WaveMan
WaveMan · Company
PULM · Pulmatrix, Inc.
> Search tickers & screens ⌘K
LIVE
← All companies

PULM Pulmatrix (PULM) Insider Trading, Ownership & Congress Trades

Pharma & Biotech · Pharmaceutical preparations · CIK 0001574235
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
5
13F, latest reported quarter

PULM filings, in plain words

Read the full summary

The latest 5% ownership filing is a 13D by RCM Eos PIPE HOLDINGS, LLC, filed 2026-04-22, for 10.0% of the class. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

Pulmatrix insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

No insider purchases or sales are on record for Pulmatrix, Inc. in the period covered. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing

no insider purchases or sales on record

0 transactions on record
Showing the latest few. to use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
no House purchase disclosed in the last 12 months
Funds
5 funds bought in last quarter
below 95% of Pharma & Biotech
Revenue
+7.0% year over year
more than 56% of Pharma & Biotech
Margin
-66.1% net margin
below 53% of Pharma & Biotech
Buybacks
no share repurchases reported
Short interest
1.2% of the float short (float per yahoo 2026-10-27) · 2.9 days to cover · settled 2026-10-15
below 71% of Pharma & Biotech
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch PULM

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-70.3%12M
-75%-50%-24%+2%2025-102025-122026-022026-042026-062026-082026-10 2026-04-22 · RCM Eos PIPE HOLDINGS, LLC filed a 5%+ stake (9.99%)2026-04-22 · Slawin Kevin M. filed a 5%+ stake (9.99%)2026-04-22 · Rapha Capital Management, LLC filed a 5%+ stake (9.99%)
13D/G stake
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns PULM: institutional holders (13F)

13F holdings, latest reported quarter
$93.3K

Congress trades in PULM

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

13D: intends to influence · 13G: passive
RCM Eos PIPE HOLDINGS, LLC
Activist 13D · 2026-04-22
9.99%
Slawin Kevin M.
Activist 13D · 2026-04-22
9.99%
Rapha Capital Management, LLC
Activist 13D · 2026-04-22
9.99%

PULM planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.

PULM mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Fidelity Extended Market Index Fund
$32.0K position · as of 2026-05-31
0.0%
VANGUARD EXTENDED MARKET INDEX FUND
$54.9K position · as of 2026-06-30
0.0%
Fidelity Nasdaq Composite Index Fund
$6.4K position · as of 2026-05-31
0.0%
Fidelity Series Total Market Index Fund
$7.3K position · as of 2026-05-31
0.0%
Fidelity Total Market Index Fund
$6.2K position · as of 2026-05-31
0.0%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Clinical pipeline
1 registered trials, 0 still running (ClinicalTrials.gov). A status change is dated here weeks before the press release.
1
Phase 2
0 active
Matched by sponsor name. Trials run under a subsidiary's own name are not included.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows 5 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Same sector, ranked by filing activity
Sector by SEC SIC code

PULM financials

Revenue growth
+7.0%
XBRL, annual
Net margin
-66.1%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$7.8M
four quarters, 2024-01-01 to 2024-12-31
Net margin, TTM
-51.4%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
-$4.3M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
0.71x
long-term 2017-06-30 (109 months older than the period end) plus current 2018-12-31 (91 months older than the period end); equity 2026-06-30
Cash flow to debt
-2.17x
TTM operating cash flow over long-term 2017-06-30 (109 months older than the period end) plus current 2018-12-31 (91 months older than the period end)
Return on equity
-98.3%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
-85.4%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
tax provision or pre-tax income not filed for the four quarters
Return on capital employed
-100.8%
operating income (EBIT proxy) over average of 2025-06-30 and 2026-06-30 minus current liabilities
P/E, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Enterprise value
$4.9M
market value at close 2026-10-26 on 2026-08-13 shares, plus long-term 2017-06-30 (109 months older than the period end) plus current 2018-12-31 (91 months older than the period end), minus cash 2026-06-30
FCF yield
-81.9%
TTM free cash flow over market value at close 2026-10-26
PEG, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenuen/a$7.8M$7.3M$6.1M
Operating income-$5.2M-$9.8M-$14.7M-$18.9M
Net income-$5.2M-$9.6M-$14.1M-$18.8M
EPS (diluted)-1.41-2.62-3.87n/a
Operating cash flow-$5.4M-$10.7M-$16.0M-$19.4M
Cash$4.1M$9.5M$19.2M$35.6M
SEC XBRL, fiscal years, as known on 2026-10-28

PULM Stock Sonar score 5/7 axes

Find similar shapesCompare

PULM ranks highest on risk and compliance (83rd percentile) and growth (56th), and lowest on institutional and government (5th), among Pharma & Biotech peers.

ProfitHealthGrowthInstitutionsRisk
Profitability
29
Inputs
  • Return on equity-98.3% · 34 pct, sector of 545
  • Return on assets-85.4% · 28 pct, sector of 691
  • Return on invested capitaltax provision or pre-tax income not filed for the four quarters
  • Return on capital employed-100.8% · 25 pct, sector of 576
Financial health
34
Inputs
  • Debt to equity0.71x · 25 pct, sector of 352
  • Cash flow to debt-2.17x · 43 pct, sector of 371
Growth
56
Inputs
  • Revenue growth, YoY+7.0% · 56 pct, sector of 505
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Institutional and government
5
Inputs
  • Funds adding, latest quarter5 · 5 pct, sector of 698
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
83
Inputs
  • Short interest, % of float+1.2% · 79 pct, sector of 816
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-K+4.1% · 87 pct, sector of 511
2 not measured: Insider conviction, US patents
  • Insider conviction needs 1 of 2 inputs, 0 present: no Form 4 purchase or sale (code P or S) in 180 days; no insider trades in 180 days
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

5 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

Explore insider trading and ownership data

Every company we track, ranked by each kind of filing