STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
296
13F, latest reported quarter
What the filings say about SMFG
Insiders, 180 days
-$169.9K net sold
1 seller · 0% of sales under a 10b5-1 plan
Sumitomo Mitsui Financial insider trades (Form 4)
Form 4 buys and sells (codes P and S). Grants, option exercises
and conversions excluded.
Over the last 180 days, SUMITOMO MITSUI FINANCIAL GROUP, INC. insiders sold a net $169.9K of stock across 1 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-27.
Foreign private issuer: most of its insiders are exempt from SEC Form 4, but some still file it; those filings are listed below, and the record may be incomplete.
First Form 4 purchase or sale (code P or S) here by this insider on our record.
The trade is 8.2% of the 48,857 shares held after it.
No other insider sold within 30 days.
296 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Sr. Mg. Corp. EO & Group CFO Anchi Kazuyuki sold about $169.9K of SMFG on Aug 12, 2026, the largest insider sale at the company on our record; 296 funds added in the latest 13F quarter.
1 transaction on record · a thin record, read with care
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Nobody has filed for crossing 5%. That is a fact, not missing data.
SMFG planned insider sales (Form 144)
No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
SMFG mutual fund holders (N-PORT)
Funds ranked by the share of their own portfolio in this stock (N-PORT).
Global Core Portfolio
$2.7M position · as of 2026-06-30
4.1%
Themes Global Systemically Important Banks ETF
$984.5K position · as of 2026-06-30
3.6%
Timothy Plan International Fund
$7.5M position · as of 2026-06-30
3.2%
AdvisorShares Dorsey Wright ADR ETF
$1.3M position · as of 2026-06-30
3.1%
Amplify CWP International Enhanced Dividend Income ETF
$39.0M position · as of 2026-06-30
3.0%
Harbor Dividend Growth Leaders ETF
$6.4M position · as of 2026-07-31
2.7%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M ·
% is the share of the fund's own portfolio
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows a net $169.9K sold by insiders over 180 days, 296 funds added last quarter. Each figure is a federal filing, dated the day it went public.
SMFG ranks highest on institutional and government (89th percentile) and risk and compliance (89th), and lowest on insider conviction (26th), among Banks peers.
Insider conviction
26
Inputs
Net Form 4 buying (codes P and S), 180d-$170K · 52 pct, sector of 274
Insider buyers, 180d0 · 0 pct, sector of 274
Institutional and government
89
Inputs
Funds adding, latest quarter296 · 89 pct, sector of 257
Congress net buyers, 365dno Congress trades in 365 days
Federal contracts, 180dno federal contracts in 180 days
Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
89
Inputs
Short interest, % of float+0.1% · 89 pct, sector of 378
Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
4 not measured: Profitability, Financial health, Growth, US patents
Profitability needs 2 of 4 inputs, 0 present: fewer than four consecutive quarters of net income; fewer than four consecutive quarters of operating income
Financial health needs 1 of 2 inputs, 0 present: no debt line filed
Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet
3 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored
SMFG filings, in plain words
Are Sumitomo Mitsui Financial insiders buying or selling SMFG?
In the 180 days to 2026-10-27, Sumitomo Mitsui Financial insiders were net sellers, a net $169.9K across purchases and sales reported on Form 4, by 1 seller.
Read the full summary
In the 180 days to 2026-10-27, Sumitomo Mitsui Financial insiders were net sellers of SMFG, a net $169.9K across purchases and sales reported on Form 4 by 1 seller. Each figure is counted from SEC and House filings as of 2026-10-27, dated the day the filing was made public.
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