WAVEMAN · COMPANY

HNNA · Hennessy Advisors Inc

LIVE

TEAM-2.62% 13F +440META+1.00% 13F +2,694RCG+0.35% CLUSTERUTHR-0.54% 13F +425CRWV+5.68% 13F +694CRM-1.97% 13F +1,019CVNA+1.58% 13F +795TPL-1.11% 13F +444NET-1.96% 13F +711MSTR-1.39% 13F +527DELL+1.50% 13F +1,204CRWD-0.87% 13F +1,383ANET+1.22% 13F +1,324COIN-4.18% 13F +475TEAM-2.62% 13F +440META+1.00% 13F +2,694RCG+0.35% CLUSTERUTHR-0.54% 13F +425CRWV+5.68% 13F +694CRM-1.97% 13F +1,019CVNA+1.58% 13F +795TPL-1.11% 13F +444NET-1.96% 13F +711MSTR-1.39% 13F +527DELL+1.50% 13F +1,204CRWD-0.87% 13F +1,383ANET+1.22% 13F +1,324COIN-4.18% 13F +475

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HNNA

Name: HENNESSY ADVISORS INC (HNNA) insider trading and ownership data
Creator: WaveMan
License: https://wave-man.com/terms

HENNESSY ADVISORS INC

FINANCIAL SERVICES · INVESTMENT ADVICE · CIK 0001145255

SEC FILINGS☆ WATCH

INSIDER NET · 180D

-$100.0K

open-market buys minus sells, Form 4 codes P and S

INSIDER BUYERS · 180D

CONGRESS BUYERS · 1Y

FUNDS ADDED · QTR

13F, latest reported quarter

REVENUE GROWTH

+19.9%

XBRL, annual

NET MARGIN

28.0%

SEVEN FACTS, RANKED AGAINST THE SECTOR · RANK IS NOT A FORECAST

INSIDERS

net -$100.0K over 180 days

more than 65% of Financial Services

CONGRESS

no member of Congress has reported trading it

FUNDS

13 funds added or opened last quarter

below 79% of Financial Services

REVENUE

+19.9% year over year

more than 63% of Financial Services

MARGIN

28.0% net margin

more than 78% of Financial Services

BUYBACKS

no share repurchases reported

SHORT

0.1% of shares outstanding short · 1.0 days to cover · settled 2026-07-31

below 88% of Financial Services

The year, with the filings on it

Total return indexed to 100 over the last 12 months · every marker is a federal filing, placed at its date — hover any marker for the detail

TOTAL 12M RETURN -9.3%

-9.3%12M

INSIDER SELL

INDEXED RETURN, DIVIDEND-ADJUSTED — NOT A PRICE CHART · LARGE TRADES DRAWN FIRST WHEN A NAME FILES HEAVILY

Live price

Daily candles from TradingView, on their licence — no filings are marked on this one

WHY THIS NAME IS ON THE DESK

The complete filing record, in one place.

The record shows a net $100.0K sold by insiders over 180 days, 13 funds added last quarter. Every figure is a federal filing, dated the day it became public.

Backtest this pattern Open the screener

Same sector, ranked by filing activity

Sector from the SEC's own SIC classification

MSTR COIN MORN UPST IBKR CACC ARES HOOD RKT SCHW DAVE GS

Insider transactions

Form 4 purchases and sales (codes P and S) — grants, option exercises and preferred conversions excluded

Over the last 180 days, HENNESSY ADVISORS INC insiders sold a net $100.0K of stock across 64 Form 4 purchases and sales, with 0 insider(s) buying. Source: SEC Form 4 filings, as of 2026-09-06.

INSIDER

FILED

VALUE

Fahy Kathryn

SVP and CFO

SELL

2026-05-11

10,000.0

$100.0K

Newton Kiera

Director

SELL

2025-12-30

571.0

$5.3K

Newton Kiera

Director

SELL

2025-09-29

390.0

$4.2K

Newton Kiera

Director

SELL

2025-09-23

3.0

$33

SEAVEY THOMAS L

Director

SELL

2025-08-15

2,603.0

$27.7K

64 TRANSACTIONS ON RECORD

Showing the most recent few. Create a free account to see 59 more transactions on record, the cross-source screener and CSV export. We store only your email address, and there is no password to create.

Institutional holders

13F · holdings as of the latest quarter funds have reported

VANGUARD CAPITAL MANAGEMENT LLC

238,662.0 sh

$2.4M

Truffle Hound Capital, LLC

200,000.0 sh

$2.0M

AEGIS FINANCIAL CORP

170,768.0 sh

$1.7M

RENAISSANCE TECHNOLOGIES LLC

97,688.0 sh

$991.5K

Allworth Financial LP

81,380.0 sh

$826.0K

SCHEDULE 13D/G

No 5%+ ownership filings

Nobody has crossed 5% with a filing obligation. Absence is a fact here, not missing data.

FORM 144

No planned-sale notices

No insider has notified an intent to sell. This is the panel to watch after a run-up.

Fund concentration

N-PORT · funds ranked by how much of THEMSELVES they put in this stock — the conviction number 13F cannot show

Aegis Value Fund

$1.4M POSITION · AS OF 2026-03-31

0.1%

iShares Micro-Cap ETF

$121.7K POSITION · AS OF 2026-03-31

0.0%

EA Bridgeway Omni Small-Cap Value ETF

$146.4K POSITION · AS OF 2026-03-31

0.0%

Omni Small-Cap Value Fund

$68.2K POSITION · AS OF 2026-03-31

0.0%

1290 VT Micro Cap Portfolio

$8.7K POSITION · AS OF 2026-03-31

0.0%

JNL/DFA U.S. Small Cap Fund

$7.3K POSITION · AS OF 2026-03-31

0.0%

SEC N-PORT, MONTHLY WITH A ~60-DAY PUBLIC LAG · FUNDS ≥ $10M · % = SHARE OF THE FUND'S OWN BOOK

Executive pay vs shareholder return

DEF 14A pay-versus-performance disclosure · both the headline pay and the SEC's mark-to-market figure, beside the return the company delivered and the return of the peer group it chose itself

CEO TOTAL

ACTUALLY PAID

OTHER NEOs AVG

TSR

PEER TSR

2025

$1.6M

$1.7M

$1.2M

+46%

—

2024

$1.1M

+33%

—

2023

$852.3K

$740.7K

$895.9K

-18%

—

TAGGED BY THE COMPANY UNDER SEC ITEM 402(v) · RETURN IS CUMULATIVE FROM THE START OF THE DISCLOSURE PERIOD · GREEN WHERE THE COMPANY BEAT ITS OWN PEER GROUP

Fundamentals

Annual figures from XBRL filings · pick a past date to see them exactly as the market knew them then — restatements and all

	2025-09	2024-09	2023-09	2022-09
REVENUE	$35.5M	$29.6M	$24.0M	$29.7M
OPERATING INCOME	$13.1M	$8.9M	$6.3M	$9.8M
NET INCOME	$10.0M	$7.1M	$4.8M	$6.2M
EPS (DILUTED)	1.27	0.92	0.63	0.82
OPERATING CASH FLOW	$13.8M	$9.3M	$7.1M	$8.7M
CASH	$72.4M	$63.9M	$60.5M	$58.5M
DIVIDENDS PAID	$4.2M	$4.2M	$4.1M	$4.0M

SEC XBRL · FISCAL-YEAR PERIODS · AS KNOWN ON 2026-09-06 · NOBODY ELSE SHOWS FUNDAMENTALS AS OF A PAST DATE