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PNNT · Pennantpark Investment Corp
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PNNT Pennantpark Investment (PNNT) Insider Trading, Ownership & Congress Trades

Funds & Trusts · Registered investment company · CIK 0001383414
Quote by TradingView
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
0
13F, latest reported quarter

Pennantpark Investment insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

No insider purchases or sales are on record for PENNANTPARK INVESTMENT CORP in the period covered. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Allorto Richard T JR
CFO and Treasurer
BUY
2026-03-12 SECtraded 2026-03-11
15,000
$73.2K
-29.4%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 buys), the last on Mar 12, 2024.
  • +23.9% median (+23.9% mean) 90-day return after 2 previous buys.
  • The trade is 50.0% of the 30,000 shares held after it.
  • No other insider bought within 30 days.
Insider activity: CFO and Treasurer Allorto Richard T JR bought about $73.2K of PNNT on Mar 11, 2026, the largest insider purchase at the company since 2023.
Flug Jeffrey
Director
SELL
2025-12-09 SECtraded 2025-12-08
121,533
$719.5K
-42.8%
Context
  • 6 earlier Form 4 trades (code P or S) here by this insider (6 sales), the last on Dec 5, 2025.
  • The trade is 375.3% of the 32,382 shares held after it.
  • No other insider sold within 30 days.
Insider activity: Director Flug Jeffrey sold about $719.5K of PNNT on Dec 8, 2025, the largest insider sale at the company on our record.
Flug Jeffrey
Director
SELL
2025-12-09 SECtraded 2025-12-05
20,000
$117.0K
-42.8%
Context
  • 5 earlier Form 4 trades (code P or S) here by this insider (5 sales), the last on Dec 4, 2025.
  • The trade is 13.0% of the 153,915 shares held after it.
  • No other insider sold within 30 days.
Insider activity: Director Flug Jeffrey sold about $117.0K of PNNT on Dec 5, 2025.
Flug Jeffrey
Director
SELL
2025-12-05 SECtraded 2025-12-04
23,303
$134.7K
-42.1%
Context
  • 4 earlier Form 4 trades (code P or S) here by this insider (4 sales), the last on Dec 3, 2025.
  • The trade is 13.4% of the 173,915 shares held after it.
  • No other insider sold within 30 days.
Insider activity: Director Flug Jeffrey sold about $134.7K of PNNT on Dec 4, 2025.
Flug Jeffrey
Director
SELL
2025-12-05 SECtraded 2025-12-03
10,000
$57.5K
-42.1%
Context
  • 3 earlier Form 4 trades (code P or S) here by this insider (3 sales), the last on Dec 1, 2025.
  • The trade is 5.1% of the 197,218 shares held after it.
  • No other insider sold within 30 days.
Insider activity: Director Flug Jeffrey sold about $57.5K of PNNT on Dec 3, 2025.
38 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 33 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
no House purchase disclosed in the last 12 months
Funds
under five funds report holding it
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
3.2% of shares outstanding short · 4.0 days to cover · settled 2026-09-30
below 54% of Funds & Trusts
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch PNNT

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-46.5%12M
-48%-31%-15%+2%2025-102025-122026-022026-042026-062026-082026-10 2025-12-08 · Flug Jeffrey sold $719.5K2025-11-26 · Flug Jeffrey sold $150.8K2025-12-04 · Flug Jeffrey sold $134.7K2025-12-01 · Flug Jeffrey sold $127.4K2025-12-05 · Flug Jeffrey sold $117.0K2025-11-28 · Flug Jeffrey sold $90.9K2026-03-11 · Allorto Richard T JR bought $73.2K2025-12-03 · Flug Jeffrey sold $57.5K2025-12-01 · Briones Jose A bought $25.0K
Insider buyInsider sell
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns PNNT: institutional holders (13F)

13F holdings, latest reported quarter
SEC 13F
No reported 13F holders

No fund above the reporting threshold listed this stock last quarter. That is a fact, not missing data.

Congress trades in PNNT

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

PNNT planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
Each figure here is a federal filing, dated the day it went public, so you can test what was knowable then.
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Sector by SEC SIC code
RCGECATBCATASANMFCRWAYGFMEGITPVGPFXEMOCPZ

PNNT financials

Ratios from the company's XBRL filings, latest filings
Revenue, TTM
n/a
fewer than four consecutive quarters of revenue filed
Net margin, TTM
n/a
needs four consecutive quarters of both revenue and net income
Free cash flow, TTM
n/a
capex not filed for the four quarters
Debt to equity
n/a
no debt line filed
Cash flow to debt
n/a
no debt line filed
Return on equity
+2.2%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+0.8%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
n/a
fewer than four consecutive quarters of diluted EPS
Enterprise value
n/a
no debt line filed
FCF yield
n/a
capex not filed for the four quarters
PEG, trailing
n/a
fewer than four consecutive quarters of diluted EPS
Price as of 2026-10-27. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-092024-092023-092022-09
Net income$32.7M$48.9M-$33.8M-$24.7M
Operating cash flow$104.8M-$172.4M$222.9M-$17.3M
Cash$51.8M$49.9M$38.8M$54.8M
Buybacksn/a$0$0$13.2M
Dividends paid$67.9M$65.9M$45.7M$34.9M
SEC XBRL, fiscal years, as known on 2026-10-28

PNNT Stock Sonar score 2/7 axes

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Profitability
36
Inputs
  • Return on equity+2.2% · 36 pct, sector of 37
  • Return on assets+0.8% · 35 pct, sector of 38
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Risk and compliance
47
Inputs
  • Short interest, % of shares outstanding (no float on file)+3.2% · 47 pct, sector of 46
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
5 not measured: Financial health, Growth, Insider conviction, Institutional and government, US patents
  • Financial health needs 1 of 2 inputs, 0 present: no debt line filed
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • Insider conviction needs 1 of 2 inputs, 0 present: no Form 4 purchase or sale (code P or S) in 180 days; no insider trades in 180 days
  • Institutional and government needs 1 of 4 inputs, 0 present: fewer than five funds report holding it; no Congress trades in 365 days; no federal contracts in 180 days; no lobbying filings in the last four quarters
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

2 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

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