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AMP · Ameriprise Financial Inc
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AMP Ameriprise Financial (AMP) Insider Trading, Ownership & Congress Trades

Financial Services · Investment advice · CIK 0000820027
Quote by TradingView
Form 144 · 2
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
1
13F, latest reported quarter
Conversions, 180 days
14
Codes C/M, not in net · $18.6M priced

What the filings say about AMP

Insiders, 180 days
-$29.7M net sold
7 sellers · 0% of sales under a 10b5-1 plan
Congress, 1 year
0 bought · 2 sold
Latest: sale, 2026-04-15
Planned sales (Form 144), 90 days
$1.6M
2 notices

Ameriprise Financial insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, AMERIPRISE FINANCIAL INC insiders sold a net $29.7M of stock across 115 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Brockman Dawn M.
SVP AND CONTROLLER
SELL
2026-08-12 SECtraded 2026-08-10
472
$263.8K
-13.6%
Context
  • 3 earlier Form 4 trades (code P or S) here by this insider (3 sales), the last on Nov 6, 2024.
  • The trade is 66.2% of the 713 shares held after it.
  • 4 other insiders sold within 30 days.
  • 1 fund added in the 13F quarter to Jun 30, 2026.
Insider activity: SVP AND CONTROLLER Brockman Dawn M. sold about $263.8K of AMP on Aug 10, 2026; 4 other insiders sold within 30 days and 1 fund added in the latest 13F quarter.
McGraw Deirdre Davey
EVP Mktg, Strat. & Comms.
SELL
2026-08-10 SECtraded 2026-08-06
2,400
$1.3M
-12.5%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 71.2% of the 3,373 shares held after it.
  • 4 other insiders sold within 30 days.
  • 1 fund added in the 13F quarter to Jun 30, 2026.
Insider activity: EVP Mktg, Strat. & Comms. McGraw Deirdre Davey sold about $1.3M of AMP on Aug 6, 2026; 4 other insiders sold within 30 days and 1 fund added in the latest 13F quarter.
Williams William Jerryl
Pres, Wealth Mgmt Advisor Grp
SELL
2026-07-29 SECtraded 2026-07-28
4,102
$2.2M
-9.2%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 sales), the last on Jul 27, 2026.
  • The trade is 37.7% of the 10,887 shares held after it.
  • 4 other insiders sold within 30 days.
  • 1 fund added in the 13F quarter to Jun 30, 2026.
Insider activity: Pres, Wealth Mgmt Advisor Grp Williams William Jerryl sold about $2.2M of AMP on Jul 28, 2026; 4 other insiders sold within 30 days and 1 fund added in the latest 13F quarter.
Williams William Jerryl
Pres, Wealth Mgmt Advisor Grp
SELL
2026-07-29 SECtraded 2026-07-28
3,200
$1.7M
-9.2%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 sales), the last on Jul 27, 2026.
  • The trade is 41.6% of the 7,687 shares held after it.
  • 4 other insiders sold within 30 days.
  • 1 fund added in the 13F quarter to Jun 30, 2026.
Insider activity: Pres, Wealth Mgmt Advisor Grp Williams William Jerryl sold about $1.7M of AMP on Jul 28, 2026; 4 other insiders sold within 30 days and 1 fund added in the latest 13F quarter.
Williams William Jerryl
Pres, Wealth Mgmt Advisor Grp
SELL
2026-07-29 SECtraded 2026-07-28
908
$492.0K
-9.2%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 sales), the last on Jul 27, 2026.
  • The trade is 13.4% of the 6,779 shares held after it.
  • 4 other insiders sold within 30 days.
  • 1 fund added in the 13F quarter to Jun 30, 2026.
Insider activity: Pres, Wealth Mgmt Advisor Grp Williams William Jerryl sold about $492.0K of AMP on Jul 28, 2026; 4 other insiders sold within 30 days and 1 fund added in the latest 13F quarter.
115 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
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Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$29.7M over 180 days
-$1.6M over 90 days
below 90% of Financial Services
Congress
no House purchase disclosed in the last 12 months
Funds
1 fund bought in last quarter
the lowest in Financial Services
Revenue
+5.5% year over year
below 60% of Financial Services
Margin
18.8% net margin
more than 70% of Financial Services
Buybacks
$1.7B repurchased, FY to 2026-06-30
more than 94% of Financial Services
Short interest
3.0% of the float short (float per yahoo 2026-10-27) · 5.4 days to cover · settled 2026-10-15
more than 56% of Financial Services
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch AMP

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The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+4.4%12M
-9%+1%+11%+21%2025-102025-122026-022026-042026-062026-082026-10 2026-07-28 · CRACCHIOLO JAMES M sold $8.8M2026-02-04 · CRACCHIOLO JAMES M sold $8.6M2026-07-28 · Berman Walter Stanley sold $5.8M2026-07-27 · Williams William Jerryl sold $4.2M2026-02-04 · CRACCHIOLO JAMES M sold $3.9M2026-02-05 · Berman Walter Stanley sold $3.8M2026-02-04 · CRACCHIOLO JAMES M sold $3.8M2026-02-04 · CRACCHIOLO JAMES M sold $3.1M2026-05-14 · Smyth Gerard P. sold $3.0M2026-02-10 · TRUSCOTT WILLIAM F sold $2.7M2026-02-09 · Alvero Gumer sold $2.5M2026-02-04 · CRACCHIOLO JAMES M sold $2.5M2026-02-04 · CRACCHIOLO JAMES M sold $2.3M2026-07-28 · Williams William Jerryl sold $2.2M2026-07-28 · Williams William Jerryl sold $1.7M2026-02-04 · CRACCHIOLO JAMES M sold $1.6M2026-08-06 · McGraw Deirdre Davey sold $1.3M2026-07-28 · CRACCHIOLO JAMES M sold $1.0M2026-02-04 · CRACCHIOLO JAMES M sold $972.5K2025-11-21 · Sharpe Robert Francis JR sold $676.4K2026-05-08 · Sharpe Robert Francis JR sold $559.0K2026-07-28 · Williams William Jerryl sold $492.0K2026-08-10 · Brockman Dawn M. sold $263.8K2026-07-28 · Berman Walter Stanley sold $232.0K2026-07-27 · Williams William Jerryl sold $3.2K2026-08-10 · Dawn M. Brockman filed to sell $263.8K2026-08-06 · Deirdre McGraw filed to sell $1.3M2026-07-28 · James M. Cracchiolo filed to sell $9.8M2026-07-28 · Walter Stanley Berman filed to sell $6.0M2026-07-28 · William J. Williams filed to sell $4.4M2026-07-27 · William J. Williams filed to sell $4.2M
Insider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns AMP: institutional holders (13F)

13F holdings, latest reported quarter
Aurora Investment Counsel
5,672 sh
$2.6M
AUXIER ASSET MANAGEMENT LLC
4,988 sh
$2.3M
SVB WEALTH LLC
3,887 sh
$1.8M
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
3,875 sh
$1.8M
Douglass Winthrop Advisors, LLC
3,302 sh
$1.5M

Congress trades in AMP

STOCK Act disclosures, US House only, filed up to 45 days after the trade
Richard W. Allen
Sold 2026-04-15 · disclosed 51 days later
$50,001 - $100,000
Elizabeth Fletcher
Sold 2026-04-08 · disclosed 23 days later
$1,001 - $15,000
Greg Landsman
Sold 2025-03-27 · disclosed 12 days later
$1,001 - $15,000
Greg Landsman
Bought 2025-02-26 · disclosed 7 days later
$1,001 - $15,000
Greg Landsman
Bought 2024-11-08 · disclosed 34 days later
$1,001 - $15,000
All stocks members of Congress are buying · Every member's trades

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

AMP planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
Dawn M. Brockman
Filed 2026-08-10
$263.8K
Deirdre McGraw
Filed 2026-08-06
$1.3M
James M. Cracchiolo
Filed 2026-07-28
$9.8M
Walter Stanley Berman
Filed 2026-07-28
$6.0M
William J. Williams
Filed 2026-07-28
$4.4M
Corporate PAC
The company's PAC: committee totals only, never individual donors (FEC).
Ameriprise Financial Inc. Political Action Committee (Ameriprisepac)
Cycle 2026 · $304K spent
$291.9K
Federal Election Commission, matched by the PAC's connected organisation
Executive pay vs shareholder return
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$30.8M
$33.1M
$7.5M
+172%
+103%
2024
$28.1M
$55.9M
$7.0M
+192%
+76%
2023
$28.4M
$48.6M
$6.8M
+105%
+35%
2022
$22.8M
$35.0M
$6.1M
+66%
+21%
2021
$21.2M
$63.5M
$7.4M
+58%
+35%
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $29.7M sold by insiders over 180 days, 1 funds added last quarter, $1.6M in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
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MSTRCOINMORNUPSTIBKRCACCARESHOODRKTSCHWGSDAVE

AMP financials

Revenue growth
+5.5%
XBRL, annual
Net margin
18.8%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$19.8B
four quarters, 2025-07-01 to 2026-06-30
Net margin, TTM
+19.9%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
$8.1B
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
n/a
no debt line filed
Cash flow to debt
n/a
no debt line filed
Return on equity
+63.4%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+2.1%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
11.89x
close 2026-10-27 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
n/a
no debt line filed
FCF yield
+18.5%
TTM free cash flow over market value at close 2026-10-27
PEG, trailing
0.41x
P/E over trailing EPS growth of 29%: four quarters to 2026-06-30 against the four to 2025-06-30
Price as of 2026-10-27. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenue$18.9B$17.9B$16.1B$14.3B
Net income$3.6B$3.4B$2.6B$3.1B
EPS (diluted)36.2833.0523.7127.70
Operating cash flow$8.3B$6.6B$4.7B$4.4B
Buybacks$2.9B$2.4B$2.1B$2.0B
Dividends paid$596.0M$574.0M$550.0M$534.0M
SEC XBRL, fiscal years, as known on 2026-10-28

AMP Stock Sonar score 5/7 axes

Find similar shapesCompare

AMP ranks highest on profitability (78th percentile) and risk and compliance (68th), and lowest on insider conviction (4th), among Financial Services peers.

ProfitGrowthInsidersInstitutionsRisk
Profitability
78
Inputs
  • Return on equity+63.4% · 96 pct, sector of 205
  • Return on assets+2.1% · 60 pct, sector of 266
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Growth
40
Inputs
  • Revenue growth, YoY+5.5% · 40 pct, sector of 245
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
4
Inputs
  • Net Form 4 buying (codes P and S), 180d-$29.7M · 8 pct, sector of 160
  • Insider buyers, 180d0 · 0 pct, sector of 164
Institutional and government
24
Inputs
  • Funds adding, latest quarter1 · 0 pct, sector of 278
  • Congress net buyers, 365d-2 · 0 pct, sector of 31
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quarters$1.8M · 72 pct, sector of 40
Risk and compliance
68
Inputs
  • Short interest, % of float+3.0% · 53 pct, sector of 388
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5ynot measured for this sector, almost no peer has an event
  • New text in Risk Factors, latest 10-K+5.7% · 83 pct, sector of 175
2 not measured: Financial health, US patents
  • Financial health needs 1 of 2 inputs, 0 present: no debt line filed
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

5 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

AMP filings, in plain words

Are Ameriprise Financial insiders buying or selling AMP?

In the 180 days to 2026-10-28, Ameriprise Financial insiders were net sellers, a net $29.7M across purchases and sales reported on Form 4, by 7 sellers.

Have members of Congress traded AMP?

Yes. In the year to 2026-10-28, 0 House members disclosed buying AMP and 2 House members disclosed selling it; the latest on record is a sale by Richard W. Allen dated 2026-04-15.

Are there planned insider sales of AMP?

Yes. 2 Form 144 notices of planned insider sales were filed in the 90 days to 2026-10-28, covering $1.6M of stock; the latest, by Dawn M. Brockman, was filed 2026-08-10.

Read the full summary

In the 180 days to 2026-10-28, Ameriprise Financial insiders were net sellers of AMP, a net $29.7M across purchases and sales reported on Form 4 by 7 sellers. None of the 13 insider sales was flagged as made under a Rule 10b5-1 plan. In the year to 2026-10-28, 0 members of Congress disclosed buying AMP and 2 members disclosed selling it; the latest on record is a sale by Richard W. Allen dated 2026-04-15. Insiders filed 2 Form 144 notices of intent to sell in the 90 days to 2026-10-28, covering $1.6M of stock. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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