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TY · Tri-Continental Corp
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TY Tri-continental (TY) Insider Trading, Ownership & Congress Trades

Funds & Trusts · Registered investment company · CIK 0000099614
Quote by TradingView
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
0
13F, latest reported quarter

What the filings say about TY

Insiders, 180 days
-$87.2K net sold
1 seller · 0% of sales under a 10b5-1 plan

Tri-continental insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, TRI-CONTINENTAL Corp insiders sold a net $87.2K of stock across 11 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Jin Yan
SELL
2026-05-28 SECtraded 2026-05-27
2,500
$87.2K
+0.4%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 19.4% of the 12,919 shares held after it.
  • No other insider sold within 30 days.
Insider activity: Insider Jin Yan sold about $87.2K of TY on May 27, 2026, the largest insider sale at the company on our record.
Petersen Christopher O.
SVP & Asst Secretary
SELL
2025-09-08 SECtraded 2025-09-04
151.28
$5.1K
+7.7%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • No other insider sold within 30 days.
Insider activity: SVP & Asst Secretary Petersen Christopher O. sold about $5.1K of TY on Sep 4, 2025.
Larrenaga Ryan Collins
See Remarks
BUY
2025-08-21 SECtraded 2025-08-20
100
$3.3K
+8.4%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 100.0% of the 100 shares held after it.
  • No other insider bought within 30 days.
Insider activity: See Remarks Larrenaga Ryan Collins bought about $3.3K of TY on Aug 20, 2025.
Carlton Pamela G
Director
SELL
2025-03-11 SECtraded 2025-03-07
1,483
$46.3K
+20.5%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 1470.4% of the 100 shares held after it.
  • No other insider sold within 30 days.
Insider activity: Director Carlton Pamela G sold about $46.3K of TY on Mar 7, 2025, the largest insider sale at the company on our record.
Carlton Pamela G
Director
SELL
2025-03-11 SECtraded 2025-03-07
332
$10.4K
+20.5%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 21.0% of the 1,583 shares held after it.
  • No other insider sold within 30 days.
Insider activity: Director Carlton Pamela G sold about $10.4K of TY on Mar 7, 2025, the largest insider sale at the company on our record.
11 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 6 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$87.2K over 180 days
below 85% of Funds & Trusts
Congress
no House purchase disclosed in the last 12 months
Funds
under five funds report holding it
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
27.1 days to cover · settled 2026-10-15
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch TY

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+5.6%12M
-8%-2%+4%+10%2025-102025-122026-022026-042026-062026-082026-10 2026-05-27 · Jin Yan sold $87.2K
Insider sell
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns TY: institutional holders (13F)

13F holdings, latest reported quarter
SEC 13F
No reported 13F holders

No fund above the reporting threshold listed this stock last quarter. That is a fact, not missing data.

Congress trades in TY

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

TY planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows a net $87.2K sold by insiders over 180 days. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
RCGECATBCATASANMFCRWAYGFMEGITPVGPFXEMOCPZ

TY Stock Sonar score 1/7 axes

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Insider conviction
7
Inputs
  • Net Form 4 buying (codes P and S), 180d-$87K · 14 pct, sector of 144
  • Insider buyers, 180d0 · 0 pct, sector of 144
6 not measured: Profitability, Financial health, Growth, Institutional and government, Risk and compliance, US patents
  • Profitability needs 2 of 4 inputs, 0 present: not filed
  • Financial health needs 1 of 2 inputs, 0 present: not filed
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • Institutional and government needs 1 of 4 inputs, 0 present: fewer than five funds report holding it; no Congress trades in 365 days; no federal contracts in 180 days; no lobbying filings in the last four quarters
  • Risk and compliance needs 1 of 4 inputs, 0 present: needs two 10-Ks with a Risk Factors section (not 20-F filers or stubs); no short interest or no free float on file; revenue under $50M or not filed, so a count cannot be scaled to size
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

1 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

TY filings, in plain words

Are Tri-continental insiders buying or selling TY?

In the 180 days to 2026-10-28, Tri-continental insiders were net sellers, a net $87.2K across purchases and sales reported on Form 4, by 1 seller.

Read the full summary

In the 180 days to 2026-10-28, Tri-continental insiders were net sellers of TY, a net $87.2K across purchases and sales reported on Form 4 by 1 seller. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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