OPY Oppenheimer (OPY) Insider Trading, Ownership & Congress Trades
Financial Services · Security brokers, dealers & flotation companies · CIK 0000791963
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
73
13F, latest reported quarter
Oppenheimer insider trades (Form 4)
Form 4 buys and sells (codes P and S). Grants, option exercises
and conversions excluded.
No insider purchases or sales are on record for OPPENHEIMER HOLDINGS INC in the period covered. Source: SEC Form 4 filings, as of 2026-10-28.
Insider
Filed
Shares
Value
Since filing
Context
- 4 earlier Form 4 trades (code P or S) here by this insider (4 sales), the last on Aug 5, 2025.
- The trade is 23.2% of the 20,177 shares held after it.
- No other insider sold within 30 days.
- 73 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Secretary McNAMARA DENNIS P sold about $423.7K of OPY on Mar 2, 2026, the largest insider sale at the company since 2023; 73 funds added in the latest 13F quarter.Context
- 20 earlier Form 4 trades (code P or S) here by this insider (20 buys), the last on Aug 29, 2025.
- +6.1% median (+4.0% mean) 90-day return after 20 previous buys.
- The trade is 0.3% of the 4,273 shares held after it.
- 1 other insider bought within 30 days.
- 73 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CEO Lowenthal Robert S bought about $767 of OPY on Nov 28, 2025; 1 other insider bought within 30 days and 73 funds added in the latest 13F quarter.Context
- 20 earlier Form 4 trades (code P or S) here by this insider (20 buys), the last on Aug 29, 2025.
- +6.1% median (+4.0% mean) 90-day return after 20 previous buys.
- The trade is 0.3% of the 16,680 shares held after it.
- 1 other insider bought within 30 days.
- 73 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chairman LOWENTHAL ALBERT G bought about $3.0K of OPY on Nov 28, 2025, the largest insider purchase at the company since 2021; 1 other insider bought within 30 days and 73 funds added in the latest 13F quarter.Context
- 19 earlier Form 4 trades (code P or S) here by this insider (19 buys), the last on May 9, 2025.
- +6.5% median (+4.5% mean) 90-day return after 19 previous buys.
- The trade is 0.3% of the 4,262 shares held after it.
- 1 other insider bought within 30 days.
- 73 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CEO Lowenthal Robert S bought about $765 of OPY on Aug 29, 2025; 1 other insider bought within 30 days and 73 funds added in the latest 13F quarter.Context
- 19 earlier Form 4 trades (code P or S) here by this insider (19 buys), the last on May 9, 2025.
- +6.5% median (+4.5% mean) 90-day return after 19 previous buys.
- The trade is 0.3% of the 16,635 shares held after it.
- 1 other insider bought within 30 days.
- 73 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chairman LOWENTHAL ALBERT G bought about $3.0K of OPY on Aug 29, 2025, the largest insider purchase at the company since 2021; 1 other insider bought within 30 days and 73 funds added in the latest 13F quarter.56 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Seven facts, ranked against the sector ·
Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
no House purchase disclosed in the last 12 months
Funds
73 funds bought in last quarter
more than 53% of Financial Services
Revenue
+15.9% year over year
more than 56% of Financial Services
Margin
10.4% net margin
more than 59% of Financial Services
Buybacks
$3.0M repurchased, FY to 2025-12-31
below 84% of Financial Services
Short interest
1.6% of the float short (float per yahoo 2026-10-26) · 1.0 days to cover · settled 2026-09-30
What changed in the last 30 days
Nothing new filed in the last 30 days
Watch OPY
A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.
The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+53.1%12M
Insider buyInsider sell
Indexed to 100, dividend-adjusted, not a price chart.
When a name files heavily, the largest trades are drawn first.
Who owns OPY: institutional holders (13F)
13F holdings, latest reported quarter
520,326 sh
$54.9M
503,954 sh
$53.2M
391,977 sh
$41.4M
384,352 sh
$40.6M
203,463 sh
$21.5M
Congress trades in OPY
No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.
Activist and 5% holders (13D/13G)
No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.
OPY planned insider sales (Form 144)
No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
OPY mutual fund holders (N-PORT)
Funds ranked by the share of their own portfolio in this stock (N-PORT).
Small Cap Dividend Fund
$1.3M position · as of 2026-06-30
1.2%
AUER GROWTH
$779.2K position · as of 2026-05-31
1.0%
Boston Partners Long/Short Equity Fund
$1.2M position · as of 2026-05-31
1.0%
Royce Capital Fund - Micro-Cap Portfolio
$1.3M position · as of 2026-06-30
0.9%
Royce Micro-Cap Fund
$3.8M position · as of 2026-06-30
0.9%
Boston Partners Small Cap Value Fund II
$7.0M position · as of 2026-05-31
0.9%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M ·
% is the share of the fund's own portfolio
Executive pay vs shareholder return · Mr. A.G. Lowenthal
CEO pay, headline and as actually paid, against the company's
return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2023
$4.8M
$4.7M
$2.3M
+64%
+80%
2022
$8.3M
$7.3M
$1.8M
+60%
+41%
2021
$11.0M
$15.8M
$4.7M
+79%
+61%
2020
$9.4M
$10.1M
$3.2M
+23%
+20%
Tagged by the company under SEC Item 402(v). Returns are
cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows 73 funds added last quarter. Each figure is a federal filing, dated the day it went public.
OPY financials
Revenue growth
+15.9%
XBRL, annual
Net margin
10.4%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$1.8B
four quarters, 2025-07-01 to 2026-06-30
Revenue, TTM OPY
| FY Dec 2025 | $1.6B |
| FY Dec 2024 | $1.4B |
| FY Dec 2023 | $1.2B |
| FY Dec 2022 | $1.1B |
| FY Dec 2021 | $1.4B |
| Jun 2026 | $454.9M |
| Mar 2026 | $445.1M |
| Dec 2025 | $472.6M |
| Sep 2025 | $424.4M |
| Jun 2025 | $373.2M |
| Mar 2025 | $367.8M |
| Dec 2024 | $375.4M |
| Sep 2024 | $373.4M |
At each fiscal year end
Single quarter
Net margin, TTM
+5.7%
net income over revenue, 2025-07-01 to 2026-06-30
Net margin, TTM OPY
| FY Dec 2025 | +9.1% |
| FY Dec 2024 | +5.0% |
| FY Dec 2023 | +2.4% |
| FY Dec 2022 | +2.9% |
| FY Dec 2021 | +11.4% |
| Jun 2026 | +6.0% |
| Mar 2026 | -4.6% |
| Dec 2025 | +15.7% |
| Sep 2025 | +5.1% |
| Jun 2025 | +5.8% |
| Mar 2025 | +8.3% |
| Dec 2024 | +2.9% |
| Sep 2024 | +6.6% |
At each fiscal year end
Single quarter
Free cash flow, TTM
-$9.0M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Free cash flow, TTM OPY
| FY Dec 2025 | $183.6M |
| FY Dec 2024 | -$113.3M |
| FY Dec 2023 | -$35.9M |
| FY Dec 2022 | $48.2M |
| FY Dec 2021 | $219.5M |
| Jun 2026 | -$57.1M |
| Mar 2026 | -$190.0M |
| Dec 2025 | $175.8M |
| Sep 2025 | $62.2M |
| Jun 2025 | $38.9M |
| Mar 2025 | -$93.4M |
| Dec 2024 | $71.5M |
| Sep 2024 | $11.2M |
At each fiscal year end
Single quarter
Debt to equity
0.00x
long-term debt only, 2024-12-31 (18 months older than the period end); equity 2026-06-30
Debt to equity OPY
| FY Dec 2025 | 0.00x |
| FY Dec 2024 | 0.00x |
| FY Dec 2023 | 0.14x |
| FY Dec 2022 | 0.14x |
| FY Dec 2021 | 0.15x |
| Jun 2026 | 0.00x |
| Mar 2026 | 0.00x |
| Dec 2025 | 0.00x |
| Sep 2025 | 0.00x |
| Jun 2025 | 0.00x |
| Mar 2025 | 0.00x |
| Dec 2024 | 0.00x |
| Sep 2024 | 0.13x |
At each fiscal year end
Trailing four quarters at each quarter end
Cash flow to debt
n/a
no debt to cover
Cash flow to debt OPY
| FY Dec 2025 | n/a |
| FY Dec 2024 | n/a |
| FY Dec 2023 | -0.17x |
| FY Dec 2022 | 0.57x |
| FY Dec 2021 | 1.84x |
| Jun 2026 | n/a |
| Mar 2026 | n/a |
| Dec 2025 | n/a |
| Sep 2025 | n/a |
| Jun 2025 | n/a |
| Mar 2025 | n/a |
| Dec 2024 | n/a |
| Sep 2024 | -1.04x |
At each fiscal year end
Trailing four quarters at each quarter end
Return on equity
+10.9%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on equity OPY
| FY Dec 2025 | +16.2% |
| FY Dec 2024 | +8.7% |
| FY Dec 2023 | +3.8% |
| FY Dec 2022 | +4.0% |
| FY Dec 2021 | +21.1% |
| Jun 2026 | +10.9% |
| Mar 2026 | +10.7% |
| Dec 2025 | +16.2% |
| Sep 2025 | +9.6% |
| Jun 2025 | +10.2% |
| Mar 2025 | +9.1% |
| Dec 2024 | +8.7% |
| Sep 2024 | +8.9% |
At each fiscal year end
Trailing four quarters at each quarter end
Return on assets
+2.6%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets OPY
| FY Dec 2025 | +4.2% |
| FY Dec 2024 | +2.3% |
| FY Dec 2023 | +1.1% |
| FY Dec 2022 | +1.1% |
| FY Dec 2021 | +5.5% |
| Jun 2026 | +2.6% |
| Mar 2026 | +2.6% |
| Dec 2025 | +4.2% |
| Sep 2025 | +2.4% |
| Jun 2025 | +2.5% |
| Mar 2025 | +2.2% |
| Dec 2024 | +2.3% |
| Sep 2024 | +2.3% |
At each fiscal year end
Trailing four quarters at each quarter end
Return on invested capital
+11.4%
operating income after a 31.7% effective tax rate, over long-term debt only, 2024-12-31 (18 months older than the period end) plus average of 2025-06-30 and 2026-06-30 minus cash
Return on invested capital OPY
| FY Dec 2025 | +16.8% |
| FY Dec 2024 | +9.0% |
| FY Dec 2023 | +3.6% |
| FY Dec 2022 | +4.2% |
| FY Dec 2021 | +21.1% |
| Jun 2026 | +11.4% |
| Mar 2026 | +11.0% |
| Dec 2025 | +16.8% |
| Sep 2025 | +10.0% |
| Jun 2025 | +10.7% |
| Mar 2025 | +9.5% |
| Dec 2024 | +9.0% |
| Sep 2024 | +8.1% |
At each fiscal year end
Trailing four quarters at each quarter end
Return on capital employed
n/a
assets or current liabilities not filed
Return on capital employed OPY
| FY Dec 2025 | n/a |
| FY Dec 2024 | n/a |
| FY Dec 2023 | n/a |
| FY Dec 2022 | n/a |
| FY Dec 2021 | n/a |
| Jun 2026 | n/a |
| Mar 2026 | n/a |
| Dec 2025 | n/a |
| Sep 2025 | n/a |
| Jun 2025 | n/a |
| Mar 2025 | n/a |
| Dec 2024 | n/a |
| Sep 2024 | n/a |
At each fiscal year end
Trailing four quarters at each quarter end
P/E, trailing
11.64x
close 2026-10-26 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
P/E, trailing OPY
| FY Dec 2025 | 5.54x |
| FY Dec 2024 | 10.06x |
| FY Dec 2023 | 16.20x |
| FY Dec 2022 | 16.73x |
| FY Dec 2021 | 3.96x |
| Jun 2026 | 11.91x |
| Mar 2026 | 10.63x |
| Dec 2025 | 5.54x |
| Sep 2025 | 9.92x |
| Jun 2025 | 8.53x |
| Mar 2025 | 8.87x |
| Dec 2024 | 10.06x |
| Sep 2024 | 7.97x |
At each fiscal year end
Trailing four quarters at each quarter end
Enterprise value
n/a
no share count filed
Enterprise value OPY
| FY Dec 2025 | n/a |
| FY Dec 2024 | n/a |
| FY Dec 2023 | n/a |
| FY Dec 2022 | n/a |
| FY Dec 2021 | n/a |
| Jun 2026 | n/a |
| Mar 2026 | n/a |
| Dec 2025 | n/a |
| Sep 2025 | n/a |
| Jun 2025 | n/a |
| Mar 2025 | n/a |
| Dec 2024 | n/a |
| Sep 2024 | n/a |
At each fiscal year end
Trailing four quarters at each quarter end
FCF yield
n/a
no share count filed
FCF yield OPY
| FY Dec 2025 | n/a |
| FY Dec 2024 | n/a |
| FY Dec 2023 | n/a |
| FY Dec 2022 | n/a |
| FY Dec 2021 | n/a |
| Jun 2026 | n/a |
| Mar 2026 | n/a |
| Dec 2025 | n/a |
| Sep 2025 | n/a |
| Jun 2025 | n/a |
| Mar 2025 | n/a |
| Dec 2024 | n/a |
| Sep 2024 | n/a |
At each fiscal year end
Trailing four quarters at each quarter end
PEG, trailing
0.78x
P/E over trailing EPS growth of 15%: four quarters to 2026-06-30 against the four to 2025-06-30
PEG, trailing OPY
| FY Dec 2025 | 0.05x |
| FY Dec 2024 | 0.07x |
| FY Dec 2023 | 20.50x |
| FY Dec 2022 | n/a |
| FY Dec 2021 | 0.15x |
| Jun 2026 | 0.80x |
| Mar 2026 | 0.43x |
| Dec 2025 | 0.05x |
| Sep 2025 | 0.62x |
| Jun 2025 | 0.21x |
| Mar 2025 | 0.11x |
| Dec 2024 | 0.07x |
| Sep 2024 | 0.09x |
At each fiscal year end
Trailing four quarters at each quarter end
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
| 2025-12 | 2024-12 | 2023-12 | 2022-12 | |
|---|---|---|---|---|
| Revenue | $1.6B | $1.4B | $1.2B | $1.1B |
| Operating income | $211.2M | $105.8M | $46.8M | $45.6M |
| Net income | $148.4M | $71.6M | $30.2M | $32.4M |
| EPS (diluted) | 13.04 | 6.37 | 2.59 | 2.57 |
| Operating cash flow | $188.8M | -$108.2M | -$18.8M | $64.5M |
| Cash | $38.4M | $33.1M | $28.8M | $112.4M |
| Long-term debt | n/a | $0 | $112.7M | $113.4M |
| Buybacks | $3.0M | $9.6M | $35.1M | $60.6M |
| Dividends paid | $7.6M | $6.8M | $6.5M | $7.0M |
SEC XBRL, fiscal years, as known on 2026-10-28
OPY Stock Sonar score 5/7 axes
Find similar shapesCompareOPY ranks highest on financial health (99th percentile) and risk and compliance (67th), and lowest on institutional and government (53rd), among Financial Services peers.
5 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored
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