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HTGC · Hercules Capital, Inc.

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TEAM-0.32% 13F +439META+2.47% 13F +2,694RCG-2.04% CLUSTERUTHR-4.03% 13F +425CRWV-1.12% 13F +693CRM-0.46% 13F +1,018CVNA+2.74% 13F +794TPL-0.71% 13F +444NET-4.47% 13F +710MSTR-1.35% 13F +526DELL+15.81% 13F +1,203CRWD-5.42% 13F +1,382ANET+2.87% 13F +1,323COIN-1.05% 13F +475TEAM-0.32% 13F +439META+2.47% 13F +2,694RCG-2.04% CLUSTERUTHR-4.03% 13F +425CRWV-1.12% 13F +693CRM-0.46% 13F +1,018CVNA+2.74% 13F +794TPL-0.71% 13F +444NET-4.47% 13F +710MSTR-1.35% 13F +526DELL+15.81% 13F +1,203CRWD-5.42% 13F +1,382ANET+2.87% 13F +1,323COIN-1.05% 13F +475

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HTGC

Name: Hercules Capital, Inc. (HTGC) insider trading and ownership data
Creator: WaveMan
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Hercules Capital, Inc.

CIK 0001280784

CLUSTER · 7 INSIDERSCONGRESS · 1☆ WATCH

INSIDER NET · 180D

$618.9K

open-market buys minus sells, Form 4 codes P and S

INSIDER BUYERS · 180D

CONGRESS BUYERS · 1Y

FUNDS ADDED · QTR

164

13F, latest reported quarter

REVENUE GROWTH

XBRL, annual

NET MARGIN

SEVEN FACTS, RANKED AGAINST THE SECTOR · RANK IS NOT A FORECAST

INSIDERS

net +$618.9K over 180 days

more than 56% of its sector

CONGRESS

1 member bought in the last year

the lowest in its sector

FUNDS

164 funds added or opened last quarter

more than 94% of its sector

REVENUE

no revenue reported in any filing

MARGIN

no margin: this company reports no revenue to divide by

BUYBACKS

$4.2M repurchased, FY to 2026-06-30

below 62% of its sector

SHORT

5.9% of shares outstanding short · 7.3 days to cover · settled 2026-07-31

more than 88% of its sector

THE SITUATION · EVERY LINE IS ONE RULE OVER ONE DATASET

7 insiders independently bought a net $618.9K — no planned sales are queued against it.

164 funds added or opened positions in the latest 13F quarter, of 333 holders.

1 member of Congress reported buying it this year.

The year, with the filings on it

Total return indexed to 100 over the last 12 months · every marker is a federal filing, placed at its date — hover any marker for the detail

TOTAL 12M RETURN +2.9%

+2.9%12M

INSIDER BUY

INDEXED RETURN, DIVIDEND-ADJUSTED — NOT A PRICE CHART · LARGE TRADES DRAWN FIRST WHEN A NAME FILES HEAVILY

Live price

Daily candles from TradingView, on their licence — no filings are marked on this one

WHY THIS NAME IS ON THE DESK

7 insiders reported buying shares.

The record shows a net $618.9K bought by insiders over 180 days, 164 funds added last quarter, 1 Congress member(s) bought in 12 months. Every figure is a federal filing, dated the day it became public.

Backtest this pattern Open the screener

Insider transactions

Form 4 purchases and sales (codes P and S) — grants, option exercises and preferred conversions excluded

Over the last 180 days, Hercules Capital, Inc. insiders bought a net $618.9K of stock across 57 Form 4 purchases and sales, with 7 insider(s) buying. Source: SEC Form 4 filings, as of 2026-09-04.

INSIDER

FILED

VALUE

BADAVAS ROBERT P

Director

BUY

2026-03-26

3,658.0

$52.5K

Loo Wade

Director

BUY

2026-03-26

7,317.0

$105.0K

Fallon Thomas J

Director

BUY

2026-03-26

7,300.0

$104.4K

Aguirre DeAnne

Director

BUY

2026-03-26

7,317.0

$105.0K

Randhawa Paramjeet K

Director

BUY

2026-03-26

2,926.0

$42.0K

57 TRANSACTIONS ON RECORD

Showing the most recent few. Create a free account to see 52 more transactions on record, the cross-source screener and CSV export. We store only your email address, and there is no password to create.

Institutional holders

13F · holdings as of the latest quarter funds have reported

VAN ECK ASSOCIATES CORP

3,877,634.0 sh

$61.2M

Sound Income Strategies, LLC

3,667,518.0 sh

$57.8M

CITADEL ADVISORS LLC

2,937,122.0 sh

$46.3M

UBS Group AG

2,645,744.0 sh

$41.7M

TWO SIGMA INVESTMENTS, LP

2,265,824.0 sh

$35.7M

SCHEDULE 13D/G

No 5%+ ownership filings

Nobody has crossed 5% with a filing obligation. Absence is a fact here, not missing data.

FORM 144

No planned-sale notices

No insider has notified an intent to sell. This is the panel to watch after a run-up.

Fund concentration

N-PORT · funds ranked by how much of THEMSELVES they put in this stock — the conviction number 13F cannot show

FT Confluence BDC & Specialty Finance Income ETF

$3.2M POSITION · AS OF 2026-02-28

9.7%

Putnam BDC Income ETF

$19.5M POSITION · AS OF 2026-04-30

7.0%

ProShares Global Listed Private Equity ETF

$402.6K POSITION · AS OF 2026-02-28

3.8%

Catalyst/SMH Total Return Income Fund

$599.1K POSITION · AS OF 2026-03-31

3.0%

Sound Enhanced Fixed Income ETF

$1.1M POSITION · AS OF 2026-02-28

2.7%

WisdomTree Private Credit and Alternative Income Fund

$1.5M POSITION · AS OF 2026-02-28

2.7%

SEC N-PORT, MONTHLY WITH A ~60-DAY PUBLIC LAG · FUNDS ≥ $10M · % = SHARE OF THE FUND'S OWN BOOK

Executive pay vs shareholder return · Bluestein

DEF 14A pay-versus-performance disclosure · both the headline pay and the SEC's mark-to-market figure, beside the return the company delivered and the return of the peer group it chose itself

CEO TOTAL

ACTUALLY PAID

OTHER NEOs AVG

TSR

PEER TSR

2025

$9.7M

$2.1M

+125%

+79%

2024

$9.1M

$12.3M

$2.0M

+117%

+85%

2023

$8.9M

$11.9M

$1.8M

+63%

+59%

2022

$7.4M

$12.5M

$1.4M

+14%

+25%

2021

$7.4M

$12.0M

$1.5M

+26%

+37%

TAGGED BY THE COMPANY UNDER SEC ITEM 402(v) · RETURN IS CUMULATIVE FROM THE START OF THE DISCLOSURE PERIOD · GREEN WHERE THE COMPANY BEAT ITS OWN PEER GROUP

Fundamentals

Annual figures from XBRL filings · pick a past date to see them exactly as the market knew them then — restatements and all

	2025-12	2024-12	2023-12	2022-12
NET INCOME	$339.7M	$263.0M	$337.5M	$102.1M
EPS (DILUTED)	1.85	1.61	2.31	0.79
OPERATING CASH FLOW	$-425.8M	$-118.1M	$68.3M	$-424.8M
CASH	$56.9M	$42.7M	$98.1M	$14.6M
LONG-TERM DEBT	$2.3B	$1.8B	$1.6B	$1.6B
BUYBACKS	$6.5M	$3.4M	$12.7M	$4.5M
DIVIDENDS PAID	$326.0M	$303.5M	$273.7M	$245.1M

SEC XBRL · FISCAL-YEAR PERIODS · AS KNOWN ON 2026-09-04 · NOBODY ELSE SHOWS FUNDAMENTALS AS OF A PAST DATE