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LPLA · Lpl Financial Holdings Inc.
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LPLA LPL Financial (LPLA) Insider Trading, Ownership & Congress Trades

Financial Services · Security & commodity brokers, dealers, exchanges & services · CIK 0001397911
Quote by TradingView
Congress · 1Form 144 · 4
Insider buyers, 180 days
0
Funds added, last quarter
0
13F, latest reported quarter
Conversions, 180 days
1
Codes C/M, not in net · $557.4K priced

What the filings say about LPLA

Insiders, 180 days
-$2.2M net sold
4 sellers · 11% of sales under a 10b5-1 plan
Congress, 1 year
1 bought · 0 sold
Latest: purchase, 2026-06-11
Planned sales (Form 144), 90 days
$2.1M
4 notices

LPL Financial insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, LPL Financial Holdings Inc. insiders sold a net $2.2M of stock across 266 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Reeping Katharine
Principal Accounting Officer
SELL
2026-09-14 SECtraded 2026-09-11
439.949
$153.0K
-7.2%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 24.8% of the 1,773 shares held after it.
  • 2 other insiders sold within 30 days.
  • No fund added in the 13F quarter to Jun 30, 2026.
Insider activity: Principal Accounting Officer Reeping Katharine sold about $153.0K of LPLA on Sep 11, 2026; 2 other insiders sold within 30 days.
Jambusaria Aneri
Group Managing Director
SELL
2026-08-31 SECtraded 2026-08-27
308
$110.1K
-11.3%
Context
  • 8 earlier Form 4 trades (code P or S) here by this insider (8 sales), the last on Jun 17, 2026.
  • The trade is 5.0% of the 6,107 shares held after it.
  • 3 other insiders sold within 30 days.
  • No fund added in the 13F quarter to Jun 30, 2026.
Insider activity: Group Managing Director Jambusaria Aneri sold about $110.1K of LPLA under a 10b5-1 plan on Aug 27, 2026; 3 other insiders sold within 30 days.
Gates Greg
Group Managing Director
SELL
2026-08-21 SECtraded 2026-08-20
4,119
$1.5M
-12.9%
Context
  • 68 earlier Form 4 trades (code P or S) here by this insider (68 sales), the last on Dec 5, 2025.
  • The trade is 17.5% of the 23,602 shares held after it.
  • 3 other insiders sold within 30 days.
  • No fund added in the 13F quarter to Jun 30, 2026.
Insider activity: Group Managing Director Gates Greg sold about $1.5M of LPLA on Aug 20, 2026, the largest insider sale at the company since 2025; 3 other insiders sold within 30 days.
Enyedi Matthew
Group Managing Director
SELL
2026-08-04 SECtraded 2026-07-31
189
$66.4K
-11.8%
Context
  • 11 earlier Form 4 trades (code P or S) here by this insider (11 sales), the last on Feb 26, 2026.
  • The trade is 1.4% of the 13,932 shares held after it.
  • 2 other insiders sold within 30 days.
  • No fund added in the 13F quarter to Jun 30, 2026.
Insider activity: Group Managing Director Enyedi Matthew sold about $66.4K of LPLA on Jul 31, 2026; 2 other insiders sold within 30 days.
Enyedi Matthew
Group Managing Director
SELL
2026-08-04 SECtraded 2026-07-31
463
$163.3K
-11.8%
Context
  • 11 earlier Form 4 trades (code P or S) here by this insider (11 sales), the last on Feb 26, 2026.
  • The trade is 3.4% of the 13,469 shares held after it.
  • 2 other insiders sold within 30 days.
  • No fund added in the 13F quarter to Jun 30, 2026.
Insider activity: Group Managing Director Enyedi Matthew sold about $163.3K of LPLA on Jul 31, 2026; 2 other insiders sold within 30 days.
266 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 261 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$2.2M over 180 days
-$2.1M over 90 days
below 58% of Financial Services
Congress
1 member bought in the last year
the lowest in Financial Services
Funds
under five funds report holding it
Revenue
+37.2% year over year
more than 73% of Financial Services
Margin
5.1% net margin
below 52% of Financial Services
Buybacks
$309.5M repurchased, FY to 2026-06-30
more than 77% of Financial Services
Short interest
2.5% of the float short (float per yahoo 2026-10-26) · 2.0 days to cover · settled 2026-09-30
more than 53% of Financial Services
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch LPLA

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-5.9%12M
-21%-9%+4%+16%2025-102025-122026-022026-042026-062026-082026-10 2026-08-20 · Gates Greg sold $1.5M2025-12-05 · Steinmeier Richard sold $909.5K2026-03-09 · Cohen Marc Eliot sold $683.0K2025-12-05 · Steinmeier Richard sold $385.4K2026-03-10 · Cohen Marc Eliot sold $337.0K2025-12-05 · Steinmeier Richard sold $289.9K2026-02-26 · Enyedi Matthew sold $213.8K2026-02-26 · Enyedi Matthew sold $200.6K2026-04-15 · Audette Matthew J sold $197.0K2026-07-31 · Enyedi Matthew sold $163.3K2026-02-26 · Audette Matthew J sold $162.4K2026-09-11 · Reeping Katharine sold $153.0K2025-12-05 · Gates Greg sold $152.2K2026-02-26 · Enyedi Matthew sold $147.4K2026-02-26 · Audette Matthew J sold $145.9K2025-12-05 · Steinmeier Richard sold $121.9K2026-02-26 · Audette Matthew J sold $110.8K2025-11-05 · Gates Greg sold $110.5K2026-08-27 · Jambusaria Aneri sold $110.1K2026-04-14 · Audette Matthew J sold $107.2K2026-07-31 · Enyedi Matthew sold $104.6K2025-12-05 · Steinmeier Richard sold $102.3K2025-11-05 · Gates Greg sold $100.3K2026-03-02 · Jambusaria Aneri sold $94.2K2026-06-17 · Jambusaria Aneri sold $94.2K2025-11-05 · Gates Greg sold $88.5K2026-02-26 · Audette Matthew J sold $87.5K2025-11-05 · Gates Greg sold $86.2K2025-11-05 · Gates Greg sold $76.7K2026-04-15 · Audette Matthew J sold $72.0K2025-12-05 · Steinmeier Richard sold $67.5K2026-07-31 · Enyedi Matthew sold $66.4K2025-11-05 · Gates Greg sold $64.1K2026-04-15 · Audette Matthew J sold $62.1K2026-02-26 · Enyedi Matthew sold $59.1K2026-02-26 · Enyedi Matthew sold $54.4K2025-12-05 · Gates Greg sold $50.4K2026-04-14 · Audette Matthew J sold $45.3K2026-04-15 · Audette Matthew J sold $35.2K2025-12-05 · Gates Greg sold $31.6K2025-12-01 · Jambusaria Aneri sold $28.2K2025-11-05 · Gates Greg sold $23.5K2026-09-11 · Reeping Katharine filed to sell $153.0K2026-08-27 · Jambusaria Aneri filed to sell $110.1K2026-08-20 · Gates Greg filed to sell $1.5M2026-07-31 · Enyedi Matthew filed to sell $352.7K
Insider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns LPLA: institutional holders (13F)

13F holdings, latest reported quarter
Knott David M Jr
16,500 sh
$4.6M
Legato Capital Management LLC
849 sh
$239.1K

Congress trades in LPLA

STOCK Act disclosures, US House only, filed up to 45 days after the trade
Gilbert Cisneros
Bought 2026-06-11 · disclosed 21 days later
$1,001 - $15,000
Gilbert Cisneros
Bought 2026-06-05 · disclosed 27 days later
$1,001 - $15,000
Gilbert Cisneros
Bought 2026-05-19 · disclosed 20 days later
$1,001 - $15,000
Gilbert Cisneros
Bought 2026-05-14 · disclosed 25 days later
$1,001 - $15,000
Gilbert Cisneros
Bought 2026-05-12 · disclosed 27 days later
$1,001 - $15,000
All stocks members of Congress are buying · Every member's trades

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

LPLA planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
Reeping Katharine
Filed 2026-09-11
$153.0K
Jambusaria Aneri
Filed 2026-08-27
$110.1K
Gates Greg
Filed 2026-08-20
$1.5M
Enyedi Matthew
Filed 2026-07-31
$352.7K
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $2.2M sold by insiders over 180 days, 1 House member(s) bought in 12 months, disclosed weeks after the trade, $2.1M in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
MSTRCOINMORNUPSTIBKRCACCARESHOODRKTSCHWGSDAVE

LPLA financials

Revenue growth
+37.2%
XBRL, annual
Net margin
5.1%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$19.6B
four quarters, 2025-07-01 to 2026-06-30
Net margin, TTM
+5.1%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
-$931.3M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
1.30x
long-term debt only, 2026-06-30; equity 2026-06-30
Cash flow to debt
-0.03x
TTM operating cash flow over long-term debt only, 2026-06-30
Return on equity
+18.6%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+5.4%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
25.24x
close 2026-10-26 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
$31.2B
market value at close 2026-10-26 on 2026-07-30 shares, plus long-term debt only, 2026-06-30, minus cash 2026-06-30
FCF yield
-3.7%
TTM free cash flow over market value at close 2026-10-26
PEG, trailing
n/a
trailing EPS growth -14%, PEG needs growth
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenue$17.0B$12.4B$10.1B$8.6B
Net income$863.0M$1.1B$1.1B$845.7M
EPS (diluted)10.9214.0313.6910.40
Operating cash flow-$411.4M$277.6M$512.6M$1.9B
Cash$1.0B$967.1M$465.7M$847.5M
Long-term debt$7.3B$5.5B$3.7B$2.7B
Buybacks$100.0M$170.1M$1.1B$325.0M
Dividends paid$94.4M$89.7M$92.2M$79.8M
SEC XBRL, fiscal years, as known on 2026-10-28

LPLA Stock Sonar score 6/7 axes

Find similar shapesCompare

LPLA ranks highest on growth (73rd percentile) and profitability (72nd), and lowest on insider conviction (20th), among Financial Services peers.

ProfitHealthGrowthInsidersInstitutionsRisk
Profitability
72
Inputs
  • Return on equity+18.6% · 73 pct, sector of 205
  • Return on assets+5.4% · 72 pct, sector of 266
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Financial health
35
Inputs
  • Debt to equity1.30x · 27 pct, sector of 181
  • Cash flow to debt-0.03x · 44 pct, sector of 141
Growth
73
Inputs
  • Revenue growth, YoY+37.2% · 73 pct, sector of 245
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
20
Inputs
  • Net Form 4 buying (codes P and S), 180d-$2.1M · 41 pct, sector of 161
  • Insider buyers, 180d0 · 0 pct, sector of 165
Institutional and government
67
Inputs
  • Funds adding, latest quarterfewer than five funds report holding it
  • Congress net buyers, 365d1 · 67 pct, sector of 31
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
61
Inputs
  • Short interest, % of float+2.5% · 56 pct, sector of 390
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5ynot measured for this sector, almost no peer has an event
  • New text in Risk Factors, latest 10-K+9.5% · 65 pct, sector of 175
1 not measured: US patents
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

LPLA filings, in plain words

Are LPL Financial insiders buying or selling LPLA?

In the 180 days to 2026-10-28, LPL Financial insiders were net sellers, a net $2.2M across purchases and sales reported on Form 4, by 4 sellers.

Have members of Congress traded LPLA?

Yes. In the year to 2026-10-28, 1 House member disclosed buying LPLA and 0 House members disclosed selling it; the latest on record is a purchase by Gilbert Cisneros dated 2026-06-11.

Are there planned insider sales of LPLA?

Yes. 4 Form 144 notices of planned insider sales were filed in the 90 days to 2026-10-28, covering $2.1M of stock; the latest, by Reeping Katharine, was filed 2026-09-11.

Read the full summary

In the 180 days to 2026-10-28, LPL Financial insiders were net sellers of LPLA, a net $2.2M across purchases and sales reported on Form 4 by 4 sellers. 11% of the 9 insider sales were made under a Rule 10b5-1 plan; the rest were not flagged as planned. In the year to 2026-10-28, 1 member of Congress disclosed buying LPLA and 0 members disclosed selling it; the latest on record is a purchase by Gilbert Cisneros dated 2026-06-11. Insiders filed 4 Form 144 notices of intent to sell in the 90 days to 2026-10-28, covering $2.1M of stock. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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