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RMCF · Rocky Mountain Chocolate Factory, Inc.
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RMCF Rocky Mountain Chocolate Factory (RMCF) Insider Trading, Ownership & Congress Trades

Food & Beverage · Sugar & confectionery products · CIK 0001616262
Quote by TradingView
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
11
13F, latest reported quarter

What the filings say about RMCF

Insiders, 180 days
-$420.9K net sold
2 sellers · 0% of sales under a 10b5-1 plan

Rocky Mountain Chocolate Factory insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, Rocky Mountain Chocolate Factory, Inc. insiders sold a net $420.9K of stock across 251 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-27.

Insider
Filed
Shares
Value
Since filing
Harper Allen C
SELL
2026-05-08 SECtraded 2026-05-04
50,000
$122.5K
-64.8%
Context
  • 8 earlier Form 4 trades (code P or S) here by this insider (8 sales), the last on May 1, 2026.
  • The trade is 5.8% of the 860,000 shares held after it.
  • 1 other insider sold within 30 days.
  • 11 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Insider Harper Allen C sold about $122.5K of RMCF on May 4, 2026, the largest insider sale at the company since 2024; 1 other insider sold within 30 days and 11 funds added in the latest 13F quarter.
American Heritage Railways, Inc.
SELL
2026-05-08 SECtraded 2026-05-04
50,000
$122.5K
-64.8%
Context
  • 8 earlier Form 4 trades (code P or S) here by this insider (8 sales), the last on May 1, 2026.
  • The trade is 5.8% of the 860,000 shares held after it.
  • 1 other insider sold within 30 days.
  • 11 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Insider American Heritage Railways, Inc. sold about $122.5K of RMCF on May 4, 2026, the largest insider sale at the company since 2024; 1 other insider sold within 30 days and 11 funds added in the latest 13F quarter.
Harper Allen C
SELL
2026-05-08 SECtraded 2026-05-01
35,900
$88.0K
-64.8%
Context
  • 7 earlier Form 4 trades (code P or S) here by this insider (7 sales), the last on Mar 5, 2026.
  • The trade is 3.9% of the 910,000 shares held after it.
  • 1 other insider sold within 30 days.
  • 11 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Insider Harper Allen C sold about $88.0K of RMCF on May 1, 2026, the largest insider sale at the company since 2024; 1 other insider sold within 30 days and 11 funds added in the latest 13F quarter.
American Heritage Railways, Inc.
SELL
2026-05-08 SECtraded 2026-05-01
35,900
$88.0K
-64.8%
Context
  • 7 earlier Form 4 trades (code P or S) here by this insider (7 sales), the last on Mar 5, 2026.
  • The trade is 3.9% of the 910,000 shares held after it.
  • 1 other insider sold within 30 days.
  • 11 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Insider American Heritage Railways, Inc. sold about $88.0K of RMCF on May 1, 2026, the largest insider sale at the company since 2024; 1 other insider sold within 30 days and 11 funds added in the latest 13F quarter.
Harper Allen C
SELL
2026-04-16 SECtraded 2026-03-05
8,918
$23.2K
-60.9%
Context
  • 6 earlier Form 4 trades (code P or S) here by this insider (6 sales), the last on Mar 4, 2026.
  • The trade is 0.9% of the 945,900 shares held after it.
  • 1 other insider sold within 30 days.
  • 11 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Insider Harper Allen C sold about $23.2K of RMCF on Mar 5, 2026; 1 other insider sold within 30 days and 11 funds added in the latest 13F quarter.
251 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 246 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$420.9K over 180 days
-$420.9K of it by a 10%+ holder
below 58% of Food & Beverage
Congress
no House purchase disclosed in the last 12 months
Funds
11 funds bought in last quarter
below 82% of Food & Beverage
Revenue
-7.0% year over year
below 81% of Food & Beverage
Margin
-16.6% net margin
below 77% of Food & Beverage
Buybacks
no share repurchases reported
Short interest
1.3% of the float short (float per yahoo 2026-10-26) · 2.6 days to cover · settled 2026-09-30
below 64% of Food & Beverage
What changed in the last 30 days
Oct 27Insider selling stopped: no sales in 90 days after 4 in the prior 90
Why it matters
The absence is the signal: 4 sales in one 90-day window and none in the next is a change of behaviour, not a filing.

Watch RMCF

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-50.8%12M
-63%-21%+21%+63%2025-102025-122026-022026-042026-062026-082026-10 2026-05-04 · Harper Allen C sold $122.5K2026-05-04 · American Heritage Railways, Inc. sold $122.5K2026-05-01 · Harper Allen C sold $88.0K2026-05-01 · American Heritage Railways, Inc. sold $88.0K2026-02-26 · Harper Allen C sold $48.8K2026-02-26 · American Heritage Railways, Inc. sold $48.8K2026-03-04 · Harper Allen C sold $29.4K2026-03-04 · American Heritage Railways, Inc. sold $29.4K2026-03-05 · Harper Allen C sold $23.2K2026-03-05 · American Heritage Railways, Inc. sold $23.2K2026-01-16 · GEYGAN JEFFREY RICHART bought $22.4K2026-01-16 · Rice Shawn G bought $22.4K2026-02-20 · Harper Allen C sold $19.5K2026-02-20 · American Heritage Railways, Inc. sold $19.5K2025-10-22 · GEYGAN JEFFREY RICHART bought $15.6K2025-10-22 · Rice Shawn G bought $15.6K2025-11-04 · GEYGAN JEFFREY RICHART bought $14.7K2025-11-04 · Wilke Stacy bought $14.7K2026-02-27 · Harper Allen C sold $13.6K2026-02-27 · American Heritage Railways, Inc. sold $13.6K2025-10-24 · Rice Shawn G bought $12.2K2025-10-24 · GEYGAN JEFFREY RICHART bought $12.2K2026-02-19 · Harper Allen C sold $5.2K2026-02-19 · American Heritage Railways, Inc. sold $5.2K2026-02-25 · Harper Allen C sold $1.1K2026-02-25 · American Heritage Railways, Inc. sold $1.1K
Insider buyInsider sell
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns RMCF: institutional holders (13F)

13F holdings, latest reported quarter
RENAISSANCE TECHNOLOGIES LLC
263,823 sh
$234.7K
DIMENSIONAL FUND ADVISORS LP
82,104 sh
$73.0K
VANGUARD CAPITAL MANAGEMENT LLC
66,950 sh
$59.6K
GEODE CAPITAL MANAGEMENT, LLC
60,880 sh
$54.2K
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
33,576 sh
$37.9K

Congress trades in RMCF

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

RMCF planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.

RMCF mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
U.S. MICRO CAP PORTFOLIO
$42.6K position · as of 2026-07-31
0.0%
Fidelity Extended Market Index Fund
$83.0K position · as of 2026-05-31
0.0%
JNL/DFA U.S. Small Cap Fund
$1.3K position · as of 2026-06-30
0.0%
VANGUARD EXTENDED MARKET INDEX FUND
$59.6K position · as of 2026-06-30
0.0%
U.S. SMALL CAP PORTFOLIO
$11.7K position · as of 2026-07-31
0.0%
Fidelity Series Total Market Index Fund
$14.4K position · as of 2026-05-31
0.0%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return · PEOThree
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$390.0K
$433.7K
$200.0K
-49%
n/a
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows a net $420.9K sold by insiders over 180 days, 11 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
HSYCOCOLWAYCELHSAMVITLKOWESTFRPTUTZKDPSTZ

RMCF financials

Revenue growth
-7.0%
XBRL, annual
Net margin
-16.6%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$27.1M
four quarters, 2025-09-01 to 2026-08-31
Net margin, TTM
-5.4%
net income over revenue, 2025-09-01 to 2026-08-31
Free cash flow, TTM
-$2.8M
operating cash flow minus capex, 2025-09-01 to 2026-08-31
Debt to equity
0.10x
LongTermDebt as filed 2026-08-31 (includes the current portion); equity 2026-08-31
Cash flow to debt
-6.87x
TTM operating cash flow over LongTermDebt as filed 2026-08-31 (includes the current portion)
Return on equity
-32.1%
TTM net income over average of 2025-08-31 and 2026-08-31
Return on assets
-7.2%
TTM net income over average of 2025-08-31 and 2026-08-31
Return on invested capital
n/a
pre-tax loss, no effective tax rate to apply
Return on capital employed
-48.6%
operating income (EBIT proxy) over average of 2025-08-31 and 2026-08-31 minus current liabilities
P/E, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Enterprise value
$8.3M
market value at close 2026-10-23 on 2026-10-08 shares, plus LongTermDebt as filed 2026-08-31 (includes the current portion), minus cash 2026-08-31
FCF yield
-32.7%
TTM free cash flow over market value at close 2026-10-23
PEG, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Price as of 2026-10-23. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2026-022025-022024-022023-02
Revenue$27.5M$29.6M$28.0M$30.4M
Gross profitn/an/an/a$4.0M
Operating income-$3.6M-$5.9M-$4.9M-$4.9M
Net income-$4.6K-$6.1K-$4.7K-$5.7M
EPS (diluted)-0.56-0.86-0.66-0.91
Operating cash flow-$1.8M-$6.6M-$2.4M-$2.1M
Cash$1.2M$720.0K$2.1M$4.7M
Buybacksn/an/a$0$0
Dividends paidn/an/a$0$0
SEC XBRL, fiscal years, as known on 2026-10-27

RMCF Stock Sonar score 6/7 axes

Find similar shapesCompare

RMCF ranks highest on risk and compliance (48th percentile) and financial health (39th), and lowest on institutional and government (18th), among Food & Beverage peers.

ProfitHealthGrowthInsidersInstitutionsRisk
Profitability
21
Inputs
  • Return on equity-32.1% · 20 pct, sector of 66
  • Return on assets-7.2% · 30 pct, sector of 77
  • Return on invested capitalpre-tax loss, no effective tax rate to apply
  • Return on capital employed-48.6% · 11 pct, sector of 62
Financial health
39
Inputs
  • Debt to equity0.10x · 74 pct, sector of 66
  • Cash flow to debt-6.87x · 3 pct, sector of 59
Growth
25
Inputs
  • Revenue growth, YoY-7.0% · 19 pct, sector of 89
  • Backlog growth, YoY-7.3% · 31 pct, universe of 854
Insider conviction
19
Inputs
  • Net Form 4 buying (codes P and S), 180d-$421K · 38 pct, sector of 56
  • Insider buyers, 180d0 · 0 pct, sector of 56
Institutional and government
18
Inputs
  • Funds adding, latest quarter11 · 18 pct, sector of 79
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
48
Inputs
  • Short interest, % of float+1.3% · 74 pct, sector of 100
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-K+17.8% · 22 pct, sector of 66
1 not measured: US patents
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

RMCF filings, in plain words

Are Rocky Mountain Chocolate Factory insiders buying or selling RMCF?

In the 180 days to 2026-10-27, Rocky Mountain Chocolate Factory insiders were net sellers, a net $420.9K across purchases and sales reported on Form 4, by 2 sellers.

Read the full summary

In the 180 days to 2026-10-27, Rocky Mountain Chocolate Factory insiders were net sellers of RMCF, a net $420.9K across purchases and sales reported on Form 4 by 2 sellers. Most of that figure, $420.9K, came from a holder of 10% or more rather than an officer or director. None of the 4 insider sales was flagged as made under a Rule 10b5-1 plan. Each figure is counted from SEC and House filings as of 2026-10-27, dated the day the filing was made public.

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