SMSI Smith Micro Software (SMSI) Insider Trading, Ownership & Congress Trades

Software & IT · Services-prepackaged software · CIK 0000948708

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SEC filings

Insider buyers, 180 days

House members buying, 1 year

STOCK Act, US House only, disclosed up to 45 days after the trade

Funds added, last quarter

13F, latest reported quarter

Smith Micro Software insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

No insider purchases or sales are on record for SMITH MICRO SOFTWARE, INC. in the period covered. Source: SEC Form 4 filings, as of 2026-10-28.

Insider

Filed

Value

Since filing

SMITH WILLIAM W JR

President and CEO

SELL

2025-12-11 SEC

36,597

$21.2K

-24.2%

Context

8 earlier Form 4 trades (code P or S) here by this insider (1 buy, 7 sales), the last on Dec 10, 2025.
The trade is 0.7% of the 5,517,674 shares held after it.
No other insider sold within 30 days.
6 funds added in the 13F quarter to Jun 30, 2026.

Insider activity: President and CEO SMITH WILLIAM W JR sold about $21.2K of SMSI on Dec 11, 2025; 6 funds added in the latest 13F quarter.

SMITH WILLIAM W JR

President and CEO

SELL

2025-12-11 SECtraded 2025-12-10

38,697

$23.2K

-24.2%

Context

7 earlier Form 4 trades (code P or S) here by this insider (1 buy, 6 sales), the last on Dec 3, 2024.
The trade is 0.7% of the 5,554,271 shares held after it.
No other insider sold within 30 days.
6 funds added in the 13F quarter to Jun 30, 2026.

Insider activity: President and CEO SMITH WILLIAM W JR sold about $23.2K of SMSI on Dec 10, 2025, the largest insider sale at the company since 2021; 6 funds added in the latest 13F quarter.

CAMPBELL THOMAS G

Director

SELL

2025-03-17 SECtraded 2025-03-14

10,000

$7.1K

-42.7%

Context

2 earlier Form 4 trades (code P or S) here by this insider (1 buy, 1 sale), the last on Aug 30, 2022.
The trade is 34.2% of the 29,213 shares held after it.
No other insider sold within 30 days.
6 funds added in the 13F quarter to Jun 30, 2026.

Insider activity: Director CAMPBELL THOMAS G sold about $7.1K of SMSI on Mar 14, 2025, the largest insider sale at the company since 2023; 6 funds added in the latest 13F quarter.

Kempton James M

VP, CFO and Treasurer

SELL

2024-12-18 SECtraded 2024-12-16

437

$345

-50.5%

Context

5 earlier Form 4 trades (code P or S) here by this insider (2 buys, 3 sales), the last on Mar 13, 2024.
+1.9% median (+1.9% mean) 90-day return after 2 previous buys.
The trade is 0.6% of the 70,329 shares held after it.
1 other insider sold within 30 days.
6 funds added in the 13F quarter to Jun 30, 2026.

Insider activity: VP, CFO and Treasurer Kempton James M sold about $345 of SMSI on Dec 16, 2024; 1 other insider sold within 30 days and 6 funds added in the latest 13F quarter.

SMITH WILLIAM W JR

President & CEO

SELL

2024-12-04 SECtraded 2024-12-03

7,066

$5.5K

-31.9%

Context

6 earlier Form 4 trades (code P or S) here by this insider (1 buy, 5 sales), the last on Mar 13, 2024.
The trade is 0.2% of the 3,194,533 shares held after it.
1 other insider sold within 30 days.
6 funds added in the 13F quarter to Jun 30, 2026.

Insider activity: President & CEO SMITH WILLIAM W JR sold about $5.5K of SMSI on Dec 3, 2024, the largest insider sale at the company since 2023; 1 other insider sold within 30 days and 6 funds added in the latest 13F quarter.

25 transactions on record

Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.

Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.

See all insider buying · insider selling

Seven facts, ranked against the sector · Rank is not a forecast

Insiders

no insider buys or sells on file

Congress

no House purchase disclosed in the last 12 months

Funds

6 funds bought in last quarter

below 92% of Software & IT

Revenue

-15.5% year over year

below 85% of Software & IT

Margin

-168.9% net margin

below 89% of Software & IT

Buybacks

no share repurchases reported

Short interest

1.8% of the float short (float per yahoo 2026-10-27) · 4.4 days to cover · settled 2026-10-15

below 61% of Software & IT

What changed in the last 30 days

Nothing new filed in the last 30 days

Watch SMSI

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it

Total return over 12 months. Each marker is a filing; hover or tap one for the detail.

-33.8%12M

Insider sell

Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns SMSI: institutional holders (13F)

13F holdings, latest reported quarter

VANGUARD CAPITAL MANAGEMENT LLC

133,421 sh

$357.6K

Pacific Ridge Capital Partners, LLC

104,145 sh

$279.1K

GEODE CAPITAL MANAGEMENT, LLC

40,786 sh

$109.3K

UBS Group AG

28,038 sh

$75.1K

CITADEL ADVISORS LLC

24,733 sh

$66.3K

Congress trades in SMSI

No Congress trades reported

No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings

Nobody has filed for crossing 5%. That is a fact, not missing data.

SMSI planned insider sales (Form 144)

No planned-sale notices

No insider has filed to sell. Watch this after a run-up.

SMSI mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).

Adara Smaller Companies Fund

$179.3K position · as of 2026-05-31

0.0%

Fidelity Extended Market Index Fund

$209.9K position · as of 2026-05-31

0.0%

Dimensional US Sustainability Core 1 ETF

$9.5K position · as of 2026-07-31

0.0%

VANGUARD EXTENDED MARKET INDEX FUND

$107.3K position · as of 2026-06-30

0.0%

U.S. VECTOR EQUITY PORTFOLIO

$4.3K position · as of 2026-07-31

0.0%

Fidelity Total Market Index Fund

$32.8K position · as of 2026-05-31

0.0%

SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio

Executive pay vs shareholder return · William W. Smith, Jr.

CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).

CEO total

Actually paid

Other execs, avg

TSR

Peer TSR

2025

$984.1K

$758.8K

$399.6K

-63%

n/a

2024

$897.7K

$403.6K

$487.0K

-80%

n/a

2023

$1.0M

$527.4K

$552.1K

-63%

n/a

2022

$1.4M

$378.8K

$771.4K

-57%

n/a

Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.

Live price

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Why this name is on the desk

The complete filing record, in one place.

The record shows 6 funds added last quarter. Each figure is a federal filing, dated the day it went public.

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Same sector, ranked by filing activity

Sector by SEC SIC code

TEAM META CRWV CRM CRWD NET DDOG APP IOT PCTY DUOL MDB

SMSI financials

Revenue growth

-15.5%

XBRL, annual

Net margin

-168.9%

Fundamentals

Annual figures from XBRL filings. Pick a past date to see them as known then.

	2025-12	2024-12	2023-12	2022-12
Revenue	$17.4M	$20.6M	$40.9M	$48.5M
Gross profit	$12.9M	$14.4M	$30.3M	$34.3M
Operating income	-$29.0M	-$49.4M	-$18.1M	-$30.9M
Net income	-$30.1K	-$48.7K	-$24.4K	-$29.3M
EPS (diluted)	n/a	n/a	n/a	-0.53
Operating cash flow	-$7.2M	-$14.3M	-$7.0M	-$19.3M
Cash	$1.5M	$2.8M	$7.1M	$14.0M
Long-term debt	$0	n/a	n/a	$0

SEC XBRL, fiscal years, as known on 2026-10-28

SMSI Stock Sonar score 5/7 axes

Find similar shapes Compare

SMSI ranks highest on profitability (68th percentile) and risk and compliance (51st), and lowest on institutional and government (8th), among Software & IT peers.

Profitability

Inputs

Return on equity+68.7% · 94 pct, sector of 286
Return on assets+49.3% · 97 pct, sector of 381
Return on invested capitalpre-tax loss, no effective tax rate to apply
Return on capital employed-65.6% · 12 pct, sector of 294

Financial health

Inputs

Debt to equity0.12x · 56 pct, sector of 288
Cash flow to debt-4.49x · 13 pct, sector of 241

Growth

Inputs

Revenue growth, YoY-15.5% · 15 pct, sector of 480
Backlog growth, YoYno backlog line filed, or no year-earlier backlog

Institutional and government

Inputs

Funds adding, latest quarter6 · 8 pct, sector of 415
Congress net buyers, 365dno Congress trades in 365 days
Federal contracts, 180dno federal contracts in 180 days
Lobbying spend, 4 quartersno lobbying filings in the last four quarters

Risk and compliance

Inputs

Short interest, % of float+1.8% · 72 pct, sector of 528
Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
New text in Risk Factors, latest 10-K+16.6% · 30 pct, sector of 316

2 not measured: Insider conviction, US patents

Insider conviction needs 1 of 2 inputs, 0 present: no Form 4 purchase or sale (code P or S) in 180 days; no insider trades in 180 days
US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

5 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

Explore insider trading and ownership data

Every company we track, ranked by each kind of filing

Insider buying Insider selling Congress stock trades Activist 13D stakes Form 144 planned sales CEO pay vs performance All companies

FY Dec 2025	$17.4M
FY Dec 2024	$20.6M
FY Dec 2023	$40.9M
FY Dec 2022	$48.5M
FY Dec 2021	$58.4M

Jun 2026	$4.3M
Mar 2026	$4.2M
Dec 2025	$4.0M
Sep 2025	$4.3M
Jun 2025	$4.4M
Mar 2025	$4.6M
Dec 2024	$5.0M
Sep 2024	$4.6M

FY Dec 2025	-0.2%
FY Dec 2024	-0.2%
FY Dec 2023	-0.1%
FY Dec 2022	-60.4%
FY Dec 2021	-53.1%

Jun 2026	-61.0%
Mar 2026	-92.3%
Dec 2025	+622.6%
Sep 2025	-104.3%
Jun 2025	-340.8%
Mar 2025	-112.1%
Dec 2024	+890.5%
Sep 2024	-137.0%

FY Dec 2025	-$7.3M
FY Dec 2024	-$14.3M
FY Dec 2023	n/a
FY Dec 2022	-$19.3M
FY Dec 2021	-$13.7M

Jun 2026	-$943.0K
Mar 2026	-$3.8M
Dec 2025	-$2.2M
Sep 2025	-$2.2M
Jun 2025	-$2.3M
Mar 2025	-$606.0K
Dec 2024	-$4.9M
Sep 2024	-$3.8M

FY Dec 2025	0.00x
FY Dec 2024	0.00x
FY Dec 2023	0.00x
FY Dec 2022	0.00x
FY Dec 2021	0.04x

Jun 2026	0.12x
Mar 2026	0.10x
Dec 2025	0.00x
Sep 2025	0.00x
Jun 2025	0.00x
Mar 2025	0.00x
Dec 2024	0.00x
Sep 2024	0.00x

Jun 2026	-4.49x
Mar 2026	-5.44x
Dec 2025	n/a
Sep 2025	n/a
Jun 2025	n/a
Mar 2025	n/a
Dec 2024	n/a
Sep 2024	n/a

Jun 2026	+68.7%
Mar 2026	+4.6%
Dec 2025	-0.1%
Sep 2025	+67.6%
Jun 2025	+54.0%
Mar 2025	+62.9%
Dec 2024	-0.1%
Sep 2024	-46.5%

Jun 2026	+49.3%
Mar 2026	+3.6%
Dec 2025	-0.1%
Sep 2025	+53.2%
Jun 2025	+42.7%
Mar 2025	+52.2%
Dec 2024	-0.1%
Sep 2024	-38.5%

FY Dec 2025	-94.7%
FY Dec 2024	-82.1%
FY Dec 2023	-22.5%
FY Dec 2022	-32.9%
FY Dec 2021	-36.5%

Jun 2026	-65.6%
Mar 2026	-91.9%
Dec 2025	-94.7%
Sep 2025	-96.4%
Jun 2025	-90.5%
Mar 2025	-53.9%
Dec 2024	-82.1%
Sep 2024	-84.4%

FY Dec 2025	$56.8M
FY Dec 2024	$113.4M
FY Dec 2023	$2.4B
FY Dec 2022	$4.7B
FY Dec 2021	$10.7B

Jun 2026	$67.7M
Mar 2026	$92.9M
Dec 2025	$56.8M
Sep 2025	$74.2M
Jun 2025	$82.1M
Mar 2025	$62.6M
Dec 2024	$113.4M
Sep 2024	$54.8M

FY Dec 2025	-12.5%
FY Dec 2024	-12.3%
FY Dec 2023	n/a
FY Dec 2022	-0.4%
FY Dec 2021	-0.1%

Jun 2026	-13.3%
Mar 2026	-11.3%
Dec 2025	-12.5%
Sep 2025	-13.2%
Jun 2025	-14.0%
Mar 2025	-20.9%
Dec 2024	-12.3%
Sep 2024	-18.5%