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RCKT · Rocket Pharmaceuticals, Inc.

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TEAM-0.32% 13F +439META+3.01% 13F +2,694RCG-2.04% CLUSTERUTHR-4.03% 13F +425CRWV+4.49% 13F +693CRM+2.92% 13F +1,018CVNA-0.98% 13F +794TPL-0.71% 13F +444NET+4.32% 13F +710MSTR+17.56% 13F +526DELL+4.91% 13F +1,203CRWD+5.68% 13F +1,382ANET+1.22% 13F +1,323COIN+10.14% 13F +475TEAM-0.32% 13F +439META+3.01% 13F +2,694RCG-2.04% CLUSTERUTHR-4.03% 13F +425CRWV+4.49% 13F +693CRM+2.92% 13F +1,018CVNA-0.98% 13F +794TPL-0.71% 13F +444NET+4.32% 13F +710MSTR+17.56% 13F +526DELL+4.91% 13F +1,203CRWD+5.68% 13F +1,382ANET+1.22% 13F +1,323COIN+10.14% 13F +475

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RCKT

Name: ROCKET PHARMACEUTICALS, INC. (RCKT) insider trading and ownership data
Creator: WaveMan
License: https://wave-man.com/terms

ROCKET PHARMACEUTICALS, INC.

PHARMA & BIOTECH · PHARMACEUTICAL PREPARATIONS · CIK 0001281895

FORM 144 · 8☆ WATCH

INSIDER NET · 180D

-$451.3K

open-market buys minus sells, Form 4 codes P and S

INSIDER BUYERS · 180D

CONGRESS BUYERS · 1Y

FUNDS ADDED · QTR

13F, latest reported quarter

REVENUE GROWTH

XBRL, annual

NET MARGIN

CONVERSIONS · 180D

codes C/M, not in net · $129.3K priced

SEVEN FACTS, RANKED AGAINST THE SECTOR · RANK IS NOT A FORECAST

INSIDERS

net -$451.3K over 180 days

-$176.0K over 90 days

below 56% of Pharma & Biotech

CONGRESS

no member of Congress has reported trading it

FUNDS

91 funds added or opened last quarter

more than 62% of Pharma & Biotech

REVENUE

no revenue reported in any filing

MARGIN

no margin: this company reports no revenue to divide by

BUYBACKS

no share repurchases reported

SHORT

no short interest reported

THE SITUATION · EVERY LINE IS ONE RULE OVER ONE DATASET

Insiders are net sellers: -$451.3K across 5 people in 180 days.

91 funds added or opened positions in the latest 13F quarter, of 188 holders.

The year, with the filings on it

Total return indexed to 100 over the last 12 months · every marker is a federal filing, placed at its date — hover any marker for the detail

TOTAL 12M RETURN +19.1%

+19.1%12M

INSIDER BUYINSIDER SELLFORM 144

INDEXED RETURN, DIVIDEND-ADJUSTED — NOT A PRICE CHART · LARGE TRADES DRAWN FIRST WHEN A NAME FILES HEAVILY

Live price

Daily candles from TradingView, on their licence — no filings are marked on this one

WHY THIS NAME IS ON THE DESK

Insiders have filed to sell — before selling.

The record shows a net $451.3K sold by insiders over 180 days, 91 funds added last quarter, $221.6K in planned Form 144 sales. Every figure is a federal filing, dated the day it became public.

Backtest this pattern Open the screener

Same sector, ranked by filing activity

Sector from the SEC's own SIC classification

UTHR CPIX MRNA REGN LLY ALNY ELF CITR MDGL DNA VRTX NUVL

Insider transactions

Form 4 purchases and sales (codes P and S) — grants, option exercises and preferred conversions excluded

Over the last 180 days, ROCKET PHARMACEUTICALS, INC. insiders sold a net $451.3K of stock across 120 Form 4 purchases and sales, with 0 insider(s) buying. Source: SEC Form 4 filings, as of 2026-09-05.

INSIDER

FILED

VALUE

Shah Gaurav

CEO

SELL

2026-08-18

2,293.0

$7.8K

Wilson Martin

General Counsel

SELL

2026-08-18

631.0

$2.1K

Wilson Martin

General Counsel

SELL

2026-08-13

3,493.0

$11.8K

Shah Gaurav

CEO

SELL

2026-08-13

2,837.0

$9.6K

Stevens Christopher James

Chief Operating Officer

SELL

2026-08-11

36,658.0

$128.3K

120 TRANSACTIONS ON RECORD

Showing the most recent few. Create a free account to see 115 more transactions on record, the cross-source screener and CSV export. We store only your email address, and there is no password to create.

Institutional holders

13F · holdings as of the latest quarter funds have reported

RTW INVESTMENTS, LP

18,037,772.0 sh

$60.5M

BlackRock, Inc.

9,923,962.0 sh

$33.9M

VANGUARD PORTFOLIO MANAGEMENT LLC

5,810,033.0 sh

$19.9M

CITIGROUP INC

4,865,551.0 sh

$16.6M

MARSHALL WACE, LLP

4,029,262.0 sh

$13.8M

SCHEDULE 13D/G

No 5%+ ownership filings

Nobody has crossed 5% with a filing obligation. Absence is a fact here, not missing data.

Planned sales · Form 144

Filed before the sale — intent, not a trade

Militello John

FILED 2026-08-18

$4.2K

Wilson Martin

FILED 2026-08-18

$2.1K

Shah Gaurav

FILED 2026-08-18

$7.8K

Shah Gaurav

FILED 2026-08-13

$9.6K

Wilson Martin

FILED 2026-08-13

$11.8K

Fund concentration

N-PORT · funds ranked by how much of THEMSELVES they put in this stock — the conviction number 13F cannot show

Virtus Biotech Clinical Trials Etf

$283.3K POSITION · AS OF 2026-04-30

0.8%

Global X Genomics & Biotechnology ETF

$188.2K POSITION · AS OF 2026-02-28

0.4%

VANGUARD MARKET NEUTRAL FUND

$801.8K POSITION · AS OF 2026-03-31

0.2%

Nuveen Life Small Cap Equity Fund

$128.6K POSITION · AS OF 2026-03-31

0.2%

Nuveen Quant Small Cap Equity Fund

$6.0M POSITION · AS OF 2026-04-30

0.2%

VANGUARD STRATEGIC SMALL-CAP EQUITY FUND

$3.6M POSITION · AS OF 2026-03-31

0.1%

SEC N-PORT, MONTHLY WITH A ~60-DAY PUBLIC LAG · FUNDS ≥ $10M · % = SHARE OF THE FUND'S OWN BOOK

Clinical pipeline

ClinicalTrials.gov · 16 registered trials, 10 still enrolling or running — a status change here is dated weeks before the press release

Phase 1

2 ACTIVE

Phase 2

2 ACTIVE

Not applicable

6 ACTIVE

Multi-phase

0 ACTIVE

TRIALS MATCHED TO THIS TICKER BY SPONSOR NAME · STUDIES RUN UNDER A SUBSIDIARY'S OWN NAME ARE NOT INCLUDED

Executive pay vs shareholder return · Mr. Shah

DEF 14A pay-versus-performance disclosure · both the headline pay and the SEC's mark-to-market figure, beside the return the company delivered and the return of the peer group it chose itself

CEO TOTAL

ACTUALLY PAID

OTHER NEOs AVG

TSR

PEER TSR

2023

$8.0M

$12.4M

$3.5M

+32%

+15%

2022

$6.6M

$5.2M

$2.7M

-14%

+11%

2021

$7.9M

-$4.3M

$3.6M

-4%

+25%

2020

$6.9M

$21.7M

$1.9M

+141%

+26%

TAGGED BY THE COMPANY UNDER SEC ITEM 402(v) · RETURN IS CUMULATIVE FROM THE START OF THE DISCLOSURE PERIOD · GREEN WHERE THE COMPANY BEAT ITS OWN PEER GROUP

Fundamentals

Annual figures from XBRL filings · pick a past date to see them exactly as the market knew them then — restatements and all

	2025-12	2024-12	2023-12	2022-12
REVENUE	$0	$0	$0	$0
OPERATING INCOME	$-231.7M	$-273.2M	$-259.7M	$-224.3M
NET INCOME	$-223.1M	$-258.7M	$-245.6M	$-221.9M
EPS (DILUTED)	-2.01	-2.73	-2.92	-3.26
OPERATING CASH FLOW	$-190.0M	$-209.7M	$-194.9M	$-178.1M
CASH	$77.6M	$163.6M	$55.9M	$140.5M

SEC XBRL · FISCAL-YEAR PERIODS · AS KNOWN ON 2026-09-05 · NOBODY ELSE SHOWS FUNDAMENTALS AS OF A PAST DATE