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ETD · Ethan Allen Interiors Inc
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ETD Ethan Allen Interiors (ETD) Insider Trading, Ownership & Congress Trades

Consumer Goods · Wood household furniture, (no upholstered) · CIK 0000896156
Activist 13DForm 144 · 1
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
136
13F, latest reported quarter
Conversions, 180 days
3
Codes C/M, not in net · $211.4K priced

What the filings say about ETD

Insiders, 180 days
-$559.9K net sold
1 buyer · 1 seller · 100% of sales under a 10b5-1 plan
Planned sales (Form 144), 90 days
$5.6M
1 notice
Activist stakes (13D), 180 days
1 filing
Largest: 5.0% of the class

Ethan Allen Interiors insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, ETHAN ALLEN INTERIORS INC insiders sold a net $559.9K of stock across 42 Form 4 purchases and sales, with 1 insider buying. Source: SEC Form 4 filings, as of 2026-10-27.

Insider
Filed
Shares
Value
Since filing
Chairman, President & CEO
SELL
2026-09-02 SEC
22,811
$571.2K
-6.5%
Context
  • 36 earlier Form 4 trades (code P or S) here by this insider (36 sales), the last on Jan 22, 2026.
  • The trade is 1.6% of the 1,465,530 shares held after it.
  • No other insider sold within 30 days.
  • 136 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chairman, President & CEO KATHWARI M FAROOQ sold about $571.2K of ETD under a 10b5-1 plan on Sep 2, 2026, the largest insider sale at the company on our record; 136 funds added in the latest 13F quarter.
Chairman, President & CEO
SELL
2026-09-02 SEC
266
$6.7K
-6.5%
Context
  • 36 earlier Form 4 trades (code P or S) here by this insider (36 sales), the last on Jan 22, 2026.
  • The trade is 1.2% of the 22,081 shares held after it.
  • No other insider sold within 30 days.
  • 136 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chairman, President & CEO KATHWARI M FAROOQ sold about $6.7K of ETD under a 10b5-1 plan on Sep 2, 2026; 136 funds added in the latest 13F quarter.
Chairman, President & CEO
SELL
2026-09-02 SEC
265
$6.6K
-6.5%
Context
  • 36 earlier Form 4 trades (code P or S) here by this insider (36 sales), the last on Jan 22, 2026.
  • The trade is 1.2% of the 22,077 shares held after it.
  • No other insider sold within 30 days.
  • 136 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chairman, President & CEO KATHWARI M FAROOQ sold about $6.6K of ETD under a 10b5-1 plan on Sep 2, 2026; 136 funds added in the latest 13F quarter.
BUY
2026-08-07 SECtraded 2026-08-05
1,000
$24.6K
+1.8%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 100.0% of the 1,000 shares held after it.
  • No other insider bought within 30 days.
  • 136 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Tsai Cynthia Ekberg bought about $24.6K of ETD on Aug 5, 2026, the largest insider purchase at the company on our record; 136 funds added in the latest 13F quarter.
Chairman, President & CEO
SELL
2026-01-23 SECtraded 2026-01-22
25
$625
-11.6%
Context
  • 33 earlier Form 4 trades (code P or S) here by this insider (33 sales), the last on Dec 15, 2025.
  • The trade is 0.1% of the 22,347 shares held after it.
  • No other insider sold within 30 days.
  • 136 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chairman, President & CEO KATHWARI M FAROOQ sold about $625 of ETD on Jan 22, 2026; 136 funds added in the latest 13F quarter.
42 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Showing the latest few. to see 37 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$559.9K over 180 days
-$559.9K over 90 days
more than 56% of Consumer Goods
Congress
no House purchase disclosed in the last 12 months
Funds
136 funds bought in last quarter
more than 58% of Consumer Goods
Revenue
-5.7% year over year
below 76% of Consumer Goods
Margin
6.9% net margin
more than 74% of Consumer Goods
Buybacks
$4.8M repurchased, FY to 2026-06-30
below 62% of Consumer Goods
Short interest
11.1% of the float short (float per yahoo 2026-10-26) · 5.0 days to cover · settled 2026-09-30
more than 87% of Consumer Goods
The situation: each line is one rule over one dataset
DGB Investment, Inc. disclosed a 5%+ stake (4.1%) in the last six months.
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch ETD

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-19.3%12M
-28%-18%-8%+3%2025-102025-122026-022026-042026-062026-082026-10 2026-09-02 · KATHWARI M FAROOQ sold $571.2K2025-12-11 · KATHWARI M FAROOQ sold $375.1K2026-01-22 · KATHWARI M FAROOQ sold $54.2K2026-08-05 · Tsai Cynthia Ekberg bought $24.6K2025-12-15 · KATHWARI M FAROOQ sold $7.6K2026-09-02 · KATHWARI M FAROOQ sold $6.7K2026-09-02 · KATHWARI M FAROOQ sold $6.6K2025-12-11 · KATHWARI M FAROOQ sold $4.4K2026-01-22 · KATHWARI M FAROOQ sold $6752026-01-22 · KATHWARI M FAROOQ sold $6252025-12-15 · KATHWARI M FAROOQ sold $1502025-12-15 · KATHWARI M FAROOQ sold $752026-08-05 · DGB Investment, Inc. filed a 5%+ stake (4.1%)2026-08-05 · Douglas Bergeron Qualified Personal Residence Trust filed a 5%+ stake (0.4%)2026-08-05 · Bergeron Nieces and Nephews Trust filed a 5%+ stake (0.5%)2026-08-05 · Douglas G. Bergeron filed a 5%+ stake (5.0%)2026-09-02 · Mohammad Farooq Kathwari filed to sell $5.6M
Insider buyInsider sell13D/G stakeForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns ETD: institutional holders (13F)

13F holdings, latest reported quarter
2,424,472 sh
$54.2M

Congress trades in ETD

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

13D: intends to influence · 13G: passive
DGB Investment, Inc.
Activist 13D · 2026-08-05
4.1%
Douglas Bergeron Qualified Personal Residence Trust
Activist 13D · 2026-08-05
0.4%
Bergeron Nieces and Nephews Trust
Activist 13D · 2026-08-05
0.5%
Douglas G. Bergeron
Activist 13D · 2026-08-05
5.0%

ETD planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
Mohammad Farooq Kathwari
Filed 2026-09-02
$5.6M

ETD mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Royce Small-Cap Special Equity Fund
$16.8M position · as of 2026-06-30
3.5%
North Star Dividend Fund
$2.0M position · as of 2026-05-31
2.1%
Invesco S&P SmallCap High Dividend Low Volatility ETF
$1.3M position · as of 2026-05-31
1.8%
Hodges Small Cap Fund
$2.2M position · as of 2026-06-30
1.1%
North Star Micro Cap Fund
$1.9M position · as of 2026-05-31
1.0%
Cambria Micro and SmallCap Shareholder Yield ETF
$325.4K position · as of 2026-07-31
1.0%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return · M. Farooq Kathwari
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2022
$4.2M
$6.4M
$473.8K
+194%
+33%
2021
$4.1M
$3.6M
$435.7K
+97%
+19%
2020
$3.8M
$5.9M
$567.4K
+149%
+89%
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
An activist crossed the 5% line with declared intent.
The record shows a net $559.9K sold by insiders over 180 days, 136 funds added last quarter, $5.6M in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
Same sector, ranked by filing activity
Sector by SEC SIC code

ETD financials

Revenue growth
-5.7%
XBRL, annual
Net margin
6.9%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$579.5M
four quarters, 2025-07-01 to 2026-06-30
Net margin, TTM
+6.9%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
$41.4M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
0.11x
long-term 2021-06-30 (60 months older than the period end) plus current 2019-06-30 (85 months older than the period end); equity 2026-06-30
Cash flow to debt
1.03x
TTM operating cash flow over long-term 2021-06-30 (60 months older than the period end) plus current 2019-06-30 (85 months older than the period end)
Return on equity
+8.4%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+5.5%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
+7.5%
operating income after a 25.0% effective tax rate, over long-term 2021-06-30 (60 months older than the period end) plus current 2019-06-30 (85 months older than the period end) plus average of 2025-06-30 and 2026-06-30 minus cash
Return on capital employed
+7.8%
operating income (EBIT proxy) over average of 2025-06-30 and 2026-06-30 minus current liabilities
P/E, trailing
13.11x
close 2026-10-23 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
$492.5M
market value at close 2026-10-23 on 2026-08-27 shares, plus long-term 2021-06-30 (60 months older than the period end) plus current 2019-06-30 (85 months older than the period end), minus cash 2026-06-30
FCF yield
+8.0%
TTM free cash flow over market value at close 2026-10-23
PEG, trailing
n/a
trailing EPS growth -22%, PEG needs growth
Price as of 2026-10-23. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2026-062025-062024-062023-06
Revenue$579.5M$614.6M$646.2M$791.4M
Gross profit$354.8M$372.1M$393.1M$480.4M
Operating income$45.0M$62.0M$78.0M$137.2M
Net income$39.9M$51.6M$63.8M$105.8M
EPS (diluted)1.562.012.494.13
Operating cash flow$52.5M$61.7M$80.2M$100.7M
Cash$73.6M$76.2M$69.7M$62.1M
Buybacks$4.8M$0$0n/a
Dividends paid$46.3M$50.1M$50.3M$46.4M
SEC XBRL, fiscal years, as known on 2026-10-27

ETD Stock Sonar score 6/7 axes

Find similar shapesCompare

ETD ranks highest on financial health (71st percentile) and insider conviction (69th), and lowest on growth (24th), among Consumer Goods peers.

ProfitHealthGrowthInsidersInstitutionsRisk
Profitability
48
Inputs
  • Return on equity+8.4% · 57 pct, sector of 105
  • Return on assets+5.5% · 63 pct, sector of 124
  • Return on invested capital+7.5% · 16 pct, sector of 51
  • Return on capital employed+7.8% · 57 pct, sector of 108
Financial health
71
Inputs
  • Debt to equity0.11x · 66 pct, sector of 112
  • Cash flow to debt1.03x · 76 pct, sector of 96
Growth
24
Inputs
  • Revenue growth, YoY-5.7% · 24 pct, sector of 145
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
69
Inputs
  • Net Form 4 buying (codes P and S), 180d$25K · 78 pct, sector of 80
  • Insider buyers, 180d1 · 59 pct, sector of 80
Institutional and government
58
Inputs
  • Funds adding, latest quarter136 · 58 pct, sector of 123
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
50
Inputs
  • Short interest, % of float+11.1% · 21 pct, sector of 157
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5y0.00 per $1B · 100 pct, sector of 102
  • New text in Risk Factors, latest 10-K+19.7% · 29 pct, sector of 111
1 not measured: US patents
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

ETD filings, in plain words

Are Ethan Allen Interiors insiders buying or selling ETD?

In the 180 days to 2026-10-27, Ethan Allen Interiors insiders were net sellers, a net $559.9K: $24.6K of purchases and $584.5K of sales reported on Form 4, by 1 buyer and 1 seller.

Are there planned insider sales of ETD?

Yes. 1 Form 144 notice of planned insider sales was filed in the 90 days to 2026-10-27, covering $5.6M of stock; the latest, by Mohammad Farooq Kathwari, was filed 2026-09-02.

Read the full summary

In the 180 days to 2026-10-27, Ethan Allen Interiors insiders were net sellers of ETD, a net $559.9K across purchases and sales reported on Form 4 by 1 buyer and 1 seller. Sales outweighed purchases more than tenfold by value. 100% of the 3 insider sales were made under a pre-arranged Rule 10b5-1 plan, so most selling was scheduled in advance. Insiders filed 1 Form 144 notice of intent to sell in the 90 days to 2026-10-27, covering $5.6M of stock. 1 activist Schedule 13D filing in the last 180 days declared an intent to influence the company, the largest for 5.0% of the class. Each figure is counted from SEC and House filings as of 2026-10-27, dated the day the filing was made public.

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