WAVEMAN · COMPANY

CSWC · Capital Southwest Corp

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TEAM-0.32% 13F +439META+2.47% 13F +2,694RCG-2.04% CLUSTERUTHR-4.03% 13F +425CRWV+4.49% 13F +693CRM+2.92% 13F +1,018CVNA-0.98% 13F +794TPL-0.71% 13F +444NET-4.47% 13F +710MSTR-1.35% 13F +526DELL+15.81% 13F +1,203CRWD+5.68% 13F +1,382ANET+1.22% 13F +1,323COIN+10.14% 13F +475TEAM-0.32% 13F +439META+2.47% 13F +2,694RCG-2.04% CLUSTERUTHR-4.03% 13F +425CRWV+4.49% 13F +693CRM+2.92% 13F +1,018CVNA-0.98% 13F +794TPL-0.71% 13F +444NET-4.47% 13F +710MSTR-1.35% 13F +526DELL+15.81% 13F +1,203CRWD+5.68% 13F +1,382ANET+1.22% 13F +1,323COIN+10.14% 13F +475

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CSWC

Name: CAPITAL SOUTHWEST CORP (CSWC) insider trading and ownership data
Creator: WaveMan
License: https://wave-man.com/terms

CAPITAL SOUTHWEST CORP

FUNDS & TRUSTS · REGISTERED INVESTMENT COMPANY · CIK 0000017313

CLUSTER · 3 INSIDERS☆ WATCH

INSIDER NET · 180D

$38.4K

open-market buys minus sells, Form 4 codes P and S

INSIDER BUYERS · 180D

CONGRESS BUYERS · 1Y

FUNDS ADDED · QTR

111

13F, latest reported quarter

REVENUE GROWTH

XBRL, annual

NET MARGIN

SEVEN FACTS, RANKED AGAINST THE SECTOR · RANK IS NOT A FORECAST

INSIDERS

net +$38.4K over 180 days

+$25.0K over 90 days

more than 53% of Funds & Trusts

CONGRESS

no member of Congress has reported trading it

FUNDS

111 funds added or opened last quarter

more than 89% of Funds & Trusts

REVENUE

no revenue reported in any filing

MARGIN

no margin: this company reports no revenue to divide by

BUYBACKS

no share repurchases reported

SHORT

7.4% of shares outstanding short · 7.0 days to cover · settled 2026-07-31

more than 96% of Funds & Trusts

THE SITUATION · EVERY LINE IS ONE RULE OVER ONE DATASET

3 insiders independently bought a net $38.4K — no planned sales are queued against it.

111 funds added or opened positions in the latest 13F quarter, of 199 holders.

The year, with the filings on it

Total return indexed to 100 over the last 12 months · every marker is a federal filing, placed at its date — hover any marker for the detail

TOTAL 12M RETURN +20.5%

+20.5%12M

INSIDER BUYINSIDER SELL

INDEXED RETURN, DIVIDEND-ADJUSTED — NOT A PRICE CHART · LARGE TRADES DRAWN FIRST WHEN A NAME FILES HEAVILY

Live price

Daily candles from TradingView, on their licence — no filings are marked on this one

WHY THIS NAME IS ON THE DESK

3 insiders reported buying shares.

The record shows a net $38.4K bought by insiders over 180 days, 111 funds added last quarter. Every figure is a federal filing, dated the day it became public.

Backtest this pattern Open the screener

Same sector, ranked by filing activity

Sector from the SEC's own SIC classification

RCG ECAT BCAT ASA NMFC RWAY MEGI GF PFX TPVG EMO CPZ

Insider transactions

Form 4 purchases and sales (codes P and S) — grants, option exercises and preferred conversions excluded

Over the last 180 days, CAPITAL SOUTHWEST CORP insiders bought a net $38.4K of stock across 42 Form 4 purchases and sales, with 3 insider(s) buying. Source: SEC Form 4 filings, as of 2026-09-05.

INSIDER

FILED

VALUE

Rogers-Windsor Ramona Lynn

Director

BUY

2026-06-30

210.96

$5.0K

BATTIST CHRISTINE

Director

BUY

2026-06-17

860.0

$20.0K

Thomas William R III

Director

BUY

2026-06-05

5,000.0

$117.0K

Thomas William R III

Director

SELL

2026-06-05

4,661.0

$108.6K

Rogers-Windsor Ramona Lynn

Director

BUY

2026-06-01

213.0

$5.0K

42 TRANSACTIONS ON RECORD

Showing the most recent few. Create a free account to see 37 more transactions on record, the cross-source screener and CSV export. We store only your email address, and there is no password to create.

Institutional holders

13F · holdings as of the latest quarter funds have reported

VAN ECK ASSOCIATES CORP

1,526,667.0 sh

$36.3M

UBS Group AG

1,218,244.0 sh

$29.0M

TWO SIGMA INVESTMENTS, LP

1,180,391.0 sh

$28.1M

Sound Income Strategies, LLC

934,321.0 sh

$22.2M

SANDERS MORRIS HARRIS LLC

759,992.0 sh

$18.1M

SCHEDULE 13D/G

No 5%+ ownership filings

Nobody has crossed 5% with a filing obligation. Absence is a fact here, not missing data.

FORM 144

No planned-sale notices

No insider has notified an intent to sell. This is the panel to watch after a run-up.

Fund concentration

N-PORT · funds ranked by how much of THEMSELVES they put in this stock — the conviction number 13F cannot show

Catalyst/SMH Total Return Income Fund

$1.1M POSITION · AS OF 2026-03-31

5.4%

FT Confluence BDC & Specialty Finance Income ETF

$1.1M POSITION · AS OF 2026-02-28

3.2%

Putnam BDC Income ETF

$8.6M POSITION · AS OF 2026-04-30

3.1%

Militia Long/Short Equity ETF

$14.5M POSITION · AS OF 2026-02-27

3.0%

GraniteShares HIPS U.S. High Income ETF

$2.4M POSITION · AS OF 2026-03-31

2.5%

ProShares Global Listed Private Equity ETF

$222.3K POSITION · AS OF 2026-02-28

2.1%

SEC N-PORT, MONTHLY WITH A ~60-DAY PUBLIC LAG · FUNDS ≥ $10M · % = SHARE OF THE FUND'S OWN BOOK

Executive pay vs shareholder return · Michael S. Sarner

DEF 14A pay-versus-performance disclosure · both the headline pay and the SEC's mark-to-market figure, beside the return the company delivered and the return of the peer group it chose itself

CEO TOTAL

ACTUALLY PAID

OTHER NEOs AVG

TSR

PEER TSR

2025

$3.8M

$2.6M

+56%

-21%

2024

$3.4M

$3.0M

$2.1M

+199%

+80%

2023

$3.8M

$5.0M

$2.5M

+200%

+81%

2022

$3.5M

$2.7M

$2.2M

+116%

+58%

2021

$3.2M

$3.4M

$2.3M

+148%

+91%

TAGGED BY THE COMPANY UNDER SEC ITEM 402(v) · RETURN IS CUMULATIVE FROM THE START OF THE DISCLOSURE PERIOD · GREEN WHERE THE COMPANY BEAT ITS OWN PEER GROUP

Fundamentals

Annual figures from XBRL filings · pick a past date to see them exactly as the market knew them then — restatements and all

	2026-03	2025-03	2024-03	2023-03
NET INCOME	$135.5M	$118.2M	$110.0M	$68.7M
EPS (DILUTED)	1.90	1.47	2.05	2.29
OPERATING CASH FLOW	$-193.5M	$-217.3M	$-188.5M	$-227.1M
CASH	$29.0M	$43.2M	$32.3M	$21.6M
LONG-TERM DEBT	$1.1B	$956.1M	$770.9M	$637.6M
DIVIDENDS PAID	$147.2M	$125.3M	$102.9M	$71.1M

SEC XBRL · FISCAL-YEAR PERIODS · AS KNOWN ON 2026-09-05 · NOBODY ELSE SHOWS FUNDAMENTALS AS OF A PAST DATE