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GLAD · Gladstone Capital Corp
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GLAD Gladstone Capital (GLAD) Insider Trading, Ownership & Congress Trades

Funds & Trusts · Registered investment company · CIK 0001143513
Quote by TradingView
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
33
13F, latest reported quarter

Gladstone Capital insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

No insider purchases or sales are on record for GLADSTONE CAPITAL CORP in the period covered. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Schaltenbrand Nicole Frances Dubas
CFO and Treasurer
BUY
2025-11-21 SECtraded 2025-11-20
496
$10.0K
-4.9%
Context
  • 1 earlier Form 4 trade (code P or S) here by this insider (1 buy), the last on Feb 22, 2022.
  • The trade is 16.0% of the 3,095 shares held after it.
  • No other insider bought within 30 days.
  • 33 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CFO and Treasurer Schaltenbrand Nicole Frances Dubas bought about $10.0K of GLAD on Nov 20, 2025, the largest insider purchase at the company on our record; 33 funds added in the latest 13F quarter.
ENGLISH MICHELA A
Director
SELL
2025-04-14 SECtraded 2025-04-11
225
$5.3K
-16.5%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 39.5% of the 569 shares held after it.
  • No other insider sold within 30 days.
  • 33 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director ENGLISH MICHELA A sold about $5.3K of GLAD on Apr 11, 2025; 33 funds added in the latest 13F quarter.
Marcotte Bob
President
SELL
2024-12-11 SEC
15,500
$423.9K
-23.1%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 6.2% of the 248,210 shares held after it.
  • No other insider sold within 30 days.
  • 33 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: President Marcotte Bob sold about $423.9K of GLAD on Dec 11, 2024, the largest insider sale at the company on our record; 33 funds added in the latest 13F quarter.
Schaltenbrand Nicole Frances Dubas
CFO and Treasurer
BUY
2022-02-23 SECtraded 2022-02-22
230
$2.5K
+28.0%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 6.1% of the 3,742 shares held after it.
  • No other insider bought within 30 days.
  • 33 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CFO and Treasurer Schaltenbrand Nicole Frances Dubas bought about $2.5K of GLAD on Feb 22, 2022, the largest insider purchase at the company on our record; 33 funds added in the latest 13F quarter.
4 transactions on record · a thin record, read with care
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
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Seven facts, ranked against the sector · Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
no House purchase disclosed in the last 12 months
Funds
33 funds bought in last quarter
below 64% of Funds & Trusts
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
4.6% of shares outstanding short · 6.3 days to cover · settled 2026-09-30
more than 77% of Funds & Trusts
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch GLAD

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+0.6%12M
-12%-5%+3%+10%2025-102025-122026-022026-042026-062026-082026-10 2025-11-20 · Schaltenbrand Nicole Frances Dubas bought $10.0K
Insider buy
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns GLAD: institutional holders (13F)

13F holdings, latest reported quarter
VAN ECK ASSOCIATES CORP
456,227 sh
$8.9M
UBS Group AG
286,863 sh
$5.6M
Legal & General Group Plc
182,091 sh
$3.5M
TWO SIGMA INVESTMENTS, LP
162,633 sh
$3.2M
B. Riley Wealth Advisors, Inc.
135,581 sh
$2.6M

Congress trades in GLAD

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

GLAD planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.

GLAD mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Virtus Private Credit Strategy ETF
$373.0K position · as of 2026-07-31
1.2%
VanEck BDC Income ETF
$8.9M position · as of 2026-06-30
0.5%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows 33 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
RCGECATBCATASANMFCRWAYGFMEGITPVGPFXEMOCPZ

GLAD financials

Ratios from the company's XBRL filings, latest filings
Revenue, TTM
n/a
fewer than four consecutive quarters of revenue filed
Net margin, TTM
n/a
needs four consecutive quarters of both revenue and net income
Free cash flow, TTM
n/a
capex not filed for the four quarters
Debt to equity
n/a
no debt line filed
Cash flow to debt
n/a
no debt line filed
Return on equity
+10.0%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+5.5%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
8.86x
close 2026-10-26 over four quarters of diluted EPS, 2024-04-01 to 2025-03-31
Enterprise value
n/a
no debt line filed
FCF yield
n/a
capex not filed for the four quarters
PEG, trailing
n/a
trailing EPS growth -6%, PEG needs growth
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-092024-092023-092022-09
Net income$57.2M$94.5M$42.7M$19.9M
EPS (diluted)n/a2.112.201.88
Operating cash flow-$5.5M$3.2M-$10.9M-$76.4M
Cashn/a$2.2M$1.3M$2.0M
Dividends paid$55.5M$43.1M$35.4M$27.3M
SEC XBRL, fiscal years, as known on 2026-10-28

GLAD Stock Sonar score 3/7 axes

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GLAD ranks highest on profitability (77th percentile) and institutional and government (36th), and lowest on risk and compliance (20th), among Funds & Trusts peers.

Profitability
77
Inputs
  • Return on equity+10.0% · 75 pct, sector of 37
  • Return on assets+5.5% · 78 pct, sector of 38
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Institutional and government
36
Inputs
  • Funds adding, latest quarter33 · 36 pct, sector of 210
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
20
Inputs
  • Short interest, % of shares outstanding (no float on file)+4.6% · 20 pct, sector of 46
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
4 not measured: Financial health, Growth, Insider conviction, US patents
  • Financial health needs 1 of 2 inputs, 0 present: no debt line filed
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • Insider conviction needs 1 of 2 inputs, 0 present: no Form 4 purchase or sale (code P or S) in 180 days; no insider trades in 180 days
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

3 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

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