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GECC · Great Elm Capital Corp.
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GECC Great Elm Capital (GECC) Insider Trading, Ownership & Congress Trades

Funds & Trusts · Registered investment company · CIK 0001675033
Quote by TradingView
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
7
13F, latest reported quarter

Great Elm Capital insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

No insider purchases or sales are on record for Great Elm Capital Corp. in the period covered. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Kaplan Matthew D
CEO and President
BUY
2025-11-10 SECtraded 2025-11-07
19,650
$150.1K
-32.2%
Context
  • 5 earlier Form 4 trades (code P or S) here by this insider (5 buys), the last on Mar 10, 2023.
  • -10.3% median (-10.5% mean) 90-day return after 5 previous buys.
  • The trade is 13.8% of the 142,400 shares held after it.
  • No other insider bought within 30 days.
  • 7 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CEO and President Kaplan Matthew D bought about $150.1K of GECC on Nov 7, 2025, the largest insider purchase at the company since 2023; 7 funds added in the latest 13F quarter.
Great Elm Strategic Partnership I, LLC
SELL
2025-09-26 SEC
2,313
$26.5K
-49.3%
Context
  • 22 earlier Form 4 trades (code P or S) here by this insider (22 sales), the last on Sep 25, 2025.
  • The trade is 0.1% of the 1,558,260 shares held after it.
  • No other insider sold within 30 days.
  • 7 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Insider Great Elm Strategic Partnership I, LLC sold about $26.5K of GECC on Sep 26, 2025; 7 funds added in the latest 13F quarter.
Great Elm Strategic Partnership I, LLC
SELL
2025-09-26 SECtraded 2025-09-25
1,696
$19.4K
-49.3%
Context
  • 21 earlier Form 4 trades (code P or S) here by this insider (21 sales), the last on Sep 23, 2025.
  • The trade is 0.1% of the 1,560,573 shares held after it.
  • No other insider sold within 30 days.
  • 7 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Insider Great Elm Strategic Partnership I, LLC sold about $19.4K of GECC on Sep 25, 2025; 7 funds added in the latest 13F quarter.
Great Elm Strategic Partnership I, LLC
SELL
2025-09-23 SEC
1,490
$17.1K
-52.1%
Context
  • 20 earlier Form 4 trades (code P or S) here by this insider (20 sales), the last on Sep 22, 2025.
  • The trade is 0.1% of the 1,562,269 shares held after it.
  • No other insider sold within 30 days.
  • 7 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Insider Great Elm Strategic Partnership I, LLC sold about $17.1K of GECC on Sep 23, 2025; 7 funds added in the latest 13F quarter.
Great Elm Strategic Partnership I, LLC
SELL
2025-09-23 SECtraded 2025-09-22
48,248
$552.4K
-52.1%
Context
  • 19 earlier Form 4 trades (code P or S) here by this insider (19 sales), the last on Sep 19, 2025.
  • The trade is 3.1% of the 1,563,759 shares held after it.
  • No other insider sold within 30 days.
  • 7 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Insider Great Elm Strategic Partnership I, LLC sold about $552.4K of GECC on Sep 22, 2025, the largest insider sale at the company on our record; 7 funds added in the latest 13F quarter.
52 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
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Seven facts, ranked against the sector · Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
no House purchase disclosed in the last 12 months
Funds
7 funds bought in last quarter
below 98% of Funds & Trusts
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
3.0% of shares outstanding short · 11.6 days to cover · settled 2026-10-15
below 56% of Funds & Trusts
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch GECC

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-28.3%12M
-31%-19%-6%+6%2025-102025-122026-022026-042026-062026-082026-10 2025-11-07 · Kaplan Matthew D bought $150.1K
Insider buy
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns GECC: institutional holders (13F)

13F holdings, latest reported quarter
Northern Right Capital Management, L.P.
383,971 sh
$2.1M
Cruiser Capital Advisors, LLC
97,779 sh
$532.9K
UBS Group AG
28,250 sh
$154.0K
Crestwood Advisors Group, LLC
26,625 sh
$145.1K
Vident Advisory, LLC
26,609 sh
$145.0K

Congress trades in GECC

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

GECC planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows 7 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
RCGECATBCATASANMFCRWAYGFMEGITPVGPFXEMOCPZ

GECC financials

Ratios from the company's XBRL filings, latest filings
Revenue, TTM
n/a
fewer than four consecutive quarters of revenue filed
Net margin, TTM
n/a
needs four consecutive quarters of both revenue and net income
Free cash flow, TTM
n/a
capex not filed for the four quarters
Debt to equity
n/a
no debt line filed
Cash flow to debt
n/a
no debt line filed
Return on equity
-30.6%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
-11.1%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Enterprise value
n/a
no debt line filed
FCF yield
n/a
capex not filed for the four quarters
PEG, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Net income-$31.8M$3.6M$25.3M-$15.6M
EPS (diluted)-2.570.363.33-2.49
Operating cash flow-$2.8M-$82.7M$25.7M-$41.8M
Cash$1.8M$0$953.0K$587.0K
Dividends paid$19.2M$15.1M$10.6M$13.0M
SEC XBRL, fiscal years, as known on 2026-10-28

GECC Stock Sonar score 3/7 axes

Find similar shapesCompare

GECC ranks highest on risk and compliance (49th percentile) and institutional and government (2nd), and lowest on profitability (1st), among Funds & Trusts peers.

Profitability
1
Inputs
  • Return on equity-30.6% · 0 pct, sector of 37
  • Return on assets-11.1% · 3 pct, sector of 38
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Institutional and government
2
Inputs
  • Funds adding, latest quarter7 · 2 pct, sector of 210
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
49
Inputs
  • Short interest, % of shares outstanding (no float on file)+3.0% · 49 pct, sector of 46
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
4 not measured: Financial health, Growth, Insider conviction, US patents
  • Financial health needs 1 of 2 inputs, 0 present: no debt line filed
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • Insider conviction needs 1 of 2 inputs, 0 present: no Form 4 purchase or sale (code P or S) in 180 days; no insider trades in 180 days
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

3 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

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