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SMBK · Smartfinancial Inc.
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SMBK Smartfinancial (SMBK) Insider Trading, Ownership & Congress Trades

Banks · National commercial banks · CIK 0001038773
Quote by TradingView
Cluster · 3 insidersForm 144 · 1
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
111
13F, latest reported quarter

What the filings say about SMBK

Insiders, 180 days
+$33.8K net bought
3 buyers · 2 sellers · 0% of sales under a 10b5-1 plan
Planned sales (Form 144), 90 days
$173.2K
1 notice

Smartfinancial insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, SMARTFINANCIAL INC. insiders bought a net $33.8K of stock across 59 Form 4 purchases and sales, with 3 insiders buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Jordan Rhett D.
EVP & CHIEF CREDIT OFFICER
SELL
2026-10-26 SEC
200
$10.0K
n/a
Context
  • 22 earlier Form 4 trades (code P or S) here by this insider (22 sales), the last on Sep 14, 2026.
  • The trade is 1.8% of the 10,942 shares held after it.
  • 1 other insider sold within 30 days.
  • 111 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: EVP & CHIEF CREDIT OFFICER Jordan Rhett D. sold about $10.0K of SMBK on Oct 26, 2026; 1 other insider sold within 30 days and 111 funds added in the latest 13F quarter.
Tucker Steven B.
Director
SELL
2026-10-26 SECtraded 2026-10-23
3,500
$173.2K
n/a
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 sales), the last on Dec 10, 2025.
  • The trade is 7.4% of the 47,222 shares held after it.
  • 1 other insider sold within 30 days.
  • 111 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Tucker Steven B. sold about $173.2K of SMBK on Oct 23, 2026; 1 other insider sold within 30 days and 111 funds added in the latest 13F quarter.
Jordan Rhett D.
EVP & CHIEF CREDIT OFFICER
SELL
2026-09-14 SEC
230
$12.0K
-5.1%
Context
  • 21 earlier Form 4 trades (code P or S) here by this insider (21 sales), the last on Aug 4, 2026.
  • The trade is 2.1% of the 11,142 shares held after it.
  • No other insider sold within 30 days.
  • 111 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: EVP & CHIEF CREDIT OFFICER Jordan Rhett D. sold about $12.0K of SMBK on Sep 14, 2026; 111 funds added in the latest 13F quarter.
Jordan Rhett D.
EVP & CHIEF CREDIT OFFICER
SELL
2026-08-04 SEC
430
$22.7K
-6.4%
Context
  • 20 earlier Form 4 trades (code P or S) here by this insider (20 sales), the last on Jun 12, 2026.
  • The trade is 3.8% of the 11,372 shares held after it.
  • No other insider sold within 30 days.
  • 111 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: EVP & CHIEF CREDIT OFFICER Jordan Rhett D. sold about $22.7K of SMBK on Aug 4, 2026; 111 funds added in the latest 13F quarter.
Jordan Rhett D.
EVP & CHIEF CREDIT OFFICER
SELL
2026-06-12 SEC
400
$18.0K
+11.8%
Context
  • 19 earlier Form 4 trades (code P or S) here by this insider (19 sales), the last on Apr 24, 2026.
  • The trade is 3.4% of the 11,802 shares held after it.
  • No other insider sold within 30 days.
  • 111 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: EVP & CHIEF CREDIT OFFICER Jordan Rhett D. sold about $18.0K of SMBK on Jun 12, 2026; 111 funds added in the latest 13F quarter.
59 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 54 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net +$33.8K over 180 days
-$217.9K over 90 days
more than 75% of Banks
Congress
no House purchase disclosed in the last 12 months
Funds
111 funds bought in last quarter
more than 61% of Banks
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
4.2% of the float short (float per yahoo 2026-10-26) · 3.9 days to cover · settled 2026-09-30
more than 63% of Banks
The situation: each line is one rule over one dataset
3 insiders bought a net $33.8K, but 1 Form 144 notice ($173.2K) are queued to sell.
What changed in the last 30 days
Oct 28Insider buying stopped: no purchases in 90 days after 3 in the prior 90
Why it matters
The absence is the signal: 3 purchases in one 90-day window and none in the next is a change of behaviour, not a filing.
Oct 26Director Tucker Steven B. sold $173.2K (Oct 23)
Oct 26EVP & CHIEF CREDIT OFFICER Jordan Rhett D. sold $10.0K (Oct 26)
Oct 23Director STEVEN B TUCKER filed to sell $173.2K by Oct 23 (Form 144)
Why it matters
A Form 144 is a notice of intent to sell; the sale may not happen, and it says nothing about the price.

Watch SMBK

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+44.8%12M
+0%+18%+37%+55%2025-102025-122026-022026-042026-062026-082026-10 2025-12-10 · Tucker Steven B. sold $403.9K2026-10-23 · Tucker Steven B. sold $173.2K2026-06-10 · Barrett Victor Lynn bought $131.3K2026-06-04 · Ackermann Cathy G bought $126.4K2026-02-09 · Welborn Wesley Miller bought $36.0K2026-08-04 · Jordan Rhett D. sold $22.7K2026-04-24 · Jordan Rhett D. sold $20.9K2026-06-12 · Jordan Rhett D. sold $18.0K2026-05-04 · Shomaker Kelli D bought $12.0K2026-09-14 · Jordan Rhett D. sold $12.0K2026-01-27 · Shomaker Kelli D bought $10.0K2026-10-26 · Jordan Rhett D. sold $10.0K2025-11-18 · Jordan Rhett D. sold $8.8K2026-10-23 · STEVEN B TUCKER filed to sell $173.2K
Insider buyInsider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns SMBK: institutional holders (13F)

13F holdings, latest reported quarter
BlackRock, Inc.
1,468,195 sh
$68.9M
DIMENSIONAL FUND ADVISORS LP
836,086 sh
$39.2M
VANGUARD CAPITAL MANAGEMENT LLC
679,819 sh
$31.9M
First Eagle Investment Management, LLC
638,678 sh
$30.0M
WELLINGTON MANAGEMENT GROUP LLP
594,386 sh
$27.9M

Congress trades in SMBK

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

SMBK planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
STEVEN B TUCKER
Filed 2026-10-23
$173.2K

SMBK mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
1919 Financial Services Fund
$2.2M position · as of 2026-06-30
2.3%
Private Capital Management Value Fund
$1.6M position · as of 2026-07-31
2.2%
Zacks Small-Cap Core Fund
$625.3K position · as of 2026-05-31
1.8%
YORKTOWN SMALL CAP FUND
$353.7K position · as of 2026-07-31
1.0%
Nationwide Bailard Small Cap Value Fund
$1.1M position · as of 2026-07-31
0.9%
First Trust Dow Jones Select MicroCap Index Fund
$2.3M position · as of 2026-06-30
0.9%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$1.7M
$1.4M
$723.7K
+116%
+60%
2024
$1.0M
$1.2M
$496.0K
+79%
+46%
2023
$1.1M
$693.1K
$496.1K
+40%
+23%
2022
$1.0M
$958.8K
$491.4K
+55%
+23%
2021
$1.0M
$1.0M
$541.2K
+52%
+39%
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
3 insiders reported buying shares.
The record shows a net $33.8K bought by insiders over 180 days, 111 funds added last quarter, $173.2K in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
UMBFBWFGPBPEBOFMBMGABCNEWTPCBDCOMISBAWSBFJMSB

SMBK financials

Ratios from the company's XBRL filings, latest filings
Revenue, TTM
n/a
fewer than four consecutive quarters of revenue filed
Net margin, TTM
n/a
needs four consecutive quarters of both revenue and net income
Free cash flow, TTM
$65.4M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
0.00x
long-term debt only, 2026-06-30; equity 2026-06-30
Cash flow to debt
121.79x
TTM operating cash flow over long-term debt only, 2026-06-30
Return on equity
+10.5%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+1.0%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
14.63x
close 2026-10-26 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
$469.3M
market value at close 2026-10-26 on 2026-08-03 shares, plus long-term debt only, 2026-06-30, minus cash 2026-06-30
FCF yield
+7.7%
TTM free cash flow over market value at close 2026-10-26
PEG, trailing
0.39x
P/E over trailing EPS growth of 37%: four quarters to 2026-06-30 against the four to 2025-06-30
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Net income$50.3M$36.1M$28.6M$43.0M
EPS (diluted)2.982.141.692.55
Operating cash flow$61.7M$52.7M$39.7M$56.8M
Cash$464.4M$387.6M$352.3M$266.4M
Long-term debt$3.0M$8.1M$13.1M$41.9M
Buybacksn/a$3.0Mn/an/a
Dividends paid$5.5M$5.4M$5.4M$4.7M
SEC XBRL, fiscal years, as known on 2026-10-28

SMBK Stock Sonar score 5/7 axes

Find similar shapesCompare

SMBK ranks highest on financial health (94th percentile) and insider conviction (78th), and lowest on risk and compliance (37th), among Banks peers.

ProfitHealthInsidersInstitutionsRisk
Profitability
45
Inputs
  • Return on equity+10.5% · 50 pct, sector of 327
  • Return on assets+1.0% · 39 pct, sector of 334
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Financial health
94
Inputs
  • Debt to equity0.00x · 89 pct, sector of 229
  • Cash flow to debt121.79x · 98 pct, sector of 198
Insider conviction
78
Inputs
  • Net Form 4 buying (codes P and S), 180d$34K · 75 pct, sector of 274
  • Insider buyers, 180d3 · 80 pct, sector of 274
Institutional and government
61
Inputs
  • Funds adding, latest quarter111 · 61 pct, sector of 257
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
37
Inputs
  • Short interest, % of float+4.2% · 37 pct, sector of 378
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
2 not measured: Growth, US patents
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

5 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

SMBK filings, in plain words

Are Smartfinancial insiders buying or selling SMBK?

In the 180 days to 2026-10-28, Smartfinancial insiders were net buyers, a net $33.8K: $269.7K of purchases and $235.9K of sales reported on Form 4, by 3 buyers and 2 sellers.

Are there planned insider sales of SMBK?

Yes. 1 Form 144 notice of planned insider sales was filed in the 90 days to 2026-10-28, covering $173.2K of stock; the latest, by STEVEN B TUCKER, was filed 2026-10-23.

Read the full summary

In the 180 days to 2026-10-28, Smartfinancial insiders were net buyers of SMBK, a net $33.8K across purchases and sales reported on Form 4 by 3 buyers and 2 sellers. 3 insiders reported purchases in that window. None of the 5 insider sales was flagged as made under a Rule 10b5-1 plan. Insiders filed 1 Form 144 notice of intent to sell in the 90 days to 2026-10-28, covering $173.2K of stock. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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