WaveMan
WaveMan · Company
GAIN · Gladstone Investment Corporationde
> Search tickers & screens ⌘K
LIVE
← All companies

GAIN Gladstone Investment Corporationde (GAIN) Insider Trading, Ownership & Congress Trades

Funds & Trusts · Registered investment company · CIK 0001321741
Quote by TradingView
C-suite buying · 1
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
0
13F, latest reported quarter

What the filings say about GAIN

Insiders, 180 days
+$39.2K net bought
1 buyer

Gladstone Investment Corporationde insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, GLADSTONE INVESTMENT CORPORATIONDE insiders bought a net $39.2K of stock across 18 Form 4 purchases and sales, with 1 insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Ritchie Taylor
Chief Financial Officer
BUY
2026-08-19 SECtraded 2026-08-18
1,500
$24.3K
-10.5%
Context
  • 4 earlier Form 4 trades (code P or S) here by this insider (4 buys), the last on May 19, 2026.
  • +1.8% median (+1.6% mean) 90-day return after 3 previous buys.
  • The trade is 34.5% of the 4,352 shares held after it.
  • No other insider bought within 30 days.
Insider activity: Chief Financial Officer Ritchie Taylor bought about $24.3K of GAIN on Aug 18, 2026, the largest insider purchase at the company since 2023.
Ritchie Taylor
Chief Financial Officer
BUY
2026-05-19 SEC
155
$2.5K
-8.8%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 buys), the last on May 18, 2026.
  • +1.5% median (+1.5% mean) 90-day return after 2 previous buys.
  • The trade is 5.5% of the 2,812 shares held after it.
  • No other insider bought within 30 days.
Insider activity: Chief Financial Officer Ritchie Taylor bought about $2.5K of GAIN on May 19, 2026.
Ritchie Taylor
Chief Financial Officer
BUY
2026-05-19 SEC
160
$2.6K
-8.8%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 buys), the last on May 18, 2026.
  • +1.5% median (+1.5% mean) 90-day return after 2 previous buys.
  • The trade is 6.0% of the 2,657 shares held after it.
  • No other insider bought within 30 days.
Insider activity: Chief Financial Officer Ritchie Taylor bought about $2.6K of GAIN on May 19, 2026.
Ritchie Taylor
Chief Financial Officer
BUY
2026-05-19 SECtraded 2026-05-18
150
$2.4K
-8.8%
Context
  • 1 earlier Form 4 trade (code P or S) here by this insider (1 buy), the last on May 15, 2026.
  • The trade is 6.0% of the 2,497 shares held after it.
  • No other insider bought within 30 days.
Insider activity: Chief Financial Officer Ritchie Taylor bought about $2.4K of GAIN on May 18, 2026.
Ritchie Taylor
Chief Financial Officer
BUY
2026-05-19 SECtraded 2026-05-15
450
$7.4K
-8.8%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 19.2% of the 2,347 shares held after it.
  • No other insider bought within 30 days.
Insider activity: Chief Financial Officer Ritchie Taylor bought about $7.4K of GAIN on May 15, 2026, the largest insider purchase at the company since 2023.
18 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 13 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net +$39.2K over 180 days
+$24.3K over 90 days
more than 52% of Funds & Trusts
Congress
no House purchase disclosed in the last 12 months
Funds
under five funds report holding it
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
0.8% of shares outstanding short · 2.0 days to cover · settled 2026-09-30
below 90% of Funds & Trusts
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch GAIN

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+10.1%12M
-2%+7%+17%+26%2025-102025-122026-022026-042026-062026-082026-10 2026-08-18 · Ritchie Taylor bought $24.3K2026-05-15 · Ritchie Taylor bought $7.4K2026-05-19 · Ritchie Taylor bought $2.6K2026-05-19 · Ritchie Taylor bought $2.5K2026-05-18 · Ritchie Taylor bought $2.4K
Insider buy
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns GAIN: institutional holders (13F)

13F holdings, latest reported quarter
SEC 13F
No reported 13F holders

No fund above the reporting threshold listed this stock last quarter. That is a fact, not missing data.

Congress trades in GAIN

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

GAIN planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders are net buyers of their own stock.
The record shows a net $39.2K bought by insiders over 180 days. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
RCGECATBCATASANMFCRWAYGFMEGITPVGPFXEMOCPZ

GAIN financials

Ratios from the company's XBRL filings, latest filings
Revenue, TTM
n/a
fewer than four consecutive quarters of revenue filed
Net margin, TTM
n/a
needs four consecutive quarters of both revenue and net income
Free cash flow, TTM
n/a
capex not filed for the four quarters
Debt to equity
0.88x
long-term debt only, 2026-06-30; equity 2026-06-30
Cash flow to debt
-0.08x
TTM operating cash flow over long-term debt only, 2026-06-30
Return on equity
+29.2%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+14.0%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
19.25x
close 2026-10-26 over four quarters of diluted EPS, 2024-04-01 to 2025-03-31
Enterprise value
$1.1B
market value at close 2026-10-26 on 2026-08-05 shares, plus long-term debt only, 2026-06-30, minus cash 2025-06-30
FCF yield
n/a
capex not filed for the four quarters
PEG, trailing
0.85x
P/E over trailing EPS growth of 23%: four quarters to 2025-03-31 against the four to 2024-03-31
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2026-032025-032024-032023-03
Net income$184.8M$65.3M$85.3M$35.5M
EPS (diluted)n/a0.760.631.11
Operating cash flow-$101.6M$16.3M-$69.9M-$4.5M
Cashn/a$14.3M$2.5M$2.7M
Long-term debt$564.5M$455.7M$398.3M$292.6M
Dividends paid$57.2M$61.0M$76.1M$47.0M
SEC XBRL, fiscal years, as known on 2026-10-28

GAIN Stock Sonar score 4/7 axes

Find similar shapesCompare

GAIN ranks highest on profitability (97th percentile) and risk and compliance (82nd), and lowest on financial health (27th), among Funds & Trusts peers.

Profitability
97
Inputs
  • Return on equity+29.2% · 97 pct, sector of 37
  • Return on assets+14.0% · 97 pct, sector of 38
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Financial health
27
Inputs
  • Debt to equity0.88x · 29 pct, universe of 3,589
  • Cash flow to debt-0.08x · 24 pct, sector of 30
Insider conviction
33
Inputs
  • Net Form 4 buying (codes P and S), 180d$39K · 51 pct, sector of 142
  • Insider buyers, 180d1 · 14 pct, sector of 142
Risk and compliance
82
Inputs
  • Short interest, % of shares outstanding (no float on file)+0.8% · 82 pct, sector of 46
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
3 not measured: Growth, Institutional and government, US patents
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • Institutional and government needs 1 of 4 inputs, 0 present: fewer than five funds report holding it; no Congress trades in 365 days; no federal contracts in 180 days; no lobbying filings in the last four quarters
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

4 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

GAIN filings, in plain words

Are Gladstone Investment Corporationde insiders buying or selling GAIN?

In the 180 days to 2026-10-28, Gladstone Investment Corporationde insiders were net buyers, a net $39.2K across purchases and sales reported on Form 4, by 1 buyer.

Read the full summary

In the 180 days to 2026-10-28, Gladstone Investment Corporationde insiders were net buyers of GAIN, a net $39.2K across purchases and sales reported on Form 4 by 1 buyer. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

Explore insider trading and ownership data

Every company we track, ranked by each kind of filing
Insider buyingInsider sellingCongress stock tradesActivist 13D stakesForm 144 planned salesCEO pay vs performanceAll companies