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MKTX · Marketaxess Holdings Inc
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MKTX Marketaxess (MKTX) Insider Trading, Ownership & Congress Trades

Financial Services · Security brokers, dealers & flotation companies · CIK 0001278021
Form 144 · 2
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
196
13F, latest reported quarter

What the filings say about MKTX

Insiders, 180 days
-$1.1M net sold
2 sellers · 29% of sales under a 10b5-1 plan
Congress, 1 year
0 bought · 1 sold
Latest: sale, 2026-04-09
Planned sales (Form 144), 90 days
$1.1M
2 notices

Marketaxess insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, MARKETAXESS HOLDINGS INC insiders sold a net $1.1M of stock across 119 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
General Counsel and Secretary
SELL
2026-10-13 SECtraded 2026-10-12
100
$16.5K
+0.3%
Context
  • 15 earlier Form 4 trades (code P or S) here by this insider (15 sales), the last on Sep 10, 2026.
  • The trade is 0.9% of the 11,386 shares held after it.
  • No other insider sold within 30 days.
  • 196 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: General Counsel and Secretary Pintoff Scott sold about $16.5K of MKTX under a 10b5-1 plan on Oct 12, 2026; 196 funds added in the latest 13F quarter.
General Counsel and Secretary
SELL
2026-09-11 SECtraded 2026-09-10
100
$16.3K
+1.2%
Context
  • 14 earlier Form 4 trades (code P or S) here by this insider (14 sales), the last on Aug 10, 2026.
  • The trade is 0.9% of the 11,486 shares held after it.
  • 1 other insider sold within 30 days.
  • 196 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: General Counsel and Secretary Pintoff Scott sold about $16.3K of MKTX under a 10b5-1 plan on Sep 10, 2026; 1 other insider sold within 30 days and 196 funds added in the latest 13F quarter.
SELL
2026-09-11 SECtraded 2026-09-10
6,164
$1.0M
+1.2%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 152.8% of the 4,033 shares held after it.
  • 1 other insider sold within 30 days.
  • 196 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Cruger William Frank Jr. sold about $1.0M of MKTX on Sep 10, 2026, the largest insider sale at the company since 2024; 1 other insider sold within 30 days and 196 funds added in the latest 13F quarter.
General Counsel and Secretary
SELL
2026-08-10 SEC
100
$16.3K
+2.0%
Context
  • 13 earlier Form 4 trades (code P or S) here by this insider (13 sales), the last on Jul 10, 2026.
  • The trade is 0.9% of the 11,586 shares held after it.
  • No other insider sold within 30 days.
  • 196 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: General Counsel and Secretary Pintoff Scott sold about $16.3K of MKTX on Aug 10, 2026; 196 funds added in the latest 13F quarter.
General Counsel and Secretary
SELL
2026-07-10 SEC
100
$11.5K
+43.0%
Context
  • 12 earlier Form 4 trades (code P or S) here by this insider (12 sales), the last on Jun 10, 2026.
  • The trade is 0.9% of the 11,686 shares held after it.
  • No other insider sold within 30 days.
  • 196 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: General Counsel and Secretary Pintoff Scott sold about $11.5K of MKTX on Jul 10, 2026; 196 funds added in the latest 13F quarter.
119 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
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Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$1.1M over 180 days
-$1.1M over 90 days
more than 50% of Financial Services
Congress
no House purchase disclosed in the last 12 months
Funds
196 funds bought in last quarter
more than 75% of Financial Services
Revenue
+3.6% year over year
below 64% of Financial Services
Margin
29.1% net margin
more than 80% of Financial Services
Buybacks
$420.0M repurchased, FY to 2025-12-31
more than 82% of Financial Services
Short interest
10.8% of the float short (float per yahoo 2026-10-26) · 3.4 days to cover · settled 2026-09-30
more than 87% of Financial Services
What changed in the last 30 days
Oct 13General Counsel and Secretary Pintoff Scott sold $16.5K under a 10b5-1 plan (Oct 12)
Why it matters
A 10b5-1 plan schedules trades months ahead, so this says little about what the insider thinks today.

Watch MKTX

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-2.4%12M
-35%-19%-3%+14%2025-102025-122026-022026-042026-062026-082026-10 2026-09-10 · Cruger William Frank Jr. sold $1.0M2026-03-10 · Pintoff Scott sold $18.5K2025-12-12 · Pintoff Scott sold $17.8K2026-04-10 · Pintoff Scott sold $17.2K2026-02-10 · Pintoff Scott sold $17.2K2026-01-12 · Pintoff Scott sold $16.9K2026-10-12 · Pintoff Scott sold $16.5K2026-09-10 · Pintoff Scott sold $16.3K2026-08-10 · Pintoff Scott sold $16.3K2026-05-11 · Pintoff Scott sold $14.7K2026-06-10 · Pintoff Scott sold $11.6K2026-07-10 · Pintoff Scott sold $11.5K2026-09-10 · William Frank Cruger, Jr. filed to sell $1.0M2026-08-10 · Pintoff Scott filed to sell $48.8K
Insider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns MKTX: institutional holders (13F)

13F holdings, latest reported quarter
3,999,836 sh
$453.9M
$397.8M
$222.8M

Congress trades in MKTX

STOCK Act disclosures, US House only, filed up to 45 days after the trade
Sold 2026-04-09 · disclosed 40 days later
$1,001 - $15,000
Sold 2025-02-12 · disclosed 28 days later
$1,001 - $15,000
Bought 2025-01-15 · disclosed 28 days later
$1,001 - $15,000

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

MKTX planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
William Frank Cruger, Jr.
Filed 2026-09-10
$1.0M
Pintoff Scott
Filed 2026-08-10
$48.8K

MKTX mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Cultivar ETF
$1.8M position · as of 2026-07-31
4.2%
Victory RS Investors Fund
$2.5M position · as of 2026-06-30
3.5%
First Trust Financials AlphaDEX Fund
$25.4M position · as of 2026-07-31
2.3%
Hunter Small Cap Value Fund
$1.5M position · as of 2026-07-31
2.2%
Victory RS Value Fund
$5.6M position · as of 2026-06-30
2.2%
PRIMECAP Odyssey Aggressive Growth Fund
$152.4M position · as of 2026-07-31
2.1%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return · Christopher RConcannon
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2024
$5.8M
-$88.8K
$2.3M
-59%
+68%
2022
$5.6M
-$17.0M
$3.6M
-50%
+14%
2021
$5.7M
-$23.8M
$2.8M
-28%
+32%
2020
$6.1M
$46.2M
$2.6M
+51%
-1%
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $1.1M sold by insiders over 180 days, 196 funds added last quarter, $1.1M in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
Same sector, ranked by filing activity
Sector by SEC SIC code

MKTX financials

Revenue growth
+3.6%
XBRL, annual
Net margin
29.1%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$870.0M
four quarters, 2025-07-01 to 2026-06-30
Net margin, TTM
+35.2%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
$194.3M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
0.09x
current debt only, 2026-06-30; equity 2026-06-30
Cash flow to debt
1.73x
TTM operating cash flow over current debt only, 2026-06-30
Return on equity
+23.4%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+13.9%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
+27.4%
operating income after a 16.3% effective tax rate, over current debt only, 2026-06-30 plus average of 2025-06-30 and 2026-06-30 minus cash
Return on capital employed
n/a
assets or current liabilities not filed
P/E, trailing
19.48x
close 2026-10-26 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
$5.7B
market value at close 2026-10-26 on 2026-08-04 shares, plus current debt only, 2026-06-30, minus cash 2026-06-30
FCF yield
+3.3%
TTM free cash flow over market value at close 2026-10-26
PEG, trailing
0.46x
P/E over trailing EPS growth of 43%: four quarters to 2026-06-30 against the four to 2025-06-30
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenue$846.3M$817.1M$752.5M$718.3M
Operating income$341.8M$340.9M$315.0M$326.9M
Net income$246.9M$274.2M$258.1M$250.2M
EPS (diluted)6.647.286.856.65
Operating cash flow$382.1M$385.2M$333.8M$289.2M
Cash$519.7M$544.5M$451.3M$430.7M
Buybacks$420.0M$75.5M$0$87.5M
SEC XBRL, fiscal years, as known on 2026-10-28

MKTX Stock Sonar score 6/7 axes

Find similar shapesCompare

MKTX ranks highest on financial health (81st percentile) and profitability (80th), and lowest on insider conviction (25th), among Financial Services peers.

ProfitHealthGrowthInsidersInstitutionsRisk
Profitability
80
Inputs
  • Return on equity+23.4% · 79 pct, sector of 205
  • Return on assets+13.9% · 85 pct, sector of 266
  • Return on invested capital+27.4% · 76 pct, sector of 30
  • Return on capital employedassets or current liabilities not filed
Financial health
81
Inputs
  • Debt to equity0.09x · 72 pct, sector of 181
  • Cash flow to debt1.73x · 89 pct, sector of 141
Growth
36
Inputs
  • Revenue growth, YoY+3.6% · 36 pct, sector of 245
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
25
Inputs
  • Net Form 4 buying (codes P and S), 180d-$1.1M · 50 pct, sector of 161
  • Insider buyers, 180d0 · 0 pct, sector of 165
Institutional and government
31
Inputs
  • Funds adding, latest quarter196 · 75 pct, sector of 278
  • Congress net buyers, 365d-1 · 10 pct, sector of 31
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quarters$90K · 8 pct, sector of 40
Risk and compliance
49
Inputs
  • Short interest, % of float+10.8% · 18 pct, sector of 390
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5ynot measured for this sector, almost no peer has an event
  • New text in Risk Factors, latest 10-K+6.7% · 79 pct, sector of 175
1 not measured: US patents
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

MKTX filings, in plain words

Are Marketaxess insiders buying or selling MKTX?

In the 180 days to 2026-10-28, Marketaxess insiders were net sellers, a net $1.1M across purchases and sales reported on Form 4, by 2 sellers.

Have members of Congress traded MKTX?

Yes. In the year to 2026-10-28, 0 House members disclosed buying MKTX and 1 House member disclosed selling it; the latest on record is a sale by Josh Gottheimer dated 2026-04-09.

Are there planned insider sales of MKTX?

Yes. 2 Form 144 notices of planned insider sales were filed in the 90 days to 2026-10-28, covering $1.1M of stock; the latest, by William Frank Cruger, Jr., was filed 2026-09-10.

Read the full summary

In the 180 days to 2026-10-28, Marketaxess insiders were net sellers of MKTX, a net $1.1M across purchases and sales reported on Form 4 by 2 sellers. 29% of the 7 insider sales were made under a Rule 10b5-1 plan; the rest were not flagged as planned. In the year to 2026-10-28, 0 members of Congress disclosed buying MKTX and 1 member disclosed selling it; the latest on record is a sale by Josh Gottheimer dated 2026-04-09. Insiders filed 2 Form 144 notices of intent to sell in the 90 days to 2026-10-28, covering $1.1M of stock. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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