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NTRS · Northern Trust Corp
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NTRS Northern Trust (NTRS) Insider Trading, Ownership & Congress Trades

Banks · State commercial banks · CIK 0000073124
Congress · 1Form 144 · 3
Funds added, last quarter
513
13F, latest reported quarter
Conversions, 180 days
2
Codes C/M, not in net · $1.8M priced

What the filings say about NTRS

Insiders, 180 days
-$863.5K net sold
1 buyer · 2 sellers · 0% of sales under a 10b5-1 plan
Congress, 1 year
1 bought · 1 sold
Latest: sale, 2025-10-31
Planned sales (Form 144), 90 days
$3.9M
3 notices

Northern Trust insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, NORTHERN TRUST CORP insiders sold a net $863.5K of stock across 117 Form 4 purchases and sales, with 1 insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
EVP and General Counsel
SELL
2026-10-27 SECtraded 2026-10-26
3,922
$661.6K
n/a
Context
  • 5 earlier Form 4 trades (code P or S) here by this insider (1 buy, 4 sales), the last on Oct 23, 2026.
  • The trade is 6.6% of the 59,378 shares held after it.
  • No other insider sold within 30 days.
  • 513 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: EVP and General Counsel Levy Susan Cohen sold about $661.6K of NTRS on Oct 26, 2026; 513 funds added in the latest 13F quarter.
EVP and General Counsel
SELL
2026-10-27 SECtraded 2026-10-23
16,984
$2.9M
n/a
Context
  • 4 earlier Form 4 trades (code P or S) here by this insider (1 buy, 3 sales), the last on Nov 4, 2025.
  • The trade is 28.6% of the 59,378 shares held after it.
  • No other insider sold within 30 days.
  • 513 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: EVP and General Counsel Levy Susan Cohen sold about $2.9M of NTRS on Oct 23, 2026; 513 funds added in the latest 13F quarter.
Executive Vice President
SELL
2026-08-25 SECtraded 2026-08-24
1,800
$332.8K
-9.2%
Context
  • 4 earlier Form 4 trades (code P or S) here by this insider (4 sales), the last on Dec 11, 2025.
  • The trade is 1.9% of the 92,917 shares held after it.
  • No other insider sold within 30 days.
  • 513 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Executive Vice President South Thomas A sold about $332.8K of NTRS on Aug 24, 2026; 513 funds added in the latest 13F quarter.
BUY
2026-07-30 SECtraded 2026-07-29
255
$45.8K
-6.9%
Context
  • 6 earlier Form 4 trades (code P or S) here by this insider (6 buys), the last on May 1, 2026.
  • +15.4% median (+16.1% mean) 90-day return after 6 previous buys.
  • The trade is 3.0% of the 8,400 shares held after it.
  • No other insider bought within 30 days.
  • 513 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Moritz Robert Edward Jr. bought about $45.8K of NTRS on Jul 29, 2026; 513 funds added in the latest 13F quarter.
Executive Vice President
SELL
2026-06-04 SECtraded 2026-06-03
2,555
$426.9K
-0.5%
Context
  • 1 earlier Form 4 trade (code P or S) here by this insider (1 sale), the last on May 22, 2025.
  • The trade is 24.2% of the 10,574 shares held after it.
  • No other insider sold within 30 days.
  • 513 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Executive Vice President Hallinan Aengus sold about $426.9K of NTRS on Jun 3, 2026; 513 funds added in the latest 13F quarter.
117 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Showing the latest few. to see 112 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$863.5K over 180 days
-$287.0K over 90 days
below 68% of Banks
Congress
1 member bought in the last year
the lowest in Banks
Funds
513 funds bought in last quarter
more than 96% of Banks
Revenue
+6.1% year over year
below 51% of Banks
Margin
34.6% net margin
below 69% of Banks
Buybacks
$709.5M repurchased, FY to 2026-06-30
more than 95% of Banks
Short interest
2.1% of the float short (float per yahoo 2026-10-26) · 3.5 days to cover · settled 2026-09-30
below 58% of Banks
What changed in the last 30 days
Oct 27EVP and General Counsel Levy Susan Cohen sold $3.5M (2 trades, Oct 23 to Oct 26)
Oct 26Officer Levy Susan Cohen filed to sell $661.6K by Oct 26 (Form 144)
Why it matters
A Form 144 is a notice of intent to sell; the sale may not happen, and it says nothing about the price.
Oct 23Officer Levy Susan Cohen filed to sell $2.9M by Oct 23 (Form 144)
Why it matters
A Form 144 is a notice of intent to sell; the sale may not happen, and it says nothing about the price.

Watch NTRS

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The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+38.1%12M
-2%+17%+37%+56%2025-102025-122026-022026-042026-062026-082026-10 2026-01-26 · Cherecwich Peter sold $3.7M2026-04-28 · Fox David W Jr sold $3.3M2026-10-23 · Levy Susan Cohen sold $2.9M2025-11-04 · Levy Susan Cohen sold $2.6M2025-11-04 · Levy Susan Cohen sold $924.0K2025-12-11 · South Thomas A sold $695.1K2026-10-26 · Levy Susan Cohen sold $661.6K2025-11-06 · FRADKIN STEVEN L sold $600.1K2025-11-04 · Moritz Robert Edward Jr. bought $500.3K2026-03-04 · Fox David W Jr sold $468.4K2026-04-24 · Bellows Clive sold $462.1K2026-03-05 · Gibson Guy sold $428.5K2026-06-03 · Hallinan Aengus sold $426.9K2026-08-24 · South Thomas A sold $332.8K2026-02-25 · Fox David W Jr sold $208.9K2026-06-03 · Hallinan Aengus sold $186.9K2026-02-12 · Bellows Clive sold $166.8K2026-02-12 · Gibson Guy sold $153.8K2026-02-05 · Petrino Richard bought $148.9K2025-11-17 · Landers John sold $95.3K2026-07-29 · Moritz Robert Edward Jr. bought $45.8K2026-05-01 · Moritz Robert Edward Jr. bought $37.4K2026-02-02 · Moritz Robert Edward Jr. bought $37.2K2025-10-27 · Moritz Robert Edward Jr. bought $34.2K2026-04-29 · Fox David W Jr sold $2.2K2026-10-26 · Levy Susan Cohen filed to sell $661.6K2026-10-23 · Levy Susan Cohen filed to sell $2.9M2026-08-19 · Thomas A South filed to sell $333.7K
Insider buyInsider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns NTRS: institutional holders (13F)

13F holdings, latest reported quarter
14,517,839 sh
$2.5B
9,095,046 sh
$1.6B
8,683,057 sh
$1.5B

Congress trades in NTRS

STOCK Act disclosures, US House only, filed up to 45 days after the trade
Sold 2025-10-31 · disclosed 21 days later
$1,001 - $15,000
Bought 2025-10-30 · disclosed 22 days later
$1,001 - $15,000
Sold 2025-10-30 · disclosed 22 days later
$1,001 - $15,000
Sold 2025-09-23 · disclosed 17 days later
$1,001 - $15,000
Bought 2025-07-28 · disclosed 46 days later
$1,001 - $15,000

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

NTRS planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
Levy Susan Cohen
Filed 2026-10-26
$661.6K
Levy Susan Cohen
Filed 2026-10-23
$2.9M
Thomas A South
Filed 2026-08-19
$333.7K

NTRS mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Genter Dividend Income Fund
$2.4M position · as of 2026-07-31
4.7%
Invesco KBW Bank ETF
$196.0M position · as of 2026-05-31
3.7%
ROCK OAK CORE GROWTH FUND
$451.1K position · as of 2026-07-31
3.3%
Victory Pioneer Mid Cap Value Fund
$24.7M position · as of 2026-07-31
3.2%
Victory Pioneer Mid Cap Value VCT Portfolio
$3.5M position · as of 2026-06-30
3.1%
Schwab Ariel Opportunities ETF
$797.2K position · as of 2026-06-30
3.0%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Corporate PAC
The company's PAC: committee totals only, never individual donors (FEC).
Northern Trust Corporation Federal Political Action Committee (Northern Trust Federal Pac)
Cycle 2026 · $42K spent
$35.7K
Federal Election Commission, matched by the PAC's connected organisation
Executive pay vs shareholder return · Mr. O’Grady
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$10.1M
$21.6M
$4.3M
+71%
+96%
2024
$10.9M
$21.3M
$4.0M
+25%
+48%
2023
$10.2M
$11.2M
$5.4M
-1%
+8%
2022
$10.8M
$4.0M
$5.7M
+0%
+9%
2021
$10.4M
$18.5M
$4.4M
+32%
+38%
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $863.5K sold by insiders over 180 days, 513 funds added last quarter, 1 House member(s) bought in 12 months, disclosed weeks after the trade, $3.9M in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
Same sector, ranked by filing activity
Sector by SEC SIC code

NTRS financials

Revenue growth
+6.1%
XBRL, annual
Net margin
34.6%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$8.3B
four quarters, 2025-07-01 to 2026-06-30
Net margin, TTM
+26.9%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
$445.3M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
n/a
no debt line filed
Cash flow to debt
n/a
no debt line filed
Return on equity
+17.1%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+1.3%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
17.75x
close 2026-10-26 over four quarters of diluted EPS, 2025-04-01 to 2026-03-31
Enterprise value
n/a
no debt line filed
FCF yield
+1.4%
TTM free cash flow over market value at close 2026-10-26
PEG, trailing
n/a
trailing EPS growth -11%, PEG needs growth
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenue$8.1B$8.3B$6.8B$6.8B
Net income$1.7B$2.0B$1.1B$1.3B
EPS (diluted)8.749.775.086.14
Operating cash flow$5.5B-$486.0M$2.6B$2.4B
Buybacks$1.3B$937.8M$347.5M$35.4M
Dividends paid$591.6M$602.3M$621.5M$750.2M
SEC XBRL, fiscal years, as known on 2026-10-28

NTRS Stock Sonar score 5/7 axes

Find similar shapesCompare

NTRS ranks highest on profitability (82nd percentile) and risk and compliance (69th), and lowest on insider conviction (39th), among Banks peers.

ProfitGrowthInsidersInstitutionsRisk
Profitability
82
Inputs
  • Return on equity+17.1% · 96 pct, sector of 327
  • Return on assets+1.3% · 68 pct, sector of 334
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Growth
49
Inputs
  • Revenue growth, YoY+6.1% · 49 pct, sector of 151
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
39
Inputs
  • Net Form 4 buying (codes P and S), 180d-$863K · 32 pct, sector of 274
  • Insider buyers, 180d1 · 46 pct, sector of 274
Institutional and government
65
Inputs
  • Funds adding, latest quarter513 · 96 pct, sector of 257
  • Congress net buyers, 365d0 · 38 pct, sector of 33
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quarters$670K · 63 pct, universe of 1,063
Risk and compliance
69
Inputs
  • Short interest, % of float+2.1% · 60 pct, sector of 378
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5ynot measured for this sector, almost no peer has an event
  • New text in Risk Factors, latest 10-K+5.5% · 78 pct, sector of 127
2 not measured: Financial health, US patents
  • Financial health needs 1 of 2 inputs, 0 present: no debt line filed
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

5 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

NTRS filings, in plain words

Are Northern Trust insiders buying or selling NTRS?

In the 180 days to 2026-10-28, Northern Trust insiders were net sellers, a net $863.5K: $83.2K of purchases and $946.7K of sales reported on Form 4, by 1 buyer and 2 sellers.

Have members of Congress traded NTRS?

Yes. In the year to 2026-10-28, 1 House member disclosed buying NTRS and 1 House member disclosed selling it; the latest on record is a sale by Lisa McClain dated 2025-10-31.

Are there planned insider sales of NTRS?

Yes. 3 Form 144 notices of planned insider sales were filed in the 90 days to 2026-10-28, covering $3.9M of stock; the latest, by Levy Susan Cohen, was filed 2026-10-26.

Read the full summary

In the 180 days to 2026-10-28, Northern Trust insiders were net sellers of NTRS, a net $863.5K across purchases and sales reported on Form 4 by 1 buyer and 2 sellers. Sales outweighed purchases more than tenfold by value. None of the 5 insider sales was flagged as made under a Rule 10b5-1 plan. In the year to 2026-10-28, 1 member of Congress disclosed buying NTRS and 1 member disclosed selling it; the latest on record is a sale by Lisa McClain dated 2025-10-31. Insiders filed 3 Form 144 notices of intent to sell in the 90 days to 2026-10-28, covering $3.9M of stock. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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