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DIA Spdr DOW Jones Industrial Average ETF Trust (DIA) Insider Trading, Ownership & Congress Trades

Funds & Trusts · Registered investment company · CIK 0001041130
Quote by TradingView
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
2
13F, latest reported quarter

What the filings say about DIA

Congress, 1 year
0 bought · 1 sold
Latest: sale, 2026-03-16

Spdr DOW Jones Industrial Average ETF Trust insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

No insider purchases or sales are on record for SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST in the period covered. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing

no insider purchases or sales on record

0 transactions on record
See all insider buying · insider selling
Showing the latest few. to use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
no House purchase disclosed in the last 12 months
Funds
2 funds bought in last quarter
the lowest in Funds & Trusts
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
1.1 days to cover · settled 2026-09-30
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch DIA

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+13.2%12M
-3%+4%+11%+17%2025-102025-122026-022026-042026-062026-082026-10
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns DIA: institutional holders (13F)

13F holdings, latest reported quarter
CHARTIST INC /CA/
59,471 sh
$31.1M
L & S Advisors Inc
27,396 sh
$14.3M
Pinnacle Holdings, LLC
26,046 sh
$13.6M
Ancora Advisors LLC
4,424 sh
$2.3M
COZAD ASSET MANAGEMENT INC
2,316 sh
$1.2M

Congress trades in DIA

STOCK Act disclosures, US House only, filed up to 45 days after the trade
Mark Alford
Sold 2026-03-16 · disclosed 15 days later
$1,001 - $15,000
All stocks members of Congress are buying · Every member's trades

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

DIA planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows 2 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
RCGECATBCATASANMFCRWAYGFMEGITPVGPFXEMOCPZ

DIA Stock Sonar score 1/7 axes

Find similar shapesCompare
Institutional and government
5
Inputs
  • Funds adding, latest quarter2 · 0 pct, sector of 210
  • Congress net buyers, 365d-1 · 11 pct, universe of 719
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
6 not measured: Profitability, Financial health, Growth, Insider conviction, Risk and compliance, US patents
  • Profitability needs 2 of 4 inputs, 0 present: not filed
  • Financial health needs 1 of 2 inputs, 0 present: not filed
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • Insider conviction needs 1 of 2 inputs, 0 present: no Form 4 purchase or sale (code P or S) in 180 days; no insider trades in 180 days
  • Risk and compliance needs 1 of 4 inputs, 0 present: needs two 10-Ks with a Risk Factors section (not 20-F filers or stubs); no short interest or no free float on file; revenue under $50M or not filed, so a count cannot be scaled to size
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

1 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

DIA filings, in plain words

Have members of Congress traded DIA?

Yes. In the year to 2026-10-28, 0 House members disclosed buying DIA and 1 House member disclosed selling it; the latest on record is a sale by Mark Alford dated 2026-03-16.

Read the full summary

In the year to 2026-10-28, 0 members of Congress disclosed buying DIA and 1 member disclosed selling it; the latest on record is a sale by Mark Alford dated 2026-03-16. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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