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BKKT · Bakkt, Inc.
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BKKT Bakkt (BKKT) Insider Trading, Ownership & Congress Trades

Financial Services · Finance services · CIK 0001820302
Quote by TradingView
SEC filings
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
69
13F, latest reported quarter
Conversions, 180 days
4
Codes C/M, not in net · $362.4K priced

What the filings say about BKKT

Insiders, 180 days
+$9.0M net bought
1 buyer · 4 sellers · 0% of sales under a 10b5-1 plan

Bakkt insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, Bakkt, Inc. insiders bought a net $9.0M of stock across 87 Form 4 purchases and sales, with 1 insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Henderson Joseph Sean-Walsh
Chief Accounting Officer
SELL
2026-09-25 SECtraded 2026-09-23
282
$2.4K
-36.4%
Context
  • 5 earlier Form 4 trades (code P or S) here by this insider (5 sales), the last on Jul 15, 2026.
  • The trade is 2.2% of the 12,672 shares held after it.
  • 2 other insiders sold within 30 days.
  • 69 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Accounting Officer Henderson Joseph Sean-Walsh sold about $2.4K of BKKT on Sep 23, 2026; 2 other insiders sold within 30 days and 69 funds added in the latest 13F quarter.
D'Annunzio Marc
General Counsel & Secretary
SELL
2026-09-25 SECtraded 2026-09-23
1,272
$11.0K
-36.4%
Context
  • 17 earlier Form 4 trades (code P or S) here by this insider (17 sales), the last on Jul 15, 2026.
  • The trade is 1.2% of the 107,006 shares held after it.
  • 2 other insiders sold within 30 days.
  • 69 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: General Counsel & Secretary D'Annunzio Marc sold about $11.0K of BKKT on Sep 23, 2026; 2 other insiders sold within 30 days and 69 funds added in the latest 13F quarter.
Baes Nicholas
Chief Operating Officer
SELL
2026-09-25 SECtraded 2026-09-23
1,272
$11.0K
-36.4%
Context
  • 4 earlier Form 4 trades (code P or S) here by this insider (4 sales), the last on Jun 25, 2026.
  • The trade is 1.2% of the 104,103 shares held after it.
  • 2 other insiders sold within 30 days.
  • 69 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Operating Officer Baes Nicholas sold about $11.0K of BKKT on Sep 23, 2026; 2 other insiders sold within 30 days and 69 funds added in the latest 13F quarter.
ALFRED MICHAEL
Director
BUY
2026-08-19 SECtraded 2026-08-18
296,567
$2.1M
-32.1%
Context
  • 4 earlier Form 4 trades (code P or S) here by this insider (4 buys), the last on Jun 10, 2026.
  • -1.7% median (-3.5% mean) 90-day return after 4 previous buys.
  • The trade is 24.7% of the 1,201,567 shares held after it.
  • No other insider bought within 30 days.
  • 69 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director ALFRED MICHAEL bought about $2.1M of BKKT on Aug 18, 2026; 69 funds added in the latest 13F quarter.
Alexander Karen
Chief Financial Officer
SELL
2026-07-17 SECtraded 2026-07-15
657
$5.5K
-35.2%
Context
  • 4 earlier Form 4 trades (code P or S) here by this insider (4 sales), the last on Jun 25, 2026.
  • The trade is 1.2% of the 53,542 shares held after it.
  • 3 other insiders sold within 30 days.
  • 69 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Financial Officer Alexander Karen sold about $5.5K of BKKT on Jul 15, 2026; 3 other insiders sold within 30 days and 69 funds added in the latest 13F quarter.
87 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 82 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net +$9.0M over 180 days
+$2.1M over 90 days
more than 96% of Financial Services
Congress
no House purchase disclosed in the last 12 months
Funds
69 funds bought in last quarter
more than 51% of Financial Services
Revenue
-32.1% year over year
below 87% of Financial Services
Margin
-4.6% net margin
below 59% of Financial Services
Buybacks
$329.0K repurchased, FY to 2026-06-30
below 96% of Financial Services
Short interest
18.7% of the float short (float per yahoo 2026-10-26) · 4.1 days to cover · settled 2026-09-30
more than 93% of Financial Services
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch BKKT

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-82.2%12M
-83%-55%-27%+2%2025-102025-122026-022026-042026-062026-082026-10 2026-05-15 · ALFRED MICHAEL bought $3.0M2026-08-18 · ALFRED MICHAEL bought $2.1M2026-05-18 · ALFRED MICHAEL bought $1.8M2026-06-09 · ALFRED MICHAEL bought $1.4M2026-06-10 · ALFRED MICHAEL bought $783.0K2026-03-27 · D'Annunzio Marc sold $54.9K2026-04-28 · Alexander Karen sold $42.8K2026-03-30 · D'Annunzio Marc sold $37.8K2026-04-28 · D'Annunzio Marc sold $34.6K2026-04-28 · D'Annunzio Marc sold $34.3K2025-12-19 · Henderson Joseph Sean-Walsh sold $24.6K2026-04-28 · Baes Nicholas sold $21.5K2026-06-25 · Alexander Karen sold $15.1K2026-06-25 · D'Annunzio Marc sold $12.4K2026-06-25 · Baes Nicholas sold $12.4K2026-09-23 · D'Annunzio Marc sold $11.0K2026-09-23 · Baes Nicholas sold $11.0K2026-06-26 · D'Annunzio Marc sold $10.5K2026-02-24 · D'Annunzio Marc sold $7.9K2026-07-15 · Alexander Karen sold $5.5K2026-04-06 · Baes Nicholas sold $5.4K2026-07-15 · D'Annunzio Marc sold $4.5K2025-11-12 · Henderson Joseph Sean-Walsh sold $3.6K2026-06-25 · Henderson Joseph Sean-Walsh sold $2.8K2026-09-23 · Henderson Joseph Sean-Walsh sold $2.4K2026-07-15 · Henderson Joseph Sean-Walsh sold $7832026-07-16 · MARC D'ANNUNZIO filed to sell $5.0K2026-06-26 · MARC D'ANNUNZIO filed to sell $10.6K
Insider buyInsider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns BKKT: institutional holders (13F)

13F holdings, latest reported quarter
BlackRock, Inc.
3,086,320 sh
$24.1M
GEODE CAPITAL MANAGEMENT, LLC
1,023,204 sh
$15.8M
VANGUARD CAPITAL MANAGEMENT LLC
1,239,071 sh
$9.7M
Tidal Investments LLC
945,000 sh
$7.4M
Alpine Fox Capital LLC
905,000 sh
$7.1M

Congress trades in BKKT

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

BKKT planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
MARC D'ANNUNZIO
Filed 2026-07-16
$5.0K
MARC D'ANNUNZIO
Filed 2026-06-26
$10.6K

BKKT mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Fidelity Crypto Industry and Digital Payments ETF
$1.9M position · as of 2026-06-30
0.7%
Amplify Blockchain Technology ETF
$7.4M position · as of 2026-06-30
0.6%
Horizon Kinetics Blockchain Development ETF
$121.8K position · as of 2026-06-30
0.6%
Ultra-Small Company Market Fund
$520.2K position · as of 2026-06-30
0.4%
Global X Blockchain ETF
$1.3M position · as of 2026-05-31
0.3%
Kinetics Internet Portfolio
$624.8K position · as of 2026-06-30
0.3%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return · Michael
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2023
$1.5M
$10.5M
$938.9K
+87%
n/a
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders are net buyers of their own stock.
The record shows a net $9.0M bought by insiders over 180 days, 69 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
MSTRCOINMORNUPSTIBKRCACCARESHOODRKTSCHWGSDAVE

BKKT financials

Revenue growth
-32.1%
XBRL, annual
Net margin
-4.6%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$3.8B
four quarters, 2024-07-01 to 2025-06-30
Net margin, TTM
-0.8%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
-$85.4M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
0.00x
current debt only, 2021-09-30 (57 months older than the period end); equity 2026-06-30
Cash flow to debt
n/a
no debt to cover
Return on equity
-15.9%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
-10.4%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
pre-tax loss, no effective tax rate to apply
Return on capital employed
-65.1%
operating income (EBIT proxy) over average of 2025-06-30 and 2026-06-30 minus current liabilities
P/E, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Enterprise value
$179.4M
market value at close 2026-10-27 on 2026-08-05 shares, plus current debt only, 2021-09-30 (57 months older than the period end), minus cash 2026-06-30
FCF yield
-37.2%
TTM free cash flow over market value at close 2026-10-27
PEG, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Price as of 2026-10-27. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenue$2.3B$3.5B$780.1M$56.2M
Operating income-$147.8M-$82.6M-$156.2M-$2.0B
Net income-$107.2M-$46.7M-$74.9M-$578.1M
EPS (diluted)-8.87-7.97-21.01-203.08
Operating cash flow-$153.4M-$21.2M-$60.7M-$117.6M
Cash$27.0M$39.0M$52.9M$98.3M
Buybacksn/a$2.7M$2.6M$2.6M
SEC XBRL, fiscal years, as known on 2026-10-28

BKKT Stock Sonar score 6/7 axes

Find similar shapesCompare

BKKT ranks highest on financial health (99th percentile) and insider conviction (76th), and lowest on growth (11th), among Financial Services peers.

ProfitHealthGrowthInsidersInstitutionsRisk
Profitability
31
Inputs
  • Return on equity-15.9% · 34 pct, sector of 205
  • Return on assets-10.4% · 36 pct, sector of 266
  • Return on invested capitalpre-tax loss, no effective tax rate to apply
  • Return on capital employed-65.1% · 23 pct, sector of 88
Financial health
100
Inputs
  • Debt to equity0.00x · 100 pct, sector of 181
  • Cash flow to debtno debt to cover
Growth
11
Inputs
  • Revenue growth, YoY-32.1% · 14 pct, sector of 245
  • Backlog growth, YoY-45.5% · 9 pct, universe of 854
Insider conviction
76
Inputs
  • Net Form 4 buying (codes P and S), 180d$9.0M · 96 pct, sector of 161
  • Insider buyers, 180d1 · 57 pct, sector of 165
Institutional and government
51
Inputs
  • Funds adding, latest quarter69 · 51 pct, sector of 278
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
21
Inputs
  • Short interest, % of float+18.7% · 8 pct, sector of 390
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5ynot measured for this sector, almost no peer has an event
  • New text in Risk Factors, latest 10-K+19.5% · 34 pct, sector of 175
1 not measured: US patents
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

BKKT filings, in plain words

Are Bakkt insiders buying or selling BKKT?

In the 180 days to 2026-10-28, Bakkt insiders were net buyers, a net $9.0M: $9.1M of purchases and $88.3K of sales reported on Form 4, by 1 buyer and 4 sellers.

Read the full summary

In the 180 days to 2026-10-28, Bakkt insiders were net buyers of BKKT, a net $9.0M across purchases and sales reported on Form 4 by 1 buyer and 4 sellers. Purchases outweighed sales more than tenfold by value. None of the 11 insider sales was flagged as made under a Rule 10b5-1 plan. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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