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HWBK · Hawthorn Bancshares, Inc.
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HWBK Hawthorn Bancshares (HWBK) Insider Trading, Ownership & Congress Trades

Banks · National commercial banks · CIK 0000893847
SEC filings
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
37
13F, latest reported quarter

What the filings say about HWBK

Insiders, 180 days
+$50.0K net bought
1 buyer

Hawthorn Bancshares insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, HAWTHORN BANCSHARES, INC. insiders bought a net $50.0K of stock across 57 Form 4 purchases and sales, with 1 insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
BUY
2026-08-28 SECtraded 2026-08-27
654.448
$25.0K
+1.5%
Context
  • 7 earlier Form 4 trades (code P or S) here by this insider (7 buys), the last on Aug 26, 2026.
  • +3.0% median (+2.0% mean) 90-day return after 6 previous buys.
  • The trade is 12.1% of the 5,423 shares held after it.
  • No other insider bought within 30 days.
  • 37 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Hettinger Shawna M. bought about $25.0K of HWBK on Aug 27, 2026; 37 funds added in the latest 13F quarter.
BUY
2026-08-28 SECtraded 2026-08-26
645.161
$25.0K
+1.5%
Context
  • 6 earlier Form 4 trades (code P or S) here by this insider (6 buys), the last on Sep 13, 2024.
  • +3.0% median (+2.0% mean) 90-day return after 6 previous buys.
  • The trade is 13.5% of the 4,769 shares held after it.
  • No other insider bought within 30 days.
  • 37 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Hettinger Shawna M. bought about $25.0K of HWBK on Aug 26, 2026, the largest insider purchase at the company since 2024; 37 funds added in the latest 13F quarter.
CHIEF EXECUTIVE OFFICER
BUY
2025-03-13 SECtraded 2025-03-11
700
$18.1K
+42.1%
Context
  • 9 earlier Form 4 trades (code P or S) here by this insider (9 buys), the last on Apr 30, 2024.
  • +1.9% median (+4.9% mean) 90-day return after 8 previous buys.
  • The trade is 5.4% of the 13,004 shares held after it.
  • No other insider bought within 30 days.
  • 37 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CHIEF EXECUTIVE OFFICER GILES BRENT M bought about $18.1K of HWBK on Mar 11, 2025; 37 funds added in the latest 13F quarter.
SELL
2025-02-28 SEC
19,723
$612.2K
+31.1%
Context
  • 23 earlier Form 4 trades (code P or S) here by this insider (6 buys, 17 sales), the last on Feb 27, 2025.
  • +8.1% median (+7.2% mean) 90-day return after 6 previous buys.
  • The trade is 5.8% of the 342,390 shares held after it.
  • No other insider sold within 30 days.
  • 37 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Holtaway Jonathan sold about $612.2K of HWBK on Feb 28, 2025, the largest insider sale at the company on our record; 37 funds added in the latest 13F quarter.
SELL
2025-02-28 SECtraded 2025-02-27
1,158
$36.8K
+31.1%
Context
  • 22 earlier Form 4 trades (code P or S) here by this insider (6 buys, 16 sales), the last on Feb 26, 2025.
  • +8.1% median (+7.2% mean) 90-day return after 6 previous buys.
  • The trade is 0.3% of the 362,113 shares held after it.
  • No other insider sold within 30 days.
  • 37 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Holtaway Jonathan sold about $36.8K of HWBK on Feb 27, 2025; 37 funds added in the latest 13F quarter.
57 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Showing the latest few. to see 52 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net +$50.0K over 180 days
+$50.0K over 90 days
more than 79% of Banks
Congress
no House purchase disclosed in the last 12 months
Funds
37 funds bought in last quarter
below 85% of Banks
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
$396.0K repurchased, FY to 2026-06-30
below 83% of Banks
Short interest
2.6% of the float short (float per yahoo 2026-10-26) · 8.1 days to cover · settled 2026-09-30
below 55% of Banks
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch HWBK

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+33.2%12M
-0%+12%+24%+37%2025-102025-122026-022026-042026-062026-082026-10 2026-08-26 · Hettinger Shawna M. bought $25.0K2026-08-27 · Hettinger Shawna M. bought $25.0K
Insider buy
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns HWBK: institutional holders (13F)

13F holdings, latest reported quarter
335,276 sh
$13.2M

Congress trades in HWBK

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

HWBK planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.

HWBK mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Ultra-Small Company Market Fund
$516.7K position · as of 2026-06-30
0.3%
GuideMark Small/Mid Cap Core Fund
$57.7K position · as of 2026-06-30
0.1%
Omni Small-Cap Value Fund
$703.6K position · as of 2026-06-30
0.1%
iShares Micro-Cap ETF
$782.5K position · as of 2026-06-30
0.1%
EA Bridgeway Omni Small-Cap Value ETF
$1.3M position · as of 2026-06-30
0.1%
Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF
$226.0K position · as of 2026-05-31
0.0%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return · Mr.Turner
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2022
$847.4K
$847.4K
$356.1K
-10%
n/a
2021
$735.3K
$735.3K
$337.7K
+26%
n/a
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders are net buyers of their own stock.
The record shows a net $50.0K bought by insiders over 180 days, 37 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Same sector, ranked by filing activity
Sector by SEC SIC code

HWBK financials

Ratios from the company's XBRL filings, latest filings
Revenue, TTM
n/a
fewer than four consecutive quarters of revenue filed
Net margin, TTM
n/a
needs four consecutive quarters of both revenue and net income
Free cash flow, TTM
$27.9M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
0.00x
current debt only, 2023-12-31 (30 months older than the period end); equity 2026-06-30
Cash flow to debt
n/a
no debt to cover
Return on equity
+14.9%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+1.4%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
10.70x
close 2026-10-26 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
$238.3M
market value at close 2026-10-26 on 2026-08-06 shares, plus current debt only, 2023-12-31 (30 months older than the period end), minus cash 2026-06-30
FCF yield
+10.3%
TTM free cash flow over market value at close 2026-10-26
PEG, trailing
0.45x
P/E over trailing EPS growth of 24%: four quarters to 2026-06-30 against the four to 2025-06-30
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Net income$23.8M$18.3M$956.0K$20.8M
EPS (diluted)3.432.610.142.94
Operating cash flow$26.9M$25.6M$17.6M$20.3M
Cash$104.3M$51.0M$93.5M$83.7M
Buybacks$2.9M$1.1M$0$2.9M
Dividends paid$5.4M$5.0M$4.6M$4.2M
SEC XBRL, fiscal years, as known on 2026-10-28

HWBK Stock Sonar score 5/7 axes

Find similar shapesCompare

HWBK ranks highest on financial health (99th percentile) and profitability (83rd), and lowest on institutional and government (15th), among Banks peers.

ProfitHealthInsidersInstitutionsRisk
Profitability
83
Inputs
  • Return on equity+14.9% · 88 pct, sector of 327
  • Return on assets+1.4% · 79 pct, sector of 334
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Financial health
100
Inputs
  • Debt to equity0.00x · 100 pct, sector of 229
  • Cash flow to debtno debt to cover
Insider conviction
62
Inputs
  • Net Form 4 buying (codes P and S), 180d$50K · 79 pct, sector of 274
  • Insider buyers, 180d1 · 46 pct, sector of 274
Institutional and government
15
Inputs
  • Funds adding, latest quarter37 · 15 pct, sector of 257
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
55
Inputs
  • Short interest, % of float+2.6% · 55 pct, sector of 378
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
2 not measured: Growth, US patents
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

5 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

HWBK filings, in plain words

Are Hawthorn Bancshares insiders buying or selling HWBK?

In the 180 days to 2026-10-28, Hawthorn Bancshares insiders were net buyers, a net $50.0K across purchases and sales reported on Form 4, by 1 buyer.

Read the full summary

In the 180 days to 2026-10-28, Hawthorn Bancshares insiders were net buyers of HWBK, a net $50.0K across purchases and sales reported on Form 4 by 1 buyer. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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