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UBS · Ubs Group Ag
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UBS UBS (UBS) Insider Trading, Ownership & Congress Trades

Banks · National commercial banks · CIK 0001610520
Quote by TradingView
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
0
13F, latest reported quarter

UBS Stock Sonar score 2/7 axes

Find similar shapesCompare
Institutional and government
29
Inputs
  • Funds adding, latest quarterfewer than five funds report holding it
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quarters$210K · 29 pct, universe of 1,080
Risk and compliance
84
Inputs
  • Short interest, % of float+0.2% · 84 pct, sector of 378
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
5 not measured: Profitability, Financial health, Growth, Insider conviction, US patents
  • Profitability needs 2 of 4 inputs, 0 present: fewer than four consecutive quarters of net income; fewer than four consecutive quarters of operating income
  • Financial health needs 1 of 2 inputs, 0 present: no debt line filed
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • Insider conviction needs 1 of 2 inputs, 0 present: no insider trades in 180 days; no open-market insider trades in 180 days
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

2 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

What the filings say about UBS

Members of Congress have disclosed trades in UBS, none in the last year; the latest on record is a sale by Bruce Westerman dated 2025-04-21. Each figure is counted from SEC and House filings as of 2026-10-12, dated the day the filing was made public.

UBS filings FAQ

Have members of Congress traded UBS?

Yes, but not in the year to 2026-10-12; the latest on record is a sale by Bruce Westerman dated 2025-04-21.

Seven facts, ranked against the sector · Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
no Congress trades reported
Funds
under five funds report holding it
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
0.2% of the float short (float per yahoo 2026-10-09) · 2.2 days to cover · settled 2026-09-30
below 83% of Banks
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch UBS

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
Each figure here is a federal filing, dated the day it went public, so you can test what was knowable then.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
UMBFBWFGPBPEBOFMBMNEWTGABCPCBDCOMISBAWSBFJMSB

UBS insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

No insider purchases or sales are on record for UBS Group AG in the period covered. Source: SEC Form 4 filings, as of 2026-10-12.

Foreign private issuer: its insiders are exempt from SEC Form 4 and report in the home market, so their buys and sells do not appear here.

Insider
Filed
Shares
Value

no insider purchases or sales on record

0 transactions on record
See all insider buying · insider selling
Showing the latest few. to use the screener and CSV export. We store only your email; there is no password.

Who owns UBS: institutional holders (13F)

13F holdings, latest reported quarter
SEC 13F
No reported 13F holders

No fund above the reporting threshold listed this stock last quarter. That is a fact, not missing data.

Congress trades in UBS

STOCK Act disclosures, US House only, filed up to 45 days after the trade
Bruce Westerman
Sold 2025-04-21 · disclosed 21 days later
$1,001 - $15,000
Darrell E. Issa
Sold 2025-04-10 · disclosed 7 days later
$25,000,001 - $50,000,000
Mikie Sherrill
Sold 2025-03-07 · disclosed 3 days later
$250,001 - $500,000
Bruce Westerman
Bought 2025-03-03 · disclosed 44 days later
$1,001 - $15,000
Mikie Sherrill
Sold 2024-05-14 · disclosed 1 day later
$50,001 - $100,000
All stocks members of Congress are buying · Every member's trades

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

UBS planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Net income$7.8B$5.1B$27.4B$7.7B
SEC XBRL, fiscal years, as known on 2026-10-12

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