 sales worth $653.7K reported on Form 4. In the last 12 months: 48 purchases ($1.0M) and 4 sales ($150.2K). The largest single trade was a sale of 20,000 shares of High Income Securities Fund worth $199.2K, dated 2021-09-15. The first filing on our record is dated 2021-07-14 and the latest 2026-09-29.

Total Return Securities Fund (SWZ)

President and CEO, Director · 20 filings · 49 purchases and sales
Trade dateCodeSharesValue as filedFiled
2022-02-02P, purchase reported on Form 4428$4.0K2022-02-04
2022-02-03P, purchase reported on Form 4572$5.3K2022-02-04
2022-03-03P, purchase reported on Form 41,000$8.8K2022-03-04
2026-02-03P, purchase reported on Form 43,000$17.9K2026-02-05
2026-02-03P, purchase reported on Form 47,000$41.8K2026-02-05
2026-02-04P, purchase reported on Form 42,000$12.1K2026-02-05
2026-02-04P, purchase reported on Form 42,000$12.0K2026-02-05
2026-02-04P, purchase reported on Form 42,000$12.1K2026-02-05
2026-02-19P, purchase reported on Form 4119$7272026-02-23
2026-02-19P, purchase reported on Form 44,881$29.9K2026-02-23
2026-02-20P, purchase reported on Form 4183$1.1K2026-02-23
2026-02-20P, purchase reported on Form 42,817$17.4K2026-02-23
2026-02-23P, purchase reported on Form 42,000$12.3K2026-02-25
2026-02-23P, purchase reported on Form 42,000$12.3K2026-02-25
2026-02-24P, purchase reported on Form 41,348$8.3K2026-02-25
2026-02-24P, purchase reported on Form 4326$2.0K2026-02-25
2026-02-26P, purchase reported on Form 45,000$30.9K2026-03-02
2026-02-27P, purchase reported on Form 42,000$12.4K2026-03-02
2026-03-02P, purchase reported on Form 49,918$59.0K2026-03-04
2026-03-02P, purchase reported on Form 45,000$30.8K2026-03-04
2026-03-05P, purchase reported on Form 412,000$72.1K2026-03-09
2026-03-06P, purchase reported on Form 412,500$74.6K2026-03-09
2026-03-11P, purchase reported on Form 41,700$10.2K2026-03-13
2026-03-12P, purchase reported on Form 43,324$19.9K2026-03-13
2026-03-24P, purchase reported on Form 41,000$6.0K2026-03-26
2026-03-24P, purchase reported on Form 45,000$29.8K2026-03-26
2026-03-27P, purchase reported on Form 45,900$34.9K2026-03-31
2026-03-30P, purchase reported on Form 45,300$31.3K2026-03-31
2026-04-02P, purchase reported on Form 44,863$28.8K2026-04-06
2026-04-06P, purchase reported on Form 4100$5952026-04-06
2026-04-07P, purchase reported on Form 42,000$11.9K2026-04-09
2026-04-08P, purchase reported on Form 44,000$23.9K2026-04-09
2026-04-16P, purchase reported on Form 4547$3.3K2026-04-20
2026-04-16P, purchase reported on Form 43,000$18.1K2026-04-20
2026-04-16P, purchase reported on Form 44,718$28.6K2026-04-20
2026-04-17P, purchase reported on Form 43,000$18.3K2026-04-20
2026-05-18P, purchase reported on Form 44,000$23.8K2026-05-20
2026-05-19P, purchase reported on Form 413$772026-05-20
2026-05-20P, purchase reported on Form 42,987$17.8K2026-05-20
2026-05-27P, purchase reported on Form 43,000$17.9K2026-05-29
2026-05-27P, purchase reported on Form 44,500$26.9K2026-05-29
2026-05-28P, purchase reported on Form 4100$5982026-05-29
2026-05-28P, purchase reported on Form 45,400$32.3K2026-05-29
2026-07-02P, purchase reported on Form 4233$1.4K2026-07-07
2026-07-02P, purchase reported on Form 44,767$28.2K2026-07-07
2026-09-25P, purchase reported on Form 47,649$44.4K2026-09-29
2026-09-25P, purchase reported on Form 42,351$13.7K2026-09-29
2026-09-28P, purchase reported on Form 41,000$5.8K2026-09-29
2026-09-28P, purchase reported on Form 49,000$51.9K2026-09-29

High Income Securities Fund (PCF)

President, Director · 6 filings · 4 purchases and sales
Trade dateCodeSharesValue as filedFiled
2021-09-13S, sale reported on Form 410,000$99.4K2021-09-15
2021-09-14S, sale reported on Form 410,000$99.5K2021-09-15
2021-09-15S, sale reported on Form 420,000$199.2K2021-09-17
2021-09-16S, sale reported on Form 410,000$100.2K2021-09-17

Special Opportunities Fund, INC. (SPE)

President and CEO, Director · 6 filings · 5 purchases and sales
Trade dateCodeSharesValue as filedFiled
2024-09-20S, sale reported on Form 4377$5.2K2024-09-23
2025-12-30S, sale reported on Form 44,098$60.1K2025-12-31
2026-06-02S, sale reported on Form 41,077$15.1K2026-06-04
2026-06-03S, sale reported on Form 4133$1.9K2026-06-04
2026-06-03S, sale reported on Form 45,184$73.1K2026-06-04

Tejon Ranch Co (TRC)

Director · 5 filings · 0 purchases and sales

No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.

CXH

10% owner · 2 filings · 2 purchases and sales
Trade dateCodeSharesValue as filedFiled
2026-02-11P, purchase reported on Form 43,989$32.3K2026-02-13
2026-02-24P, purchase reported on Form 41,372$11.1K2026-02-26
Source

Counted from the Form 4 filings this reporting owner (SEC CIK 1341021) filed on EDGAR. Values are the transaction values as filed. See every filing on EDGAR, or browse insider buying and today's insider purchases.

Source: U.S. Securities and Exchange Commission (EDGAR) and other official government data · Updated 2026-10-12 · For informational purposes only, not investment advice.
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