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Barnes Randall C insider trades
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Barnes Randall C insider trades

Barnes Randall C has filed 61 Form 4s with the SEC that we hold, for Guggenheim Active Allocation Fund (GUG) (Director), Guggenheim Strategic Opportunities Fund (GOF) (Director) and Advent Convertible & Income Fund (AVK) (Director). Across all of them we count 41 purchases worth $1.1M and 20 sales worth $2.5M reported on Form 4. In the last 12 months: 5 purchases ($79.0K) and 1 sale ($47.5K). The largest single trade was a sale of 33,000 shares of Guggenheim Strategic Opportunities Fund worth $629.6K, dated 2021-11-02. The first filing on our record is dated 2021-07-20 and the latest 2026-03-19.

Guggenheim Active Allocation Fund (GUG)

Director · 32 filings · 32 purchases and sales
Trade dateCodeSharesValue as filedFiled
2022-04-12P, purchase reported on Form 4725$12.3K2022-04-12
2022-06-21P, purchase reported on Form 4275$3.8K2022-06-21
2022-07-13P, purchase reported on Form 4170$2.4K2022-07-13
2022-09-08P, purchase reported on Form 4240$3.5K2022-09-09
2022-10-25P, purchase reported on Form 4270$3.5K2022-10-26
2022-11-01P, purchase reported on Form 41,565$21.3K2022-11-01
2022-11-28P, purchase reported on Form 42,860$40.1K2022-11-28
2022-11-30P, purchase reported on Form 41,560$21.5K2022-11-30
2022-12-20P, purchase reported on Form 42,030$28.2K2022-12-20
2022-12-21P, purchase reported on Form 42,400$33.0K2022-12-22
2022-12-30P, purchase reported on Form 41,645$22.2K2023-01-03
2023-02-01P, purchase reported on Form 41,540$22.9K2023-02-01
2023-03-10P, purchase reported on Form 41,610$23.0K2023-03-10
2023-04-28P, purchase reported on Form 4500$7.0K2023-05-01
2023-05-01P, purchase reported on Form 41,146$16.2K2023-05-02
2023-06-01P, purchase reported on Form 41,400$19.2K2023-06-01
2023-06-07P, purchase reported on Form 4310$4.3K2023-06-07
2023-07-01P, purchase reported on Form 41,645$23.6K2023-07-03
2023-08-01P, purchase reported on Form 41,729$24.5K2023-08-01
2023-09-01P, purchase reported on Form 4333$4.7K2023-09-01
2023-09-05P, purchase reported on Form 41,390$19.4K2023-09-05
2023-09-29P, purchase reported on Form 41,784$24.2K2023-09-29
2023-10-31P, purchase reported on Form 41,000$13.0K2023-11-01
2023-11-30P, purchase reported on Form 41,000$13.8K2023-11-30
2023-12-05P, purchase reported on Form 46,000$83.5K2023-12-06
2023-12-06P, purchase reported on Form 414,705$206.0K2023-12-07
2023-12-07P, purchase reported on Form 47,725$109.1K2023-12-08
2023-12-08P, purchase reported on Form 42,000$28.1K2023-12-11
2023-12-13P, purchase reported on Form 45,880$81.8K2023-12-13
2024-01-30P, purchase reported on Form 4385$5.6K2024-01-30
2024-10-03S, sale reported on Form 4500$8.2K2024-10-04
2026-03-06S, sale reported on Form 43,000$47.5K2026-03-09

Guggenheim Strategic Opportunities Fund (GOF)

Director · 23 filings · 23 purchases and sales
Trade dateCodeSharesValue as filedFiled
2021-11-02S, sale reported on Form 433,000$629.6K2021-11-03
2022-06-02S, sale reported on Form 413,000$228.9K2022-06-08
2022-06-15S, sale reported on Form 40$72022-06-15
2022-06-15S, sale reported on Form 41$112022-06-15
2023-11-03S, sale reported on Form 49,926$133.6K2023-11-06
2023-11-28S, sale reported on Form 41,000$13.3K2023-11-28
2023-11-29S, sale reported on Form 41,000$13.2K2023-11-30
2023-11-30S, sale reported on Form 410,000$133.0K2023-11-30
2023-12-01S, sale reported on Form 46,211$83.0K2023-12-04
2023-12-04S, sale reported on Form 43,000$40.1K2023-12-04
2023-12-05S, sale reported on Form 420,000$269.4K2023-12-06
2023-12-06S, sale reported on Form 416,000$218.6K2023-12-07
2023-12-07S, sale reported on Form 48,000$109.7K2023-12-08
2023-12-08S, sale reported on Form 42,000$27.7K2023-12-11
2023-12-13S, sale reported on Form 46,000$82.0K2023-12-13
2024-01-05S, sale reported on Form 420,000$272.0K2024-01-05
2024-02-01S, sale reported on Form 410,000$139.5K2024-02-01
2024-07-02S, sale reported on Form 45,849$87.9K2024-07-03
2025-10-30P, purchase reported on Form 41,580$20.6K2025-10-30
2025-11-04P, purchase reported on Form 4380$5.0K2025-11-04
2026-03-06P, purchase reported on Form 44,180$48.4K2026-03-09
2026-03-12P, purchase reported on Form 4220$2.5K2026-03-19
2026-03-12P, purchase reported on Form 4220$2.5K2026-03-13

Advent Convertible & Income Fund (AVK)

Director · 6 filings · 6 purchases and sales
Trade dateCodeSharesValue as filedFiled
2021-07-19P, purchase reported on Form 4640$11.6K2021-07-20
2021-12-30P, purchase reported on Form 41,000$17.8K2021-12-30
2022-01-04P, purchase reported on Form 41,000$18.2K2022-01-05
2022-01-10P, purchase reported on Form 41,000$18.2K2022-01-11
2022-01-13P, purchase reported on Form 41,370$24.5K2022-01-13
2024-10-17P, purchase reported on Form 43,785$42.7K2024-10-21
Source

Counted from the Form 4 filings this reporting owner (SEC CIK 1298064) filed on EDGAR. Values are the transaction values as filed. See every filing on EDGAR, or browse insider buying and today's insider purchases.

Source: U.S. Securities and Exchange Commission (EDGAR) and other official government data · Updated 2026-10-12 · For informational purposes only, not investment advice.
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