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DLY · Doubleline Yield Opportunities Fund
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DLY DoubleLine Yield Opportunities Fund (DLY) Insider Trading, Ownership & Congress Trades

Funds & Trusts · Registered investment company · CIK 0001788399
C-suite buying · 1
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
46
13F, latest reported quarter

What the filings say about DLY

Insiders, 180 days
+$130.3K net bought
1 buyer

DoubleLine Yield Opportunities Fund insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, DoubleLine Yield Opportunities Fund insiders bought a net $130.3K of stock across 2 Form 4 purchases and sales, with 1 insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Vice President
BUY
2026-09-25 SECtraded 2026-09-24
10,000
$130.3K
+1.9%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • No other insider bought within 30 days.
  • 46 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Vice President Sherman Jeffrey J. bought about $130.3K of DLY on Sep 24, 2026, the largest insider purchase at the company on our record; 46 funds added in the latest 13F quarter.
Chief Compliance Officer
BUY
2024-03-11 SECtraded 2024-03-08
70
$1.1K
+4.3%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 100.0% of the 70 shares held after it.
  • No other insider bought within 30 days.
  • 46 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Compliance Officer Guia Youse bought about $1.1K of DLY on Mar 8, 2024, the largest insider purchase at the company on our record; 46 funds added in the latest 13F quarter.
2 transactions on record · a thin record, read with care
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
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Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net +$130.3K over 180 days
+$130.3K over 90 days
more than 65% of Funds & Trusts
Congress
no House purchase disclosed in the last 12 months
Funds
46 funds bought in last quarter
more than 52% of Funds & Trusts
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
1.0 days to cover · settled 2026-10-15
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch DLY

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-3.8%12M
-6%-3%+1%+4%2025-102025-122026-022026-042026-062026-082026-10 2026-09-24 · Sherman Jeffrey J. bought $130.3K
Insider buy
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns DLY: institutional holders (13F)

13F holdings, latest reported quarter
2,443,074 sh
$34.4M
$33.8M
1,128,211 sh
$15.9M
$9.5M

Congress trades in DLY

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

DLY planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.

DLY mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Robinson Opportunistic Income Fund
$588.1K position · as of 2026-06-30
5.5%
Rareview Dynamic Fixed Income ETF
$3.2M position · as of 2026-06-30
3.8%
Amplify CEF High Income ETF
$8.0M position · as of 2026-06-30
1.1%
Invesco Zacks Multi-Asset Income ETF
$632.2K position · as of 2026-07-31
0.5%
First Trust Income Opportunities ETF
$386.1K position · as of 2026-05-31
0.5%
Multi-Hedge Strategies Fund
$5.1K position · as of 2026-06-30
0.0%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders are net buyers of their own stock.
The record shows a net $130.3K bought by insiders over 180 days, 46 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Same sector, ranked by filing activity
Sector by SEC SIC code

DLY Stock Sonar score 2/7 axes

Find similar shapesCompare
Insider conviction
39
Inputs
  • Net Form 4 buying (codes P and S), 180d$130K · 64 pct, sector of 144
  • Insider buyers, 180d1 · 14 pct, sector of 144
Institutional and government
52
Inputs
  • Funds adding, latest quarter46 · 52 pct, sector of 210
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
5 not measured: Profitability, Financial health, Growth, Risk and compliance, US patents
  • Profitability needs 2 of 4 inputs, 0 present: not filed
  • Financial health needs 1 of 2 inputs, 0 present: not filed
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • Risk and compliance needs 1 of 4 inputs, 0 present: needs two 10-Ks with a Risk Factors section (not 20-F filers or stubs); no short interest or no free float on file; revenue under $50M or not filed, so a count cannot be scaled to size
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

2 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

DLY filings, in plain words

Are DoubleLine Yield Opportunities Fund insiders buying or selling DLY?

In the 180 days to 2026-10-28, DoubleLine Yield Opportunities Fund insiders were net buyers, a net $130.3K across purchases and sales reported on Form 4, by 1 buyer.

Read the full summary

In the 180 days to 2026-10-28, DoubleLine Yield Opportunities Fund insiders were net buyers of DLY, a net $130.3K across purchases and sales reported on Form 4 by 1 buyer. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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