HNNA Hennessy Advisors (HNNA) Insider Trading, Ownership & Congress Trades
Financial Services · Investment advice · CIK 0001145255
Form 144 · 1
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
13
13F, latest reported quarter
What the filings say about HNNA
Insiders, 180 days
-$183.6K net sold
4 sellers · 0% of sales under a 10b5-1 plan
Planned sales (Form 144), 90 days
$50.8K
1 notice
Hennessy Advisors insider trades (Form 4)
Form 4 buys and sells (codes P and S). Grants, option exercises
and conversions excluded.
Over the last 180 days, HENNESSY ADVISORS INC insiders sold a net $183.6K of stock across 69 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-28.
Insider
Filed
Shares
Value
Since filing
Context
- 9 earlier Form 4 trades (code P or S) here by this insider (9 sales), the last on Sep 16, 2026.
- The trade is 2.4% of the 20,598 shares held after it.
- 2 other insiders sold within 30 days.
- 13 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Newton Kiera sold about $5.1K of HNNA on Sep 29, 2026; 2 other insiders sold within 30 days and 13 funds added in the latest 13F quarter.Context
- 10 earlier Form 4 trades (code P or S) here by this insider (10 sales), the last on Dec 30, 2024.
- The trade is 13.2% of the 37,768 shares held after it.
- 2 other insiders sold within 30 days.
- 13 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Executive VP STEADMAN DANIEL B sold about $51.3K of HNNA on Sep 24, 2026; 2 other insiders sold within 30 days and 13 funds added in the latest 13F quarter.Context
- 7 earlier Form 4 trades (code P or S) here by this insider (7 sales), the last on Aug 15, 2025.
- The trade is 3.1% of the 59,754 shares held after it.
- 2 other insiders sold within 30 days.
- 13 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director SEAVEY THOMAS L sold about $19.0K of HNNA on Sep 24, 2026; 2 other insiders sold within 30 days and 13 funds added in the latest 13F quarter.Context
- 8 earlier Form 4 trades (code P or S) here by this insider (8 sales), the last on Sep 14, 2026.
- The trade is 1.3% of the 15,502 shares held after it.
- 2 other insiders sold within 30 days.
- 13 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Newton Kiera sold about $2.1K of HNNA on Sep 16, 2026; 2 other insiders sold within 30 days and 13 funds added in the latest 13F quarter.Context
- 7 earlier Form 4 trades (code P or S) here by this insider (7 sales), the last on Dec 30, 2025.
- The trade is 3.8% of the 15,701 shares held after it.
- 2 other insiders sold within 30 days.
- 13 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Newton Kiera sold about $6.1K of HNNA on Sep 14, 2026; 2 other insiders sold within 30 days and 13 funds added in the latest 13F quarter.69 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Seven facts, ranked against the sector ·
Rank is not a forecast
Insiders
net -$183.6K over 180 days
-$83.6K over 90 days
more than 64% of Financial Services
Congress
no House purchase disclosed in the last 12 months
Funds
13 funds bought in last quarter
below 80% of Financial Services
Revenue
+19.9% year over year
more than 62% of Financial Services
Margin
28.0% net margin
more than 78% of Financial Services
Buybacks
no share repurchases reported
Short interest
0.1% of the float short (float per yahoo 2026-10-27) · 1.0 days to cover · settled 2026-10-15
below 92% of Financial Services
What changed in the last 30 days
Sep 30Director Newton Kiera sold $5.1K (Sep 29)
Watch HNNA
A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.
The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+13.2%12M
Insider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart.
When a name files heavily, the largest trades are drawn first.
Who owns HNNA: institutional holders (13F)
13F holdings, latest reported quarter
238,662 sh
$2.4M
200,000 sh
$2.0M
170,768 sh
$1.7M
97,688 sh
$991.5K
81,380 sh
$826.0K
Congress trades in HNNA
No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.
Activist and 5% holders (13D/13G)
No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.
HNNA planned insider sales (Form 144)
Notice of intent to sell, filed before any sale
STEADMAN DANIEL B
Filed 2026-09-24
$50.8K
HNNA mutual fund holders (N-PORT)
Funds ranked by the share of their own portfolio in this stock (N-PORT).
Aegis Value Fund
$1.7M position · as of 2026-06-30
0.2%
iShares Micro-Cap ETF
$185.6K position · as of 2026-06-30
0.0%
EA Bridgeway Omni Small-Cap Value ETF
$168.0K position · as of 2026-06-30
0.0%
1290 VT Micro Cap Portfolio
$12.0K position · as of 2026-06-30
0.0%
Omni Small-Cap Value Fund
$71.0K position · as of 2026-06-30
0.0%
JNL/DFA U.S. Small Cap Fund
$7.6K position · as of 2026-06-30
0.0%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M ·
% is the share of the fund's own portfolio
Executive pay vs shareholder return
CEO pay, headline and as actually paid, against the company's
return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$1.6M
$1.7M
$1.2M
+46%
n/a
2024
$1.1M
$1.1M
$1.1M
+33%
n/a
2023
$852.3K
$740.7K
$895.9K
-18%
n/a
Tagged by the company under SEC Item 402(v). Returns are
cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $183.6K sold by insiders over 180 days, 13 funds added last quarter, $50.8K in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
HNNA financials
Revenue growth
+19.9%
XBRL, annual
Net margin
28.0%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$33.3M
four quarters, 2025-07-01 to 2026-06-30
Revenue, TTM HNNA
| FY Sep 2025 | $35.5M |
| FY Sep 2024 | $29.6M |
| FY Sep 2023 | $24.0M |
| FY Sep 2022 | $29.7M |
| FY Sep 2021 | $32.8M |
| Jun 2026 | $8.4M |
| Mar 2026 | $8.1M |
| Dec 2025 | $8.3M |
| Sep 2025 | $8.5M |
| Jun 2025 | $8.1M |
| Mar 2025 | $9.3M |
| Dec 2024 | $9.7M |
| Sep 2024 | $8.8M |
At each fiscal year end
Single quarter
Net margin, TTM
+24.8%
net income over revenue, 2025-07-01 to 2026-06-30
Net margin, TTM HNNA
| FY Sep 2025 | +28.0% |
| FY Sep 2024 | +23.9% |
| FY Sep 2023 | +19.9% |
| FY Sep 2022 | +20.9% |
| FY Sep 2021 | +24.1% |
| Jun 2026 | +23.8% |
| Mar 2026 | +23.5% |
| Dec 2025 | +23.2% |
| Sep 2025 | +28.5% |
| Jun 2025 | +26.3% |
| Mar 2025 | +27.8% |
| Dec 2024 | +29.2% |
| Sep 2024 | +26.5% |
At each fiscal year end
Single quarter
Free cash flow, TTM
$10.2M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Free cash flow, TTM HNNA
| FY Sep 2025 | $13.4M |
| FY Sep 2024 | $9.0M |
| FY Sep 2023 | $6.9M |
| FY Sep 2022 | $8.4M |
| FY Sep 2021 | $10.1M |
| Jun 2026 | $3.7M |
| Mar 2026 | $2.2M |
| Dec 2025 | $601.0K |
| Sep 2025 | $3.6M |
| Jun 2025 | $3.9M |
| Mar 2025 | $3.7M |
| Dec 2024 | $2.1M |
| Sep 2024 | $3.3M |
At each fiscal year end
Single quarter
Debt to equity
0.16x
long-term 2019-12-31 (79 months older than the period end) plus current 2019-12-31 (79 months older than the period end); equity 2026-06-30
Debt to equity HNNA
| FY Sep 2025 | 0.17x |
| FY Sep 2024 | 0.18x |
| FY Sep 2023 | 0.19x |
| FY Sep 2022 | 0.19x |
| FY Sep 2021 | 0.20x |
| Jun 2026 | 0.16x |
| Mar 2026 | 0.16x |
| Dec 2025 | 0.16x |
| Sep 2025 | 0.17x |
| Jun 2025 | 0.17x |
| Mar 2025 | 0.17x |
| Dec 2024 | 0.17x |
| Sep 2024 | 0.18x |
At each fiscal year end
Trailing four quarters at each quarter end
Cash flow to debt
0.64x
TTM operating cash flow over long-term 2019-12-31 (79 months older than the period end) plus current 2019-12-31 (79 months older than the period end)
Cash flow to debt HNNA
| FY Sep 2025 | 0.85x |
| FY Sep 2024 | 0.57x |
| FY Sep 2023 | 0.44x |
| FY Sep 2022 | 0.53x |
| FY Sep 2021 | 0.64x |
| Jun 2026 | 0.64x |
| Mar 2026 | 0.66x |
| Dec 2025 | 0.75x |
| Sep 2025 | 0.85x |
| Jun 2025 | 0.82x |
| Mar 2025 | 0.80x |
| Dec 2024 | 0.68x |
| Sep 2024 | 0.57x |
At each fiscal year end
Trailing four quarters at each quarter end
Return on equity
+8.4%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on equity HNNA
| FY Sep 2025 | +10.5% |
| FY Sep 2024 | +7.9% |
| FY Sep 2023 | +5.5% |
| FY Sep 2022 | +7.3% |
| FY Sep 2021 | +9.8% |
| Jun 2026 | +8.4% |
| Mar 2026 | +8.6% |
| Dec 2025 | +9.4% |
| Sep 2025 | +10.5% |
| Jun 2025 | +10.6% |
| Mar 2025 | +10.6% |
| Dec 2024 | +9.6% |
| Sep 2024 | +7.9% |
At each fiscal year end
Trailing four quarters at each quarter end
Return on assets
+5.9%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets HNNA
| FY Sep 2025 | +6.4% |
| FY Sep 2024 | +4.8% |
| FY Sep 2023 | +3.3% |
| FY Sep 2022 | +5.0% |
| FY Sep 2021 | +8.0% |
| Jun 2026 | +5.9% |
| Mar 2026 | +5.3% |
| Dec 2025 | +5.8% |
| Sep 2025 | +6.4% |
| Jun 2025 | +6.4% |
| Mar 2025 | +6.5% |
| Dec 2024 | +5.9% |
| Sep 2024 | +4.8% |
At each fiscal year end
Trailing four quarters at each quarter end
Return on invested capital
+13.1%
operating income after a 26.5% effective tax rate, over long-term 2019-12-31 (79 months older than the period end) plus current 2019-12-31 (79 months older than the period end) plus average of 2025-06-30 and 2026-06-30 minus cash
Return on invested capital HNNA
| FY Sep 2025 | +22.5% |
| FY Sep 2024 | +14.9% |
| FY Sep 2023 | +10.4% |
| FY Sep 2022 | +12.0% |
| FY Sep 2021 | +9.4% |
| Jun 2026 | +13.1% |
| Mar 2026 | +18.7% |
| Dec 2025 | +19.9% |
| Sep 2025 | +22.5% |
| Jun 2025 | +21.7% |
| Mar 2025 | +20.8% |
| Dec 2024 | +18.3% |
| Sep 2024 | +14.9% |
At each fiscal year end
Trailing four quarters at each quarter end
Return on capital employed
+8.2%
operating income (EBIT proxy) over average of 2025-06-30 and 2026-06-30 minus current liabilities
Return on capital employed HNNA
| FY Sep 2025 | +8.7% |
| FY Sep 2024 | +6.1% |
| FY Sep 2023 | +4.5% |
| FY Sep 2022 | +8.4% |
| FY Sep 2021 | +11.7% |
| Jun 2026 | +8.2% |
| Mar 2026 | +8.2% |
| Dec 2025 | +9.0% |
| Sep 2025 | +8.7% |
| Jun 2025 | +8.7% |
| Mar 2025 | +8.7% |
| Dec 2024 | +7.7% |
| Sep 2024 | +6.1% |
At each fiscal year end
Trailing four quarters at each quarter end
P/E, trailing
9.63x
close 2026-10-26 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
P/E, trailing HNNA
| FY Sep 2025 | 8.23x |
| FY Sep 2024 | 10.82x |
| FY Sep 2023 | 10.41x |
| FY Sep 2022 | 10.57x |
| FY Sep 2021 | 8.99x |
| Jun 2026 | 9.67x |
| Mar 2026 | 9.20x |
| Dec 2025 | 8.35x |
| Sep 2025 | 8.23x |
| Jun 2025 | 10.08x |
| Mar 2025 | 7.97x |
| Dec 2024 | 11.38x |
| Sep 2024 | 10.82x |
At each fiscal year end
Trailing four quarters at each quarter end
Enterprise value
$60.9M
market value at close 2026-10-26 on 2026-08-03 shares, plus long-term 2019-12-31 (79 months older than the period end) plus current 2019-12-31 (79 months older than the period end), minus cash 2026-06-30
Enterprise value HNNA
| FY Sep 2025 | $25.2M |
| FY Sep 2024 | $28.8M |
| FY Sep 2023 | $6.3M |
| FY Sep 2022 | $22.7M |
| FY Sep 2021 | $71.3M |
| Jun 2026 | $61.2M |
| Mar 2026 | $20.2M |
| Dec 2025 | $20.1M |
| Sep 2025 | $25.2M |
| Jun 2025 | $44.1M |
| Mar 2025 | $26.3M |
| Dec 2024 | $50.5M |
| Sep 2024 | $28.8M |
At each fiscal year end
Trailing four quarters at each quarter end
FCF yield
+12.7%
TTM free cash flow over market value at close 2026-10-26
FCF yield HNNA
| FY Sep 2025 | +16.4% |
| FY Sep 2024 | +11.7% |
| FY Sep 2023 | +13.7% |
| FY Sep 2022 | +13.0% |
| FY Sep 2021 | +14.3% |
| Jun 2026 | +12.7% |
| Mar 2026 | +13.5% |
| Dec 2025 | +15.6% |
| Sep 2025 | +16.4% |
| Jun 2025 | +13.3% |
| Mar 2025 | +16.2% |
| Dec 2024 | +10.8% |
| Sep 2024 | +11.7% |
At each fiscal year end
Trailing four quarters at each quarter end
PEG, trailing
n/a
trailing EPS growth -16%, PEG needs growth
PEG, trailing HNNA
| FY Sep 2025 | 0.22x |
| FY Sep 2024 | 0.25x |
| FY Sep 2023 | n/a |
| FY Sep 2022 | n/a |
| FY Sep 2021 | 9.53x |
| Jun 2026 | n/a |
| Mar 2026 | n/a |
| Dec 2025 | 3.12x |
| Sep 2025 | 0.22x |
| Jun 2025 | 0.18x |
| Mar 2025 | 0.10x |
| Dec 2024 | 0.16x |
| Sep 2024 | 0.25x |
At each fiscal year end
Trailing four quarters at each quarter end
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
| 2025-09 | 2024-09 | 2023-09 | 2022-09 | |
|---|---|---|---|---|
| Revenue | $35.5M | $29.6M | $24.0M | $29.7M |
| Operating income | $13.1M | $8.9M | $6.3M | $9.8M |
| Net income | $10.0M | $7.1M | $4.8M | $6.2M |
| EPS (diluted) | 1.27 | 0.92 | 0.63 | 0.82 |
| Operating cash flow | $13.8M | $9.3M | $7.1M | $8.7M |
| Cash | $72.4M | $63.9M | $60.5M | $58.5M |
| Dividends paid | $4.2M | $4.2M | $4.1M | $4.0M |
SEC XBRL, fiscal years, as known on 2026-10-28
HNNA Stock Sonar score 6/7 axes
Find similar shapesCompareHNNA ranks highest on risk and compliance (78th percentile) and financial health (73rd), and lowest on institutional and government (20th), among Financial Services peers.
6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored
HNNA filings, in plain words
Are Hennessy Advisors insiders buying or selling HNNA?
In the 180 days to 2026-10-28, Hennessy Advisors insiders were net sellers, a net $183.6K across purchases and sales reported on Form 4, by 4 sellers.
Are there planned insider sales of HNNA?
Yes. 1 Form 144 notice of planned insider sales was filed in the 90 days to 2026-10-28, covering $50.8K of stock; the latest, by STEADMAN DANIEL B, was filed 2026-09-24.
Read the full summary
In the 180 days to 2026-10-28, Hennessy Advisors insiders were net sellers of HNNA, a net $183.6K across purchases and sales reported on Form 4 by 4 sellers. None of the 6 insider sales was flagged as made under a Rule 10b5-1 plan. Insiders filed 1 Form 144 notice of intent to sell in the 90 days to 2026-10-28, covering $50.8K of stock. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.
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