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HTGC · Hercules Capital, Inc.
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HTGC Hercules Capital (HTGC) Insider Trading, Ownership & Congress Trades

CIK 0001280784
Quote by TradingView
Congress · 1
Insider buyers, 180 days
0
Funds added, last quarter
164
13F, latest reported quarter

What the filings say about HTGC

Congress, 1 year
1 bought · 1 sold
Latest: sale, 2026-01-12

Hercules Capital insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

No insider purchases or sales are on record for Hercules Capital, Inc. in the period covered. Source: SEC Form 4 filings, as of 2026-10-27.

Insider
Filed
Shares
Value
Since filing
BADAVAS ROBERT P
Director
BUY
2026-03-30 SECtraded 2026-03-26
3,658
$52.5K
+17.7%
Context
  • 5 earlier Form 4 trades (code P or S) here by this insider (3 buys, 2 sales), the last on Feb 27, 2026.
  • +11.8% median (+12.2% mean) 90-day return after 3 previous buys.
  • The trade is 72.1% of the 5,070 shares held after it.
  • 10 other insiders bought within 30 days.
  • 164 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director BADAVAS ROBERT P bought about $52.5K of HTGC on Mar 26, 2026; 10 other insiders bought within 30 days and 164 funds added in the latest 13F quarter.
Loo Wade
Director
BUY
2026-03-30 SECtraded 2026-03-26
7,317
$105.0K
+17.7%
Context
  • 7 earlier Form 4 trades (code P or S) here by this insider (7 buys), the last on Feb 25, 2026.
  • +6.5% median (+4.1% mean) 90-day return after 7 previous buys.
  • The trade is 52.1% of the 14,050 shares held after it.
  • 10 other insiders bought within 30 days.
  • 164 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Loo Wade bought about $105.0K of HTGC on Mar 26, 2026; 10 other insiders bought within 30 days and 164 funds added in the latest 13F quarter.
Fallon Thomas J
Director
BUY
2026-03-30 SECtraded 2026-03-26
7,300
$104.4K
+17.7%
Context
  • 6 earlier Form 4 trades (code P or S) here by this insider (6 buys), the last on Feb 27, 2026.
  • +10.4% median (+9.4% mean) 90-day return after 6 previous buys.
  • The trade is 4.6% of the 157,669 shares held after it.
  • 10 other insiders bought within 30 days.
  • 164 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Fallon Thomas J bought about $104.4K of HTGC on Mar 26, 2026; 10 other insiders bought within 30 days and 164 funds added in the latest 13F quarter.
Aguirre DeAnne
Director
BUY
2026-03-30 SECtraded 2026-03-26
7,317
$105.0K
+17.7%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 buys), the last on May 8, 2025.
  • +10.2% median (+10.2% mean) 90-day return after 2 previous buys.
  • The trade is 68.1% of the 10,749 shares held after it.
  • 10 other insiders bought within 30 days.
  • 164 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Aguirre DeAnne bought about $105.0K of HTGC on Mar 26, 2026; 10 other insiders bought within 30 days and 164 funds added in the latest 13F quarter.
Randhawa Paramjeet K
Director
BUY
2026-03-30 SECtraded 2026-03-26
2,926
$42.0K
+17.7%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 buys), the last on Mar 4, 2026.
  • +6.6% median (+6.6% mean) 90-day return after 2 previous buys.
  • The trade is 13.0% of the 22,486 shares held after it.
  • 10 other insiders bought within 30 days.
  • 164 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Randhawa Paramjeet K bought about $42.0K of HTGC on Mar 26, 2026; 10 other insiders bought within 30 days and 164 funds added in the latest 13F quarter.
55 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
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Seven facts, ranked against the sector · Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
1 member bought in the last year
the lowest in its sector
Funds
164 funds bought in last quarter
more than 94% of its sector
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
$4.2M repurchased, FY to 2026-06-30
below 60% of its sector
Short interest
4.9% of the float short (float per yahoo 2026-10-26) · 6.8 days to cover · settled 2026-09-30
more than 79% of its sector
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch HTGC

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+5.0%12M
-16%-6%+4%+14%2025-102025-122026-022026-042026-062026-082026-10 2026-02-24 · Bluestein Scott bought $452.4K2026-02-17 · Fallon Thomas J bought $317.6K2026-02-27 · Fallon Thomas J bought $284.0K2026-02-27 · Meyer Seth H bought $200.6K2026-02-24 · Fallon Thomas J bought $149.8K2025-11-03 · CROWELL GAYLE A bought $106.6K2026-03-26 · Loo Wade bought $105.0K2026-03-26 · Aguirre DeAnne bought $105.0K2026-03-26 · CROWELL GAYLE A bought $105.0K2026-03-26 · Theodosopoulos Nikos bought $105.0K2026-03-26 · Fallon Thomas J bought $104.4K2026-02-27 · Bluestein Scott bought $100.5K2026-02-23 · CROWELL GAYLE A bought $100.3K2026-02-27 · Meyer Seth H bought $100.3K2026-02-17 · Theodosopoulos Nikos bought $98.2K2026-02-24 · BADAVAS ROBERT P bought $75.0K2026-03-04 · Follmann Christian bought $73.4K2026-03-04 · Follmann Christian bought $73.4K2026-02-27 · BADAVAS ROBERT P bought $71.3K2026-03-26 · BADAVAS ROBERT P bought $52.5K2026-02-25 · Loo Wade bought $49.4K2026-03-04 · Randhawa Paramjeet K bought $45.1K2026-03-26 · Randhawa Paramjeet K bought $42.0K2026-02-27 · Theodosopoulos Nikos bought $36.9K2026-02-27 · Botelho Kiersten Zaza bought $18.5K
Insider buy
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns HTGC: institutional holders (13F)

13F holdings, latest reported quarter
VAN ECK ASSOCIATES CORP
3,877,634 sh
$61.2M
Sound Income Strategies, LLC
3,667,518 sh
$57.8M
CITADEL ADVISORS LLC
2,937,122 sh
$46.3M
UBS Group AG
2,645,744 sh
$41.7M
TWO SIGMA INVESTMENTS, LP
2,265,824 sh
$35.7M

Congress trades in HTGC

STOCK Act disclosures, US House only, filed up to 45 days after the trade
Virginia Foxx
Sold 2026-01-12 · disclosed 25 days later
$50,001 - $100,000
Virginia Foxx
Bought 2025-11-19 · disclosed 12 days later
$1,001 - $15,000
Virginia Foxx
Sold 2025-09-25 · disclosed 11 days later
$15,001 - $50,000
Virginia Foxx
Bought 2025-08-19 · disclosed 20 days later
$1,001 - $15,000
Virginia Foxx
Bought 2025-05-20 · disclosed 14 days later
$1,001 - $15,000
All stocks members of Congress are buying · Every member's trades

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

HTGC planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.

HTGC mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
FT Confluence BDC & Specialty Finance Income ETF
$3.5M position · as of 2026-05-31
10.3%
Putnam BDC Income ETF
$24.4M position · as of 2026-07-31
8.6%
ProShares Global Listed Private Equity ETF
$493.6K position · as of 2026-05-31
4.4%
WisdomTree Private Credit and Alternative Income Fund
$1.7M position · as of 2026-05-31
3.4%
Catalyst/SMH Total Return Income Fund
$639.7K position · as of 2026-06-30
3.1%
VanEck BDC Income ETF
$49.9M position · as of 2026-06-30
3.1%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return · Bluestein
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$9.7M
$9.7M
$2.1M
+125%
+79%
2024
$9.1M
$12.3M
$2.0M
+117%
+85%
2023
$8.9M
$11.9M
$1.8M
+63%
+59%
2022
$7.4M
$12.5M
$1.4M
+14%
+25%
2021
$7.4M
$12.0M
$1.5M
+26%
+37%
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows 164 funds added last quarter, 1 House member(s) bought in 12 months, disclosed weeks after the trade. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener

HTGC financials

Ratios from the company's XBRL filings, latest filings
Revenue, TTM
n/a
fewer than four consecutive quarters of revenue filed
Net margin, TTM
n/a
needs four consecutive quarters of both revenue and net income
Free cash flow, TTM
$8.4M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
1.03x
long-term debt only, 2026-06-30; equity 2026-06-30
Cash flow to debt
0.00x
TTM operating cash flow over long-term debt only, 2026-06-30
Return on equity
+17.3%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+8.5%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
8.16x
close 2026-10-23 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
$5.4B
market value at close 2026-10-23 on 2026-07-23 shares, plus long-term debt only, 2026-06-30, minus cash 2026-06-30
FCF yield
+0.3%
TTM free cash flow over market value at close 2026-10-23
PEG, trailing
0.25x
P/E over trailing EPS growth of 33%: four quarters to 2026-06-30 against the four to 2025-06-30
Price as of 2026-10-23. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Net income$339.7M$263.0M$337.5M$102.1M
EPS (diluted)1.851.612.310.79
Operating cash flow-$425.8M-$118.1M$68.3M-$424.8M
Cash$57.0M$42.7M$98.1M$14.6M
Long-term debt$2.3B$1.8B$1.6B$1.6B
Buybacks$6.5M$3.4M$12.7M$4.5M
Dividends paid$326.0M$303.5M$273.7M$245.1M
SEC XBRL, fiscal years, as known on 2026-10-27

HTGC Stock Sonar score 4/7 axes

Find similar shapesCompare

HTGC ranks highest on profitability (82nd percentile) and institutional and government (55th), and lowest on financial health (29th), among the US-listed universe.

Profitability
82
Inputs
  • Return on equity+17.3% · 79 pct, universe of 3,863
  • Return on assets+8.5% · 85 pct, universe of 4,810
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Financial health
29
Inputs
  • Debt to equity1.03x · 25 pct, universe of 3,589
  • Cash flow to debt0.00x · 33 pct, universe of 3,315
Institutional and government
55
Inputs
  • Funds adding, latest quarter164 · 71 pct, universe of 4,971
  • Congress net buyers, 365d0 · 40 pct, universe of 719
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
41
Inputs
  • Short interest, % of float+4.9% · 41 pct, universe of 6,633
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
3 not measured: Growth, Insider conviction, US patents
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • Insider conviction needs 1 of 2 inputs, 0 present: no Form 4 purchase or sale (code P or S) in 180 days; no insider trades in 180 days
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

4 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

HTGC filings, in plain words

Have members of Congress traded HTGC?

Yes. In the year to 2026-10-27, 1 House member disclosed buying HTGC and 1 House member disclosed selling it; the latest on record is a sale by Virginia Foxx dated 2026-01-12.

Read the full summary

In the year to 2026-10-27, 1 member of Congress disclosed buying HTGC and 1 member disclosed selling it; the latest on record is a sale by Virginia Foxx dated 2026-01-12. Each figure is counted from SEC and House filings as of 2026-10-27, dated the day the filing was made public.

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