Goldstein Phillip insider trades
Goldstein Phillip has filed 52 Form 4s with the SEC that we hold, for High Income Securities Fund (PCF) (Director), Special Opportunities Fund, INC. (SPE) (Chairman and Secretary, Director), Total Return Securities Fund (SWZ) (Secretary, Director) and CMU (10% owner), among 6 companies in all. Across all of them we count 37 purchases worth $1.3M and 47 sales worth $3.5M reported on Form 4. In the last 12 months: 22 purchases ($827.2K) and 1 sale ($39.9K). The largest single trade was a sale of 60,000 shares of High Income Securities Fund worth $415.8K, dated 2024-06-28. The first filing on our record is dated 2021-07-06 and the latest 2026-08-21.
High Income Securities Fund (PCF)
Director · 23 filings · 60 purchases and sales
| Trade date | Code | Shares | Value as filed | Filed |
|---|---|---|---|---|
| 2021-08-03 | S, sale reported on Form 4 | 1,641 | $16.2K | 2021-08-05 |
| 2021-08-03 | S, sale reported on Form 4 | 5,827 | $57.5K | 2021-08-05 |
| 2021-08-03 | S, sale reported on Form 4 | 5,000 | $49.3K | 2021-08-05 |
| 2021-08-04 | S, sale reported on Form 4 | 3,119 | $30.7K | 2021-08-05 |
| 2021-08-04 | S, sale reported on Form 4 | 5,000 | $49.2K | 2021-08-05 |
| 2021-08-04 | S, sale reported on Form 4 | 1,112 | $11.0K | 2021-08-05 |
| 2021-08-04 | S, sale reported on Form 4 | 501 | $4.9K | 2021-08-05 |
| 2021-08-04 | S, sale reported on Form 4 | 1,142 | $11.3K | 2021-08-05 |
| 2021-08-05 | S, sale reported on Form 4 | 1,805 | $17.8K | 2021-08-09 |
| 2021-08-05 | S, sale reported on Form 4 | 12,758 | $125.9K | 2021-08-09 |
| 2021-08-06 | S, sale reported on Form 4 | 3,133 | $31.0K | 2021-08-09 |
| 2021-08-06 | S, sale reported on Form 4 | 3,135 | $31.0K | 2021-08-09 |
| 2021-08-06 | S, sale reported on Form 4 | 6,870 | $67.9K | 2021-08-09 |
| 2021-08-09 | S, sale reported on Form 4 | 3,104 | $30.7K | 2021-08-11 |
| 2021-08-09 | S, sale reported on Form 4 | 5,000 | $49.5K | 2021-08-11 |
| 2021-08-09 | S, sale reported on Form 4 | 5,000 | $49.5K | 2021-08-11 |
| 2021-08-09 | S, sale reported on Form 4 | 5,743 | $56.9K | 2021-08-11 |
| 2021-08-10 | S, sale reported on Form 4 | 7,659 | $75.7K | 2021-08-11 |
| 2021-08-11 | S, sale reported on Form 4 | 17,718 | $175.2K | 2021-08-13 |
| 2021-08-11 | S, sale reported on Form 4 | 10,000 | $98.9K | 2021-08-13 |
| 2021-08-13 | S, sale reported on Form 4 | 14,401 | $142.9K | 2021-08-17 |
| 2021-08-13 | S, sale reported on Form 4 | 5,000 | $49.6K | 2021-08-17 |
| 2021-08-16 | S, sale reported on Form 4 | 5,000 | $49.7K | 2021-08-17 |
| 2021-08-16 | S, sale reported on Form 4 | 909 | $9.0K | 2021-08-17 |
| 2021-08-16 | S, sale reported on Form 4 | 5,000 | $49.6K | 2021-08-17 |
| 2021-08-17 | S, sale reported on Form 4 | 5,000 | $49.9K | 2021-08-18 |
| 2021-08-17 | S, sale reported on Form 4 | 10,000 | $99.7K | 2021-08-18 |
| 2021-08-17 | S, sale reported on Form 4 | 13,000 | $130.0K | 2021-08-18 |
| 2023-03-13 | P, purchase reported on Form 4 | 790 | $5.0K | 2023-03-15 |
| 2023-03-17 | P, purchase reported on Form 4 | 4,000 | $25.1K | 2023-03-21 |
| 2023-04-06 | P, purchase reported on Form 4 | 9,510 | $61.0K | 2023-04-10 |
| 2023-04-10 | P, purchase reported on Form 4 | 10,000 | $63.9K | 2023-04-12 |
| 2023-04-21 | P, purchase reported on Form 4 | 10,000 | $63.7K | 2023-04-25 |
| 2024-06-26 | S, sale reported on Form 4 | 10,000 | $68.3K | 2024-06-28 |
| 2024-06-26 | S, sale reported on Form 4 | 10,000 | $68.1K | 2024-06-28 |
| 2024-06-26 | S, sale reported on Form 4 | 200 | $1.4K | 2024-06-28 |
| 2024-06-26 | S, sale reported on Form 4 | 29,800 | $203.8K | 2024-06-28 |
| 2024-06-26 | S, sale reported on Form 4 | 40,000 | $272.4K | 2024-06-28 |
| 2024-06-27 | S, sale reported on Form 4 | 10,000 | $69.1K | 2024-06-28 |
| 2024-06-27 | S, sale reported on Form 4 | 10,000 | $68.4K | 2024-06-28 |
| 2024-06-27 | S, sale reported on Form 4 | 24,600 | $170.2K | 2024-06-28 |
| 2024-06-28 | S, sale reported on Form 4 | 10,000 | $69.2K | 2024-07-01 |
| 2024-06-28 | S, sale reported on Form 4 | 10,000 | $69.4K | 2024-07-01 |
| 2024-06-28 | S, sale reported on Form 4 | 10,000 | $69.3K | 2024-07-01 |
| 2024-06-28 | S, sale reported on Form 4 | 60,000 | $415.8K | 2024-07-01 |
| 2025-02-24 | S, sale reported on Form 4 | 10,000 | $68.4K | 2025-02-26 |
| 2025-02-24 | S, sale reported on Form 4 | 9,296 | $63.7K | 2025-02-26 |
| 2025-02-25 | S, sale reported on Form 4 | 6,984 | $47.8K | 2025-02-26 |
| 2025-12-16 | P, purchase reported on Form 4 | 2,487 | $15.0K | 2025-12-18 |
| 2025-12-17 | P, purchase reported on Form 4 | 800 | $4.8K | 2025-12-18 |
| 2025-12-18 | P, purchase reported on Form 4 | 2,500 | $15.0K | 2025-12-18 |
| 2026-02-02 | P, purchase reported on Form 4 | 7,514 | $45.5K | 2026-02-04 |
| 2026-02-03 | P, purchase reported on Form 4 | 10,000 | $60.5K | 2026-02-04 |
| 2026-03-18 | P, purchase reported on Form 4 | 17,905 | $97.8K | 2026-03-19 |
| 2026-04-07 | P, purchase reported on Form 4 | 5,088 | $27.7K | 2026-04-09 |
| 2026-04-08 | P, purchase reported on Form 4 | 600 | $3.3K | 2026-04-09 |
| 2026-08-06 | P, purchase reported on Form 4 | 819 | $4.3K | 2026-08-10 |
| 2026-08-19 | P, purchase reported on Form 4 | 10,000 | $54.0K | 2026-08-21 |
| 2026-08-19 | P, purchase reported on Form 4 | 10,000 | $53.7K | 2026-08-21 |
| 2026-08-20 | P, purchase reported on Form 4 | 5,000 | $26.7K | 2026-08-21 |
Special Opportunities Fund, INC. (SPE)
Chairman and Secretary, Director · 15 filings · 11 purchases and sales
| Trade date | Code | Shares | Value as filed | Filed |
|---|---|---|---|---|
| 2021-12-16 | S, sale reported on Form 4 | 2,542 | $39.5K | 2021-12-20 |
| 2022-02-07 | P, purchase reported on Form 4 | 2,000 | $29.5K | 2022-02-09 |
| 2023-01-30 | P, purchase reported on Form 4 | 2,000 | $23.3K | 2023-02-01 |
| 2023-02-03 | P, purchase reported on Form 4 | 2,000 | $23.7K | 2023-02-07 |
| 2023-03-29 | P, purchase reported on Form 4 | 675 | $7.2K | 2023-03-31 |
| 2023-03-30 | P, purchase reported on Form 4 | 1,568 | $17.0K | 2023-03-31 |
| 2023-04-05 | P, purchase reported on Form 4 | 2,400 | $26.0K | 2023-04-07 |
| 2023-04-06 | P, purchase reported on Form 4 | 5,000 | $54.2K | 2023-04-07 |
| 2023-12-28 | P, purchase reported on Form 4 | 1,319 | $15.5K | 2024-01-02 |
| 2023-12-28 | P, purchase reported on Form 4 | 44 | $517 | 2024-01-02 |
| 2025-04-04 | P, purchase reported on Form 4 | 3,000 | $41.4K | 2025-04-08 |
Total Return Securities Fund (SWZ)
Secretary, Director · 11 filings · 9 purchases and sales
| Trade date | Code | Shares | Value as filed | Filed |
|---|---|---|---|---|
| 2021-07-02 | S, sale reported on Form 4 | 1,212 | $11.9K | 2021-07-06 |
| 2025-01-17 | S, sale reported on Form 4 | 4,535 | $38.3K | 2025-01-21 |
| 2026-01-30 | P, purchase reported on Form 4 | 10,000 | $59.2K | 2026-02-03 |
| 2026-02-06 | P, purchase reported on Form 4 | 10,000 | $60.7K | 2026-02-10 |
| 2026-02-23 | P, purchase reported on Form 4 | 5,000 | $30.6K | 2026-02-25 |
| 2026-03-03 | P, purchase reported on Form 4 | 5,000 | $30.1K | 2026-03-05 |
| 2026-03-05 | P, purchase reported on Form 4 | 10,000 | $59.9K | 2026-03-09 |
| 2026-03-18 | P, purchase reported on Form 4 | 10,000 | $59.8K | 2026-03-19 |
| 2026-07-06 | P, purchase reported on Form 4 | 5,980 | $35.6K | 2026-07-08 |
CMU
10% owner · 1 filing · 1 purchase or sale
| Trade date | Code | Shares | Value as filed | Filed |
|---|---|---|---|---|
| 2026-01-20 | P, purchase reported on Form 4 | 678 | $2.4K | 2026-01-23 |
CXH
10% owner · 1 filing · 3 purchases and sales
| Trade date | Code | Shares | Value as filed | Filed |
|---|---|---|---|---|
| 2026-01-22 | P, purchase reported on Form 4 | 10,000 | $79.7K | 2026-01-26 |
| 2026-01-22 | S, sale reported on Form 4 | 5,000 | $39.9K | 2026-01-26 |
| 2026-01-23 | P, purchase reported on Form 4 | 119 | $948 | 2026-01-26 |
Mexico Equity & Income Fund INC (MXE)
Director · 1 filing · 0 purchases and sales
No purchase or sale of common stock reported here; these filings cover grants, option exercises or other codes.
Source
Counted from the Form 4 filings this reporting owner (SEC CIK 1067621) filed on EDGAR. Values are the transaction values as filed. See every filing on EDGAR, or browse insider buying and today's insider purchases.
Source: U.S. Securities and Exchange Commission (EDGAR) and other official
government data · Updated 2026-10-12 ·
For informational purposes only, not investment advice.
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