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PFLT · Pennantpark Floating Rate Capital Ltd.
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PFLT PennantPark Floating Rate Capital (PFLT) Insider Trading, Ownership & Congress Trades

Funds & Trusts · Registered investment company · CIK 0001504619
Quote by TradingView
SEC filings
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
63
13F, latest reported quarter

What the filings say about PFLT

Insiders, 180 days
+$50.0K net bought
1 buyer

PennantPark Floating Rate Capital insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, PennantPark Floating Rate Capital Ltd. insiders bought a net $50.0K of stock across 10 Form 4 purchases and sales, with 1 insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Briones Jose A
Director
BUY
2026-05-12 SEC
5,770
$50.0K
-22.0%
Context
  • 7 earlier Form 4 trades (code P or S) here by this insider (7 buys), the last on Feb 19, 2026.
  • +0.8% median (+1.0% mean) 90-day return after 7 previous buys.
  • The trade is 1.7% of the 348,083 shares held after it.
  • No other insider bought within 30 days.
  • 63 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Briones Jose A bought about $50.0K of PFLT on May 12, 2026; 63 funds added in the latest 13F quarter.
Allorto Richard T JR
CFO and Treasurer
BUY
2026-03-12 SECtraded 2026-03-11
15,000
$122.2K
-15.0%
Context
  • 1 earlier Form 4 trade (code P or S) here by this insider (1 buy), the last on May 30, 2024.
  • The trade is 60.0% of the 25,000 shares held after it.
  • 1 other insider bought within 30 days.
  • 63 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CFO and Treasurer Allorto Richard T JR bought about $122.2K of PFLT on Mar 11, 2026, the largest insider purchase at the company on our record; 1 other insider bought within 30 days and 63 funds added in the latest 13F quarter.
Briones Jose A
Director
BUY
2026-02-23 SECtraded 2026-02-19
5,895
$50.0K
-16.3%
Context
  • 6 earlier Form 4 trades (code P or S) here by this insider (6 buys), the last on Dec 1, 2025.
  • +1.5% median (+1.0% mean) 90-day return after 6 previous buys.
  • The trade is 1.7% of the 342,313 shares held after it.
  • 1 other insider bought within 30 days.
  • 63 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Briones Jose A bought about $50.0K of PFLT on Feb 19, 2026; 1 other insider bought within 30 days and 63 funds added in the latest 13F quarter.
Briones Jose A
Director
BUY
2025-12-03 SECtraded 2025-12-01
5,500
$50.0K
-24.8%
Context
  • 5 earlier Form 4 trades (code P or S) here by this insider (5 buys), the last on May 21, 2025.
  • +2.2% median (+2.4% mean) 90-day return after 5 previous buys.
  • The trade is 1.6% of the 336,418 shares held after it.
  • No other insider bought within 30 days.
  • 63 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Briones Jose A bought about $50.0K of PFLT on Dec 1, 2025; 63 funds added in the latest 13F quarter.
Briones Jose A
Director
BUY
2025-05-23 SECtraded 2025-05-21
1,480
$15.0K
-25.7%
Context
  • 4 earlier Form 4 trades (code P or S) here by this insider (4 buys), the last on May 14, 2025.
  • +1.5% median (+1.7% mean) 90-day return after 4 previous buys.
  • The trade is 0.4% of the 330,918 shares held after it.
  • No other insider bought within 30 days.
  • 63 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Briones Jose A bought about $15.0K of PFLT on May 21, 2025; 63 funds added in the latest 13F quarter.
10 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
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Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net +$50.0K over 180 days
more than 54% of Funds & Trusts
Congress
no House purchase disclosed in the last 12 months
Funds
63 funds bought in last quarter
more than 71% of Funds & Trusts
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
4.1% of shares outstanding short · 4.5 days to cover · settled 2026-10-15
more than 59% of Funds & Trusts
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch PFLT

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The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-19.3%12M
-22%-11%-0%+11%2025-102025-122026-022026-042026-062026-082026-10 2026-03-11 · Allorto Richard T JR bought $122.2K2025-12-01 · Briones Jose A bought $50.0K2026-05-12 · Briones Jose A bought $50.0K2026-02-19 · Briones Jose A bought $50.0K
Insider buy
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns PFLT: institutional holders (13F)

13F holdings, latest reported quarter
Sound Income Strategies, LLC
5,222,616 sh
$39.1M
UBS Group AG
3,086,895 sh
$23.1M
VAN ECK ASSOCIATES CORP
2,473,706 sh
$18.5M
Diameter Capital Partners LP
1,800,000 sh
$13.5M
Invesco Ltd.
1,796,252 sh
$13.4M

Congress trades in PFLT

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

PFLT planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.

PFLT mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Invesco KBW High Dividend Yield Financial ETF
$15.0M position · as of 2026-05-31
3.5%
Sound Enhanced Fixed Income ETF
$867.4K position · as of 2026-05-31
2.2%
GraniteShares HIPS U.S. High Income ETF
$2.3M position · as of 2026-06-30
2.1%
Putnam BDC Income ETF
$5.3M position · as of 2026-07-31
1.9%
Virtus Private Credit Strategy ETF
$409.0K position · as of 2026-07-31
1.3%
VanEck BDC Income ETF
$15.0M position · as of 2026-06-30
0.9%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders are net buyers of their own stock.
The record shows a net $50.0K bought by insiders over 180 days, 63 funds added last quarter. Each figure is a federal filing, dated the day it went public.
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Same sector, ranked by filing activity
Sector by SEC SIC code
RCGECATBCATASANMFCRWAYGFMEGITPVGPFXEMOCPZ

PFLT financials

Ratios from the company's XBRL filings, latest filings
Revenue, TTM
n/a
fewer than four consecutive quarters of revenue filed
Net margin, TTM
n/a
needs four consecutive quarters of both revenue and net income
Free cash flow, TTM
n/a
capex not filed for the four quarters
Debt to equity
n/a
no debt line filed
Cash flow to debt
n/a
no debt line filed
Return on equity
+4.8%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+1.9%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
n/a
fewer than four consecutive quarters of diluted EPS
Enterprise value
n/a
no debt line filed
FCF yield
n/a
capex not filed for the four quarters
PEG, trailing
n/a
fewer than four consecutive quarters of diluted EPS
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-092024-092023-092022-09
Net income$66.4M$91.8M$39.3M$3.5M
Operating cash flow-$720.6M-$801.4M$140.6M-$46.6M
Cash$122.7M$112.0M$100.6M$51.5M
Dividends paid$111.6M$78.8M$58.7M$46.1M
SEC XBRL, fiscal years, as known on 2026-10-28

PFLT Stock Sonar score 4/7 axes

Find similar shapesCompare

PFLT ranks highest on institutional and government (71st percentile) and profitability (51st), and lowest on insider conviction (34th), among Funds & Trusts peers.

Profitability
51
Inputs
  • Return on equity+4.8% · 53 pct, sector of 37
  • Return on assets+1.9% · 49 pct, sector of 38
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Insider conviction
34
Inputs
  • Net Form 4 buying (codes P and S), 180d$50K · 53 pct, sector of 144
  • Insider buyers, 180d1 · 14 pct, sector of 144
Institutional and government
71
Inputs
  • Funds adding, latest quarter63 · 71 pct, sector of 210
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
36
Inputs
  • Short interest, % of shares outstanding (no float on file)+4.1% · 36 pct, sector of 46
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
3 not measured: Financial health, Growth, US patents
  • Financial health needs 1 of 2 inputs, 0 present: no debt line filed
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

4 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

PFLT filings, in plain words

Are PennantPark Floating Rate Capital insiders buying or selling PFLT?

In the 180 days to 2026-10-28, PennantPark Floating Rate Capital insiders were net buyers, a net $50.0K across purchases and sales reported on Form 4, by 1 buyer.

Read the full summary

In the 180 days to 2026-10-28, PennantPark Floating Rate Capital insiders were net buyers of PFLT, a net $50.0K across purchases and sales reported on Form 4 by 1 buyer. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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