WaveMan · Company
SIEB · Siebert Financial Corp
> Search tickers & screens ⌘K
LIVE
← All companies

SIEB Siebert Financial (SIEB) Insider Trading, Ownership & Congress Trades

Financial Services · Security brokers, dealers & flotation companies · CIK 0000065596
SEC filings
Insider net, 180 days
$27.9K
Buys minus sells, Form 4 codes P and S
Insider buyers, 180 days
1
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
0
13F, latest reported quarter
Revenue growth
+18.4%
XBRL, annual
Net margin
8.9%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$105.1M
four quarters, 2025-07-01 to 2026-06-30
History
FY Dec 2025$94.2M
FY Dec 2024$83.9M
FY Dec 2023$71.5M
FY Dec 2022$50.1M
FY Dec 2021$67.5M
Jun 2026$31.2M
Mar 2026$23.5M
Dec 2025$23.6M
Sep 2025$26.8M
Jun 2025$14.9M
Mar 2025$28.9M
Dec 2024$20.0M
Sep 2024$22.6M
At each fiscal year end
Single quarter
Net margin, TTM
-1.1%
net income over revenue, 2025-07-01 to 2026-06-30
History
FY Dec 2025+5.4%
FY Dec 2024+15.9%
FY Dec 2023+10.9%
FY Dec 2022-4.0%
FY Dec 2021+7.5%
Jun 2026-1.0%
Mar 2026-8.4%
Dec 2025-1.9%
Sep 2025+6.0%
Jun 2025-31.7%
Mar 2025+29.9%
Dec 2024+8.7%
Sep 2024+17.0%
At each fiscal year end
Single quarter
Free cash flow, TTM
$14.8M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
History
FY Dec 2025$9.7M
FY Dec 2024$9.8M
FY Dec 2023-$5.0M
FY Dec 2022-$24.9M
FY Dec 2021$5.2M
Jun 2026-$2.7M
Mar 2026-$26.2M
Dec 2025$295.0K
Sep 2025$43.3M
Jun 2025$570.0K
Mar 2025-$34.5M
Dec 2024$35.3M
Sep 2024$3.0M
At each fiscal year end
Single quarter
Debt to equity
0.06x
long-term 2026-06-30 plus current 2026-06-30; equity 2026-06-30
History
FY Dec 20250.06x
FY Dec 20240.06x
FY Dec 20230.06x
FY Dec 20220.14x
FY Dec 20210.16x
Jun 20260.06x
Mar 20260.06x
Dec 20250.06x
Sep 20250.06x
Jun 20250.05x
Mar 20250.05x
Dec 20240.06x
Sep 20240.05x
At each fiscal year end
Trailing four quarters at each quarter end
Cash flow to debt
3.10x
TTM operating cash flow over long-term 2026-06-30 plus current 2026-06-30
History
FY Dec 20252.05x
FY Dec 20242.17x
FY Dec 2023-1.11x
FY Dec 2022-3.49x
FY Dec 20210.72x
Jun 20263.10x
Mar 20263.73x
Dec 20252.05x
Sep 20259.00x
Jun 20251.10x
Mar 20255.36x
Dec 20242.17x
Sep 20249.12x
At each fiscal year end
Trailing four quarters at each quarter end
Return on equity
-1.3%
TTM net income over average of 2025-06-30 and 2026-06-30
History
FY Dec 2025+5.9%
FY Dec 2024+17.3%
FY Dec 2023+13.2%
FY Dec 2022-4.1%
FY Dec 2021+11.6%
Jun 2026-1.3%
Mar 2026-6.1%
Dec 2025+5.9%
Sep 2025+8.4%
Jun 2025+11.4%
Mar 2025+21.9%
Dec 2024+17.3%
Sep 2024+14.0%
At each fiscal year end
Trailing four quarters at each quarter end
Return on assets
-0.1%
TTM net income over average of 2025-06-30 and 2026-06-30
History
FY Dec 2025+0.8%
FY Dec 2024+2.0%
FY Dec 2023+1.0%
FY Dec 2022-0.2%
FY Dec 2021+0.4%
Jun 2026-0.1%
Mar 2026-1.0%
Dec 2025+0.8%
Sep 2025+1.2%
Jun 2025+1.6%
Mar 2025+2.9%
Dec 2024+2.0%
Sep 2024+1.6%
At each fiscal year end
Trailing four quarters at each quarter end
Return on invested capital
n/a
pre-tax loss, no effective tax rate to apply
History
FY Dec 2025+8.0%
FY Dec 2024+21.3%
FY Dec 2023+25.8%
FY Dec 2022n/a
FY Dec 2021n/a
Jun 2026n/a
Mar 2026n/a
Dec 2025+8.0%
Sep 2025+9.2%
Jun 2025+13.5%
Mar 2025+24.9%
Dec 2024+21.3%
Sep 2024+19.9%
At each fiscal year end
Trailing four quarters at each quarter end
Return on capital employed
-2.5%
operating income (EBIT proxy) over average of 2025-06-30 and 2026-06-30 minus current liabilities
History
FY Dec 2025+5.9%
FY Dec 2024+20.3%
FY Dec 2023+26.2%
FY Dec 2022n/a
FY Dec 2021n/a
Jun 2026-2.5%
Mar 2026-7.9%
Dec 2025+5.9%
Sep 2025+9.2%
Jun 2025+12.6%
Mar 2025+24.9%
Dec 2024+20.3%
Sep 2024+24.1%
At each fiscal year end
Trailing four quarters at each quarter end
P/E, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
History
FY Dec 202527.00x
FY Dec 20249.58x
FY Dec 20238.00x
FY Dec 2022n/a
FY Dec 2021n/a
Jun 2026n/a
Mar 2026n/a
Dec 202527.00x
Sep 202516.22x
Jun 202518.42x
Mar 20256.54x
Dec 20249.58x
Sep 20249.73x
At each fiscal year end
Trailing four quarters at each quarter end
Enterprise value
$81.8M
market value at close 2026-10-09 on 2026-08-11 shares, plus long-term 2026-06-30 plus current 2026-06-30, minus cash 2026-06-30
History
FY Dec 2025$124.5M
FY Dec 2024$98.8M
FY Dec 2023$65.1M
FY Dec 2022$27.4M
FY Dec 2021$75.8M
Jun 2026$56.4M
Mar 2026$67.4M
Dec 2025$124.5M
Sep 2025$103.4M
Jun 2025$153.8M
Mar 2025$100.2M
Dec 2024$98.8M
Sep 2024$101.0M
At each fiscal year end
Trailing four quarters at each quarter end
FCF yield
+16.0%
TTM free cash flow over market value at close 2026-10-09
History
FY Dec 2025+6.8%
FY Dec 2024+7.8%
FY Dec 2023-7.6%
FY Dec 2022-56.6%
FY Dec 2021+7.3%
Jun 2026+21.9%
Mar 2026+23.0%
Dec 2025+6.8%
Sep 2025+37.9%
Jun 2025+2.4%
Mar 2025+18.3%
Dec 2024+7.8%
Sep 2024+38.2%
At each fiscal year end
Trailing four quarters at each quarter end
PEG, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
History
FY Dec 2025n/a
FY Dec 20240.17x
FY Dec 2023n/a
FY Dec 2022n/a
FY Dec 2021n/a
Jun 2026n/a
Mar 2026n/a
Dec 2025n/a
Sep 2025n/a
Jun 20254.24x
Mar 20250.05x
Dec 20240.17x
Sep 20240.16x
At each fiscal year end
Trailing four quarters at each quarter end
Price as of 2026-10-09. Hover a figure to see how it was computed.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.

SIEB Stock Sonar score 5/7 axes

Find similar shapesCompare

SIEB ranks highest on financial health (84th percentile) and risk and compliance (83rd), and lowest on profitability (48th), among Financial Services peers.

ProfitHealthGrowthInsidersRisk
Profitability
48
Inputs
  • Return on equity-1.3% · 39 pct, sector of 206
  • Return on assets-0.1% · 45 pct, sector of 267
  • Return on invested capitalpre-tax loss, no effective tax rate to apply
  • Return on capital employed-2.5% · 59 pct, sector of 88
Financial health
84
Inputs
  • Debt to equity0.06x · 75 pct, sector of 181
  • Cash flow to debt3.10x · 92 pct, sector of 142
Growth
59
Inputs
  • Revenue growth, YoY+18.4% · 59 pct, sector of 246
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
68
Inputs
  • Net open-market buying, 180d$28K · 79 pct, sector of 160
  • Insider buyers, 180d1 · 57 pct, sector of 164
Risk and compliance
83
Inputs
  • Short interest, % of float+0.8% · 76 pct, sector of 391
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5ynot measured for this sector, almost no peer has an event
  • New text in Risk Factors, latest 10-K+3.5% · 90 pct, sector of 176
2 not measured: Institutional and government, US patents
  • Institutional and government needs 1 of 4 inputs, 0 present: fewer than five funds report holding it; no Congress trades in 365 days; no federal contracts in 180 days; no lobbying filings in the last four quarters
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

5 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

What the filings say about SIEB

In the 180 days to 2026-10-12, Siebert Financial insiders were net buyers of SIEB, a net $27.9K across purchases and sales reported on Form 4 by 1 buyer. Each figure is counted from SEC and House filings as of 2026-10-12, dated the day the filing was made public.

SIEB filings FAQ

Are Siebert Financial insiders buying or selling SIEB?

In the 180 days to 2026-10-12, Siebert Financial insiders were net buyers, a net $27.9K across purchases and sales reported on Form 4, by 1 buyer.

Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net +$27.9K over 180 days
more than 78% of Financial Services
Congress
no Congress trades reported
Funds
under five funds report holding it
Revenue
+18.4% year over year
more than 59% of Financial Services
Margin
8.9% net margin
more than 55% of Financial Services
Buybacks
no share repurchases reported
Short interest
0.8% of the float short (float per yahoo 2026-10-09) · 5.0 days to cover · settled 2026-09-30
below 74% of Financial Services
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch SIEB

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-23.1%12M
-46%-18%+10%+38%2025-102025-122026-022026-042026-062026-082026-10 2026-05-28 · Gebbia Richard bought $27.9K
Insider buy
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders are net buyers of their own stock.
The record shows a net $27.9K bought by insiders over 180 days. Each figure is a federal filing, dated the day it went public.
Same sector, ranked by filing activity
Sector by SEC SIC code

Siebert Financial insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, SIEBERT FINANCIAL CORP insiders bought a net $27.9K of stock across 2 Form 4 purchases and sales, with 1 insider(s) buying. Source: SEC Form 4 filings, as of 2026-10-12.

Insider
Filed
Shares
Value
BUY
2026-05-28
15,000
$27.9K
Context
  • First open-market trade here by this insider on our record.
  • The trade is 2.6% of the 576,273 shares held after it.
  • No other insider bought within 30 days.
Insider activity: Insider Gebbia Richard bought about $27.9K of SIEB on the open market on May 28, 2026, the largest insider purchase at the company on our record.
SELL
2023-04-10
100,000
$185.0K
Context
  • First open-market trade here by this insider on our record.
  • The trade is 0.6% of the 17,439,200 shares held after it.
  • No other insider sold within 30 days.
Insider activity: Insider Gebbia John M. sold about $185.0K of SIEB on the open market on Apr 10, 2023, the largest insider sale at the company on our record.
2 transactions on record · a thin record, read with care
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Showing the latest few. to use the screener and CSV export. We store only your email; there is no password.

Who owns SIEB: institutional holders (13F)

13F holdings, latest reported quarter
SEC 13F
No reported 13F holders

No fund above the reporting threshold listed this stock last quarter. That is a fact, not missing data.

Congress trades in SIEB

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

SIEB planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenue$94.2M$83.9M$71.5M$50.1M
Operating income$5.6M$17.5M$18.1M$440.0K
Net income$5.1M$13.3M$7.8M$-2.0M
EPS (diluted)0.130.330.21-0.06
Operating cash flow$10.2M$10.1M$-4.8M$-24.6M
Cash$22.4M$32.6M$5.7M$23.7M
Long-term debt$4.0M$4.1M$4.2M$6.0M
SEC XBRL, fiscal years, as known on 2026-10-12

Explore insider trading and ownership data

Every company we track, ranked by each kind of filing