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TOP · Top Financial Group Ltd
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TOP TOP Financial (TOP) Insider Trading, Ownership & Congress Trades

Financial Services · Security & commodity brokers, dealers, exchanges & services · CIK 0001848275
Quote by TradingView
Activist 13D
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
6
13F, latest reported quarter

What the filings say about TOP

Activist stakes (13D), 180 days
1 filing
Largest: 17.1% of the class

TOP Financial insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

No insider purchases or sales are on record for TOP Financial Group Ltd in the period covered. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing

no insider purchases or sales on record

0 transactions on record
See all insider buying · insider selling
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Seven facts, ranked against the sector · Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
no House purchase disclosed in the last 12 months
Funds
6 funds bought in last quarter
below 91% of Financial Services
Revenue
+2.1% year over year
below 68% of Financial Services
Margin
-40.0% net margin
below 68% of Financial Services
Buybacks
no share repurchases reported
Short interest
0.2% of the float short (float per yahoo 2026-10-27) · 1.7 days to cover · settled 2026-10-15
below 68% of Financial Services
The situation: each line is one rule over one dataset
Junli Yang disclosed a 5%+ stake (17.1%) in the last six months.
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch TOP

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

Who owns TOP: institutional holders (13F)

13F holdings, latest reported quarter
CITADEL ADVISORS LLC
78,115 sh
$142.9K
RENAISSANCE TECHNOLOGIES LLC
49,700 sh
$91.0K
UBS Group AG
34,395 sh
$62.9K
JANE STREET GROUP, LLC
33,948 sh
$62.1K
XTX Topco Ltd
33,339 sh
$61.0K

Congress trades in TOP

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

13D: intends to influence · 13G: passive
Junli Yang
Activist 13D · 2026-07-30
17.1%
Quantum Leap Limited
Activist 13D · 2026-07-30
13.81%

TOP planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
An activist crossed the 5% line with declared intent.
The record shows 6 funds added last quarter. Each figure is a federal filing, dated the day it went public.
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Same sector, ranked by filing activity
Sector by SEC SIC code
MSTRCOINMORNUPSTIBKRCACCARESHOODRKTSCHWGSDAVE

TOP financials

Revenue growth
+2.1%
XBRL, annual
Net margin
-40.0%
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2026-032025-032024-032023-03
Revenue$4.7M$3.3M$8.0M$9.7M
Operating income-$1.2M-$5.8Mn/an/a
Net income-$1.2M-$6.0M$1.1M$3.4M
EPS (diluted)-0.03-0.160.030.10
Operating cash flow$14.0M-$14.5M$17.8M-$6.0M
Cash$13.0M$12.2M$25.9M$16.0M
SEC XBRL, fiscal years, as known on 2026-10-28

TOP Stock Sonar score 3/7 axes

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TOP ranks highest on risk and compliance (86th percentile) and growth (32nd), and lowest on institutional and government (9th), among Financial Services peers.

Growth
32
Inputs
  • Revenue growth, YoY+2.1% · 32 pct, sector of 245
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Institutional and government
9
Inputs
  • Funds adding, latest quarter6 · 9 pct, sector of 278
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
86
Inputs
  • Short interest, % of float+0.2% · 86 pct, sector of 388
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
4 not measured: Profitability, Financial health, Insider conviction, US patents
  • Profitability needs 2 of 4 inputs, 0 present: fewer than four consecutive quarters of net income; fewer than four consecutive quarters of operating income
  • Financial health needs 1 of 2 inputs, 0 present: no debt line filed
  • Insider conviction needs 1 of 2 inputs, 0 present: no Form 4 purchase or sale (code P or S) in 180 days; no insider trades in 180 days
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

3 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

TOP filings, in plain words

Read the full summary

1 activist Schedule 13D filing in the last 180 days declared an intent to influence the company, the largest for 17.1% of the class. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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