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SNEX · Stonex Group Inc.
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SNEX StoneX (SNEX) Insider Trading, Ownership & Congress Trades

Financial Services · Security & commodity brokers, dealers, exchanges & services · CIK 0000913760
Quote by TradingView
Form 144 · 11
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
276
13F, latest reported quarter
Conversions, 180 days
25
Codes C/M, not in net · $20.0M priced

What the filings say about SNEX

Insiders, 180 days
-$160.1M net sold
1 buyer · 12 sellers · 19% of sales under a 10b5-1 plan
Planned sales (Form 144), 90 days
$34.6M
11 notices

StoneX insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, StoneX Group Inc. insiders sold a net $160.1M of stock across 213 Form 4 purchases and sales, with 1 insider buying. Source: SEC Form 4 filings, as of 2026-10-27.

Insider
Filed
Shares
Value
Since filing
Smith Philip Andrew
Chief Executive Officer
SELL
2026-10-15 SEC
45,000
$2.7M
-1.1%
Context
  • 27 earlier Form 4 trades (code P or S) here by this insider (27 sales), the last on Sep 28, 2026.
  • The trade is 6.1% of the 738,216 shares held after it.
  • 3 other insiders sold within 30 days.
  • 276 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Executive Officer Smith Philip Andrew sold about $2.7M of SNEX under a 10b5-1 plan on Oct 15, 2026; 3 other insiders sold within 30 days and 276 funds added in the latest 13F quarter.
OCONNOR SEAN MICHAEL
Executive Vice-Chairman-Board
SELL
2026-10-13 SECtraded 2026-10-12
76,148
$4.6M
-5.6%
Context
  • 35 earlier Form 4 trades (code P or S) here by this insider (35 sales), the last on Jul 22, 2026.
  • The trade is 4.2% of the 1,831,799 shares held after it.
  • 4 other insiders sold within 30 days.
  • 276 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Executive Vice-Chairman-Board OCONNOR SEAN MICHAEL sold about $4.6M of SNEX under a 10b5-1 plan on Oct 12, 2026; 4 other insiders sold within 30 days and 276 funds added in the latest 13F quarter.
Maurer Mark Lowry
SELL
2026-10-14 SECtraded 2026-10-12
52,953
$3.2M
-5.6%
Context
  • 14 earlier Form 4 trades (code P or S) here by this insider (14 sales), the last on Sep 15, 2026.
  • The trade is 24.1% of the 219,663 shares held after it.
  • 4 other insiders sold within 30 days.
  • 276 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Insider Maurer Mark Lowry sold about $3.2M of SNEX under a 10b5-1 plan on Oct 12, 2026; 4 other insiders sold within 30 days and 276 funds added in the latest 13F quarter.
Smith Philip Andrew
Chief Executive Officer
SELL
2026-09-29 SECtraded 2026-09-28
56,250
$3.7M
-12.5%
Context
  • 26 earlier Form 4 trades (code P or S) here by this insider (26 sales), the last on Jul 22, 2026.
  • The trade is 7.6% of the 738,216 shares held after it.
  • 4 other insiders sold within 30 days.
  • 276 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Executive Officer Smith Philip Andrew sold about $3.7M of SNEX under a 10b5-1 plan on Sep 28, 2026; 4 other insiders sold within 30 days and 276 funds added in the latest 13F quarter.
Rotsztain Diego
Chief Governance/Legal Officer
SELL
2026-09-16 SEC
20,298
$1.4M
-14.5%
Context
  • 20 earlier Form 4 trades (code P or S) here by this insider (3 buys, 17 sales), the last on Sep 14, 2026.
  • +21.8% median (+23.4% mean) 90-day return after 3 previous buys.
  • The trade is 58.2% of the 34,870 shares held after it.
  • 4 other insiders sold within 30 days.
  • 276 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Governance/Legal Officer Rotsztain Diego sold about $1.4M of SNEX under a 10b5-1 plan on Sep 16, 2026; 4 other insiders sold within 30 days and 276 funds added in the latest 13F quarter.
213 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 208 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$160.1M over 180 days
-$35.4M over 90 days
below 98% of Financial Services
Congress
no House purchase disclosed in the last 12 months
Funds
276 funds bought in last quarter
more than 85% of Financial Services
Revenue
+38.4% year over year
more than 74% of Financial Services
Margin
10.0% net margin
more than 59% of Financial Services
Buybacks
no share repurchases reported
Short interest
4.4% of the float short (float per yahoo 2026-10-26) · 4.9 days to cover · settled 2026-09-30
more than 67% of Financial Services
What changed in the last 30 days
Oct 15Chief Executive Officer Smith Philip Andrew sold $6.4M under a 10b5-1 plan (2 trades, Sep 28 to Oct 15)
Why it matters
A 10b5-1 plan schedules trades months ahead, so this says little about what the insider thinks today.
Oct 14Insider Maurer Mark Lowry sold $3.2M under a 10b5-1 plan (Oct 12)
Why it matters
A 10b5-1 plan schedules trades months ahead, so this says little about what the insider thinks today.
Oct 13Executive Vice-Chairman-Board OCONNOR SEAN MICHAEL sold $4.6M under a 10b5-1 plan (Oct 12)
Why it matters
A 10b5-1 plan schedules trades months ahead, so this says little about what the insider thinks today.
Oct 13Officer Sean O'Connor filed to sell $4.6M by Oct 12 (Form 144)
Why it matters
A Form 144 is a notice of intent to sell; the sale may not happen, and it says nothing about the price.
Sep 28Officer Philip Smith filed to sell $3.7M by Sep 28 (Form 144)
Why it matters
A Form 144 is a notice of intent to sell; the sale may not happen, and it says nothing about the price.

Watch SNEX

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+26.9%12M
-17%+25%+66%+108%2025-102025-122026-022026-042026-062026-082026-10 2026-05-15 · OCONNOR SEAN MICHAEL sold $15.5M2026-06-15 · OCONNOR SEAN MICHAEL sold $10.2M2026-06-12 · OCONNOR SEAN MICHAEL sold $9.8M2026-05-18 · OCONNOR SEAN MICHAEL sold $9.8M2026-06-12 · Dunaway William J sold $8.3M2026-05-19 · OCONNOR SEAN MICHAEL sold $7.9M2026-07-22 · OCONNOR SEAN MICHAEL sold $7.8M2026-07-22 · Dunaway William J sold $7.1M2026-05-15 · Dunaway William J sold $7.1M2026-08-14 · Dunaway William J sold $6.4M2026-02-09 · OCONNOR SEAN MICHAEL sold $5.0M2026-02-09 · Maurer Mark Lowry sold $5.0M2026-02-10 · OCONNOR SEAN MICHAEL sold $5.0M2026-06-15 · Maurer Mark Lowry sold $4.7M2026-10-12 · OCONNOR SEAN MICHAEL sold $4.6M2026-06-30 · Smith Philip Andrew sold $4.5M2026-05-14 · Maurer Mark Lowry sold $4.1M2026-07-22 · Maurer Mark Lowry sold $3.9M2026-02-09 · Lyon Charles M sold $3.7M2026-09-28 · Smith Philip Andrew sold $3.7M2026-09-14 · Maurer Mark Lowry sold $3.6M2026-08-07 · Maurer Mark Lowry sold $3.5M2026-09-15 · Maurer Mark Lowry sold $3.4M2026-07-22 · Smith Philip Andrew sold $3.3M2026-10-12 · Maurer Mark Lowry sold $3.2M2026-04-10 · Smith Philip Andrew sold $2.8M2026-10-15 · Smith Philip Andrew sold $2.7M2026-05-18 · Rotsztain Diego sold $2.2M2026-05-18 · Rotsztain Diego sold $2.2M2026-07-22 · Rotsztain Diego sold $2.2M2026-09-14 · Rotsztain Diego sold $2.1M2026-06-30 · Smith Philip Andrew sold $1.7M2026-05-20 · Rotsztain Diego sold $1.5M2026-05-20 · Rotsztain Diego sold $1.5M2026-06-16 · Maurer Mark Lowry sold $1.5M2026-07-24 · Rotsztain Diego sold $1.5M2026-09-16 · Rotsztain Diego sold $1.4M2026-05-22 · Maurer Mark Lowry sold $1.3M2026-06-12 · Lyon Charles M sold $1.2M2026-02-13 · Perkins Abigail H sold $1.0M2026-05-22 · Smith Philip Andrew sold $962.1K2026-07-20 · Perkins Abigail H sold $628.1K2026-10-15 · Philip Smith filed to sell $2.7M2026-10-13 · Mark Maurer filed to sell $3.2M2026-10-13 · Sean O'Connor filed to sell $4.6M2026-09-28 · Philip Smith filed to sell $3.7M2026-09-16 · Diego Rotsztain filed to sell $1.4M2026-09-15 · Mark Maurer filed to sell $3.4M2026-09-14 · Mark Maurer filed to sell $3.6M2026-09-14 · Diego Rotsztain filed to sell $2.1M2026-08-14 · William Dunaway filed to sell $6.4M2026-08-07 · Mark Maurer filed to sell $3.5M2026-08-05 · John M Fowler filed to sell $118.8K2026-07-24 · Diego Rotsztain filed to sell $1.5M2026-07-22 · William Dunaway filed to sell $7.1M2026-07-22 · Mark Maurer filed to sell $3.9M2026-07-22 · Sean O'Connor filed to sell $7.8M2026-07-22 · Diego Rotsztain filed to sell $2.2M2026-07-22 · Philip Smith filed to sell $3.3M2026-07-15 · BEXIGA ANNABELLE G filed to sell $170.9K2026-06-30 · Philip Smith filed to sell $6.1M
Insider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns SNEX: institutional holders (13F)

13F holdings, latest reported quarter
BlackRock, Inc.
11,340,734 sh
$1.3B
VANGUARD PORTFOLIO MANAGEMENT LLC
4,003,159 sh
$474.4M
VANGUARD CAPITAL MANAGEMENT LLC
3,203,895 sh
$379.7M
AMERICAN CENTURY COMPANIES INC
2,962,664 sh
$351.1M
STATE STREET CORP
2,901,690 sh
$343.8M

Congress trades in SNEX

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

SNEX planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
Philip Smith
Filed 2026-10-15
$2.7M
Mark Maurer
Filed 2026-10-13
$3.2M
Sean O'Connor
Filed 2026-10-13
$4.6M
Philip Smith
Filed 2026-09-28
$3.7M
Diego Rotsztain
Filed 2026-09-16
$1.4M

SNEX mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Motley Fool Mid-Cap Growth ETF
$10.0M position · as of 2026-05-31
8.6%
Motley Fool Small-Cap Growth ETF
$3.3M position · as of 2026-05-31
5.6%
Hennessy Cornerstone Mid Cap 30 Fund
$64.8M position · as of 2026-07-31
5.1%
Burney U.S. Factor Rotation ETF
$26.3M position · as of 2026-07-31
4.5%
Infrastructure Capital Small Cap Income ETF
$864.5K position · as of 2026-05-31
4.2%
Motley Fool Global Opportunities ETF
$14.4M position · as of 2026-05-31
4.0%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return · Philip Smith
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$5.0M
$24.8M
$16.1M
+344%
+282%
2024
$18.5M
$26.5M
$9.0M
+140%
+147%
2023
$6.5M
$8.7M
$4.5M
+89%
+73%
2022
$6.0M
$8.2M
$4.3M
+62%
+47%
2021
$4.7M
$7.5M
$3.2M
+29%
+67%
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $160.1M sold by insiders over 180 days, 276 funds added last quarter, $34.6M in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
MSTRCOINMORNUPSTIBKRCACCARESHOODRKTSCHWGSDAVE

SNEX financials

Revenue growth
+38.4%
XBRL, annual
Net margin
10.0%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$157.7B
four quarters, 2025-07-01 to 2026-06-30
Net margin, TTM
+0.3%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
$3.8B
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
0.21x
long-term 2019-12-31 (79 months older than the period end) plus current 2018-12-31 (91 months older than the period end); equity 2026-06-30
Cash flow to debt
6.48x
TTM operating cash flow over long-term 2019-12-31 (79 months older than the period end) plus current 2018-12-31 (91 months older than the period end)
Return on equity
+21.9%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+1.2%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
-3.1%
operating income after a 22.6% effective tax rate, over long-term 2019-12-31 (79 months older than the period end) plus current 2018-12-31 (91 months older than the period end) plus average of 2025-06-30 and 2026-06-30 minus cash
Return on capital employed
n/a
assets or current liabilities not filed
P/E, trailing
5.93x
close 2026-10-23 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
$5.2B
market value at close 2026-10-23 on 2026-08-04 shares, plus long-term 2019-12-31 (79 months older than the period end) plus current 2018-12-31 (91 months older than the period end), minus cash 2026-06-30
FCF yield
+55.5%
TTM free cash flow over market value at close 2026-10-23
PEG, trailing
0.06x
P/E over trailing EPS growth of 102%: four quarters to 2026-06-30 against the four to 2025-06-30
Price as of 2026-10-23. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-092024-092023-092022-09
Revenue$132.4B$99.9B$60.9B$66.0B
Gross profit$4.1B$3.4B$2.9B$2.1B
Operating incomen/a-$64.7M-$62.9M-$59.5M
Net income$305.9M$260.8M$238.5M$207.1M
EPS (diluted)5.895.314.976.67
Operating cash flow$4.4B$506.9M-$23.7M-$229.5M
Cash$1.6B$1.3B$1.1B$1.1B
Buybacksn/an/a$0$0
SEC XBRL, fiscal years, as known on 2026-10-27

SNEX Stock Sonar score 6/7 axes

Find similar shapesCompare

SNEX ranks highest on institutional and government (85th percentile) and financial health (77th), and lowest on insider conviction (30th), among Financial Services peers.

ProfitHealthGrowthInsidersInstitutionsRisk
Profitability
45
Inputs
  • Return on equity+21.9% · 77 pct, sector of 205
  • Return on assets+1.2% · 54 pct, sector of 266
  • Return on invested capital-3.1% · 3 pct, sector of 30
  • Return on capital employedassets or current liabilities not filed
Financial health
77
Inputs
  • Debt to equity0.21x · 61 pct, sector of 181
  • Cash flow to debt6.48x · 94 pct, sector of 141
Growth
74
Inputs
  • Revenue growth, YoY+38.4% · 74 pct, sector of 245
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
30
Inputs
  • Net Form 4 buying (codes P and S), 180d-$134.8M · 2 pct, sector of 161
  • Insider buyers, 180d1 · 57 pct, sector of 165
Institutional and government
85
Inputs
  • Funds adding, latest quarter276 · 85 pct, sector of 278
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
62
Inputs
  • Short interest, % of float+4.4% · 45 pct, sector of 390
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5ynot measured for this sector, almost no peer has an event
  • New text in Risk Factors, latest 10-K+6.9% · 78 pct, sector of 175
1 not measured: US patents
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

SNEX filings, in plain words

Are StoneX insiders buying or selling SNEX?

In the 180 days to 2026-10-27, StoneX insiders were net sellers, a net $160.1M: $161.2K of purchases and $160.2M of sales reported on Form 4, by 1 buyer and 12 sellers.

Are there planned insider sales of SNEX?

Yes. 11 Form 144 notices of planned insider sales were filed in the 90 days to 2026-10-27, covering $34.6M of stock; the latest, by Philip Smith, was filed 2026-10-15.

Read the full summary

In the 180 days to 2026-10-27, StoneX insiders were net sellers of SNEX, a net $160.1M across purchases and sales reported on Form 4 by 1 buyer and 12 sellers. Sales outweighed purchases more than tenfold by value. 19% of the 47 insider sales were made under a Rule 10b5-1 plan; the rest were not flagged as planned. Insiders filed 11 Form 144 notices of intent to sell in the 90 days to 2026-10-27, covering $34.6M of stock. Each figure is counted from SEC and House filings as of 2026-10-27, dated the day the filing was made public.

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