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OXSQ · Oxford Square Capital Corp.
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OXSQ Oxford Square Capital (OXSQ) Insider Trading, Ownership & Congress Trades

Funds & Trusts · Registered investment company · CIK 0001259429
Quote by TradingView
C-suite buying · 2
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
0
13F, latest reported quarter

What the filings say about OXSQ

Insiders, 180 days
+$326.0K net bought
2 buyers · 1 seller · 0% of sales under a 10b5-1 plan

Oxford Square Capital insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, Oxford Square Capital Corp. insiders bought a net $326.0K of stock across 79 Form 4 purchases and sales, with 2 insiders buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
NOVAK STEVEN P
Director
SELL
2026-09-14 SECtraded 2026-09-03
5,000
$6.8K
-8.2%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 33.3% of the 15,000 shares held after it.
  • No other insider sold within 30 days.
Insider activity: Director NOVAK STEVEN P sold about $6.8K of OXSQ on Sep 3, 2026, the largest insider sale at the company on our record.
ROSENTHAL SAUL B
President and COO
BUY
2026-05-21 SECtraded 2026-05-20
144,703
$166.4K
-3.2%
Context
  • 38 earlier Form 4 trades (code P or S) here by this insider (38 buys), the last on May 27, 2022.
  • -0.8% median (-1.1% mean) 90-day return after 30 previous buys.
  • The trade is 6.6% of the 2,201,479 shares held after it.
  • 1 other insider bought within 30 days.
Insider activity: President and COO ROSENTHAL SAUL B bought about $166.4K of OXSQ on May 20, 2026, the largest insider purchase at the company on our record; 1 other insider bought within 30 days.
COHEN JONATHAN H
Chief Executive Officer
BUY
2026-05-21 SECtraded 2026-05-20
144,704
$166.4K
-3.2%
Context
  • 38 earlier Form 4 trades (code P or S) here by this insider (38 buys), the last on May 27, 2022.
  • -0.8% median (-1.1% mean) 90-day return after 30 previous buys.
  • The trade is 6.0% of the 2,417,193 shares held after it.
  • 1 other insider bought within 30 days.
Insider activity: Chief Executive Officer COHEN JONATHAN H bought about $166.4K of OXSQ on May 20, 2026, the largest insider purchase at the company on our record; 1 other insider bought within 30 days.
COHEN JONATHAN H
Chief Executive Officer
BUY
2022-05-31 SECtraded 2022-05-27
1,773
$7.1K
-41.4%
Context
  • 37 earlier Form 4 trades (code P or S) here by this insider (37 buys), the last on May 25, 2022.
  • -0.3% median (-0.7% mean) 90-day return after 30 previous buys.
  • The trade is 0.1% of the 1,704,368 shares held after it.
  • 1 other insider bought within 30 days.
Insider activity: Chief Executive Officer COHEN JONATHAN H bought about $7.1K of OXSQ on May 27, 2022; 1 other insider bought within 30 days.
ROSENTHAL SAUL B
President and COO
BUY
2022-05-31 SECtraded 2022-05-27
1,773
$7.1K
-41.4%
Context
  • 37 earlier Form 4 trades (code P or S) here by this insider (37 buys), the last on May 25, 2022.
  • -0.3% median (-0.7% mean) 90-day return after 30 previous buys.
  • The trade is 0.1% of the 1,542,582 shares held after it.
  • 1 other insider bought within 30 days.
Insider activity: President and COO ROSENTHAL SAUL B bought about $7.1K of OXSQ on May 27, 2022; 1 other insider bought within 30 days.
79 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 74 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net +$326.0K over 180 days
-$6.8K over 90 days
more than 75% of Funds & Trusts
Congress
no House purchase disclosed in the last 12 months
Funds
under five funds report holding it
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
4.5% of shares outstanding short · 3.6 days to cover · settled 2026-10-15
more than 79% of Funds & Trusts
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch OXSQ

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-23.5%12M
-25%-10%+4%+19%2025-102025-122026-022026-042026-062026-082026-10 2026-05-20 · COHEN JONATHAN H bought $166.4K2026-05-20 · ROSENTHAL SAUL B bought $166.4K2026-09-03 · NOVAK STEVEN P sold $6.8K
Insider buyInsider sell
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns OXSQ: institutional holders (13F)

13F holdings, latest reported quarter
SEC 13F
No reported 13F holders

No fund above the reporting threshold listed this stock last quarter. That is a fact, not missing data.

Congress trades in OXSQ

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

OXSQ planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders are net buyers of their own stock.
The record shows a net $326.0K bought by insiders over 180 days. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
RCGECATBCATASANMFCRWAYGFMEGITPVGPFXEMOCPZ

OXSQ financials

Ratios from the company's XBRL filings, latest filings
Revenue, TTM
n/a
fewer than four consecutive quarters of revenue filed
Net margin, TTM
n/a
needs four consecutive quarters of both revenue and net income
Free cash flow, TTM
n/a
capex not filed for the four quarters
Debt to equity
0.95x
long-term 2023-12-31 (30 months older than the period end) plus current 2023-12-31 (30 months older than the period end); equity 2026-06-30
Cash flow to debt
-0.36x
TTM operating cash flow over long-term 2023-12-31 (30 months older than the period end) plus current 2023-12-31 (30 months older than the period end)
Return on equity
-25.0%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
-12.9%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
4.92x
close 2026-10-26 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
$221.4M
market value at close 2026-10-26 on 2026-08-07 shares, plus long-term 2023-12-31 (30 months older than the period end) plus current 2023-12-31 (30 months older than the period end), minus cash 2026-06-30
FCF yield
n/a
capex not filed for the four quarters
PEG, trailing
n/a
trailing EPS growth -33%, PEG needs growth
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Net income-$18.7M$5.9M$17.2M-$85.6M
EPS (diluted)0.300.420.510.42
Operating cash flow-$13.7M$25.7M$65.5M$20.4M
Cash$51.9M$34.9M$5.7M$9.0M
Long-term debtn/an/a$127.5Mn/a
Dividends paid$31.3M$25.8M$28.6M$20.4M
SEC XBRL, fiscal years, as known on 2026-10-28

OXSQ Stock Sonar score 4/7 axes

Find similar shapesCompare

OXSQ ranks highest on insider conviction (72nd percentile) and risk and compliance (18th), and lowest on profitability (1st), among Funds & Trusts peers.

Profitability
1
Inputs
  • Return on equity-25.0% · 3 pct, sector of 37
  • Return on assets-12.9% · 0 pct, sector of 38
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Financial health
15
Inputs
  • Debt to equity0.95x · 27 pct, universe of 3,589
  • Cash flow to debt-0.36x · 3 pct, sector of 30
Insider conviction
72
Inputs
  • Net Form 4 buying (codes P and S), 180d$326K · 74 pct, sector of 144
  • Insider buyers, 180d2 · 70 pct, sector of 144
Risk and compliance
18
Inputs
  • Short interest, % of shares outstanding (no float on file)+4.5% · 18 pct, sector of 46
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
3 not measured: Growth, Institutional and government, US patents
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • Institutional and government needs 1 of 4 inputs, 0 present: fewer than five funds report holding it; no Congress trades in 365 days; no federal contracts in 180 days; no lobbying filings in the last four quarters
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

4 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

OXSQ filings, in plain words

Are Oxford Square Capital insiders buying or selling OXSQ?

In the 180 days to 2026-10-28, Oxford Square Capital insiders were net buyers, a net $326.0K: $332.8K of purchases and $6.8K of sales reported on Form 4, by 2 buyers and 1 seller.

Read the full summary

In the 180 days to 2026-10-28, Oxford Square Capital insiders were net buyers of OXSQ, a net $326.0K across purchases and sales reported on Form 4 by 2 buyers and 1 seller. Purchases outweighed sales more than tenfold by value. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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