GUG Guggenheim Active Allocation Fund (GUG) Insider Trading, Ownership & Congress Trades
Funds & Trusts · Registered investment company · CIK 0001864208
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
0
13F, latest reported quarter
Guggenheim Active Allocation Fund insider trades (Form 4)
Form 4 buys and sells (codes P and S). Grants, option exercises
and conversions excluded.
No insider purchases or sales are on record for Guggenheim Active Allocation Fund in the period covered. Source: SEC Form 4 filings, as of 2026-10-28.
Insider
Filed
Shares
Value
Since filing
Context
- 31 earlier Form 4 trades (code P or S) here by this insider (30 buys, 1 sale), the last on Oct 3, 2024.
- +4.1% median (+3.7% mean) 90-day return after 30 previous buys.
- The trade is 4.8% of the 62,322 shares held after it.
- No other insider sold within 30 days.
Insider activity: Director Barnes Randall C sold about $47.5K of GUG on Mar 6, 2026, the largest insider sale at the company on our record.Context
- 2 earlier Form 4 trades (code P or S) here by this insider (2 buys), the last on May 5, 2025.
- +6.4% median (+6.4% mean) 90-day return after 2 previous buys.
- The trade is 13.2% of the 2,426 shares held after it.
- No other insider bought within 30 days.
Insider activity: Director NYBERG RONALD bought about $5.0K of GUG on Dec 18, 2025.Context
- 1 earlier Form 4 trade (code P or S) here by this insider (1 buy), the last on Nov 1, 2022.
- The trade is 62.0% of the 2,105 shares held after it.
- No other insider bought within 30 days.
Insider activity: Director NYBERG RONALD bought about $19.8K of GUG on May 5, 2025.Context
- 25 earlier Form 4 trades (code P or S) here by this insider (25 buys), the last on Apr 1, 2024.
- +2.9% median (+0.0% mean) 90-day return after 21 previous buys.
- The trade is 11.0% of the 13,617 shares held after it.
- No other insider bought within 30 days.
Insider activity: Director TOUPIN RONALD E JR bought about $22.6K of GUG on Apr 1, 2025, the largest insider purchase at the company since 2023.Context
- 30 earlier Form 4 trades (code P or S) here by this insider (30 buys), the last on Jan 30, 2024.
- +4.1% median (+3.7% mean) 90-day return after 30 previous buys.
- The trade is 0.8% of the 65,322 shares held after it.
- No other insider sold within 30 days.
Insider activity: Director Barnes Randall C sold about $8.2K of GUG on Oct 3, 2024, the largest insider sale at the company on our record.72 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Seven facts, ranked against the sector ·
Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
no House purchase disclosed in the last 12 months
Funds
under five funds report holding it
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
1.0 days to cover · settled 2026-09-30
What changed in the last 30 days
Nothing new filed in the last 30 days
Watch GUG
A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.
The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-4.4%12M
Insider buyInsider sell
Indexed to 100, dividend-adjusted, not a price chart.
When a name files heavily, the largest trades are drawn first.
Who owns GUG: institutional holders (13F)
13F holdings, latest reported quarter
SEC 13F
No reported 13F holders
No fund above the reporting threshold listed this stock last quarter. That is a fact, not missing data.
Congress trades in GUG
No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.
Activist and 5% holders (13D/13G)
No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.
GUG planned insider sales (Form 144)
No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
Each figure here is a federal filing, dated the day it went public, so you can test what was knowable then.
GUG Stock Sonar score 0/7 axes
0 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored
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