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COF · Capital One Financial Corp
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COF Capital ONE Financial (COF) Insider Trading, Ownership & Congress Trades

Banks · National commercial banks · CIK 0000927628
Quote by TradingView
Congress · 1Form 144 · 16
Insider buyers, 180 days
0
Funds added, last quarter
1,057
13F, latest reported quarter
Conversions, 180 days
1
Codes C/M, not in net · no price filed

What the filings say about COF

Insiders, 180 days
-$12.0M net sold
8 sellers · 23% of sales under a 10b5-1 plan
Congress, 1 year
1 bought · 2 sold
Latest: sale, 2026-02-10
Planned sales (Form 144), 90 days
$27.0M
16 notices

Capital ONE Financial insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, CAPITAL ONE FINANCIAL CORP insiders sold a net $12.0M of stock across 256 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Dean Lia
Pres, Banking & Prem. Products
SELL
2026-10-19 SECtraded 2026-10-15
1,887
$369.6K
+0.4%
Context
  • 9 earlier Form 4 trades (code P or S) here by this insider (9 sales), the last on Sep 15, 2026.
  • The trade is 3.2% of the 59,308 shares held after it.
  • 2 other insiders sold within 30 days.
  • 1,057 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Pres, Banking & Prem. Products Dean Lia sold about $369.6K of COF under a 10b5-1 plan on Oct 15, 2026; 2 other insiders sold within 30 days and 1,057 funds added in the latest 13F quarter.
Karam Celia
Pres, Retail Bank
SELL
2026-10-19 SECtraded 2026-10-15
1,927
$377.4K
+0.4%
Context
  • 10 earlier Form 4 trades (code P or S) here by this insider (10 sales), the last on Sep 15, 2026.
  • The trade is 3.5% of the 55,774 shares held after it.
  • 2 other insiders sold within 30 days.
  • 1,057 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Pres, Retail Bank Karam Celia sold about $377.4K of COF under a 10b5-1 plan on Oct 15, 2026; 2 other insiders sold within 30 days and 1,057 funds added in the latest 13F quarter.
Cooper Matthew W
General Counsel & Corp Secy
SELL
2026-10-07 SECtraded 2026-10-06
3,500
$686.8K
+1.5%
Context
  • 11 earlier Form 4 trades (code P or S) here by this insider (11 sales), the last on Sep 1, 2026.
  • The trade is 4.4% of the 79,694 shares held after it.
  • 2 other insiders sold within 30 days.
  • 1,057 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: General Counsel & Corp Secy Cooper Matthew W sold about $686.8K of COF under a 10b5-1 plan on Oct 6, 2026; 2 other insiders sold within 30 days and 1,057 funds added in the latest 13F quarter.
Dean Lia
Pres, Banking & Prem. Products
SELL
2026-09-16 SECtraded 2026-09-15
2,066
$425.7K
+0.2%
Context
  • 8 earlier Form 4 trades (code P or S) here by this insider (8 sales), the last on Aug 17, 2026.
  • The trade is 3.4% of the 61,195 shares held after it.
  • 2 other insiders sold within 30 days.
  • 1,057 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Pres, Banking & Prem. Products Dean Lia sold about $425.7K of COF under a 10b5-1 plan on Sep 15, 2026; 2 other insiders sold within 30 days and 1,057 funds added in the latest 13F quarter.
Karam Celia
Pres, Retail Bank
SELL
2026-09-16 SECtraded 2026-09-15
2,017
$415.6K
+0.2%
Context
  • 9 earlier Form 4 trades (code P or S) here by this insider (9 sales), the last on Aug 17, 2026.
  • The trade is 3.5% of the 57,696 shares held after it.
  • 2 other insiders sold within 30 days.
  • 1,057 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Pres, Retail Bank Karam Celia sold about $415.6K of COF under a 10b5-1 plan on Sep 15, 2026; 2 other insiders sold within 30 days and 1,057 funds added in the latest 13F quarter.
256 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 251 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$12.0M over 180 days
-$8.6M over 90 days
below 96% of Banks
Congress
1 member bought in the last year
the lowest in Banks
Funds
1,057 funds bought in last quarter
more than 98% of Banks
Revenue
+36.3% year over year
more than 90% of Banks
Margin
30.4% net margin
below 74% of Banks
Buybacks
$5.5B repurchased, FY to 2026-06-30
more than 98% of Banks
Short interest
1.3% of the float short (float per yahoo 2026-10-27) · 2.0 days to cover · settled 2026-10-15
below 70% of Banks
What changed in the last 30 days
Oct 27Officer RICHARD D FAIRBANK filed to sell $18.4M by Oct 27 (Form 144)
Why it matters
A Form 144 is a notice of intent to sell; the sale may not happen, and it says nothing about the price.
Oct 19Pres, Retail Bank Karam Celia sold $377.4K under a 10b5-1 plan (Oct 15)
Why it matters
A 10b5-1 plan schedules trades months ahead, so this says little about what the insider thinks today.
Oct 15Officer CELIA EDWARDS KARAM filed to sell $377.4K by Oct 15 (Form 144)
Why it matters
A Form 144 is a notice of intent to sell; the sale may not happen, and it says nothing about the price.
Oct 7General Counsel & Corp Secy Cooper Matthew W sold $686.8K under a 10b5-1 plan (Oct 6)
Why it matters
A 10b5-1 plan schedules trades months ahead, so this says little about what the insider thinks today.
Oct 6Officer MATTHEW COOPER filed to sell $686.8K by Oct 6 (Form 144)
Why it matters
A Form 144 is a notice of intent to sell; the sale may not happen, and it says nothing about the price.

Watch COF

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-6.9%12M
-19%-7%+5%+18%2025-102025-122026-022026-042026-062026-082026-10 2025-11-06 · Blinde Neal sold $9.6M2025-11-04 · FAIRBANK RICHARD D sold $7.6M2025-11-04 · FAIRBANK RICHARD D sold $5.6M2025-10-27 · FAIRBANK RICHARD D sold $4.9M2025-10-27 · FAIRBANK RICHARD D sold $4.4M2025-10-27 · FAIRBANK RICHARD D sold $3.9M2025-11-04 · FAIRBANK RICHARD D sold $3.6M2025-10-27 · FAIRBANK RICHARD D sold $3.6M2026-01-05 · Raghu Ravi sold $3.4M2025-11-13 · LaPrade,III Frank G. sold $3.0M2026-02-24 · Blinde Neal sold $2.9M2025-10-27 · FAIRBANK RICHARD D sold $2.9M2025-10-27 · FAIRBANK RICHARD D sold $2.8M2026-02-24 · Blinde Neal sold $1.5M2025-11-04 · FAIRBANK RICHARD D sold $1.3M2025-11-04 · FAIRBANK RICHARD D sold $1.3M2026-07-31 · Raghu Ravi sold $1.2M2026-08-10 · Zamsky Michael sold $1.2M2025-11-04 · FAIRBANK RICHARD D sold $1.1M2026-02-24 · Blinde Neal sold $1.1M2025-11-04 · FAIRBANK RICHARD D sold $962.6K2025-11-13 · LaPrade,III Frank G. sold $944.3K2025-11-04 · FAIRBANK RICHARD D sold $847.9K2026-01-02 · Dean Lia sold $772.9K2026-08-04 · Cooper Matthew W sold $767.7K2026-02-25 · Hanson Jason P. sold $764.4K2026-09-01 · Cooper Matthew W sold $749.4K2026-07-29 · Golden Timothy P sold $735.8K2026-02-04 · Dean Lia sold $734.6K2026-07-07 · Cooper Matthew W sold $728.0K2026-07-31 · Raghu Ravi sold $724.5K2025-12-01 · Dean Lia sold $713.1K2026-10-06 · Cooper Matthew W sold $686.8K2026-05-12 · Cooper Matthew W sold $643.8K2026-06-02 · Cooper Matthew W sold $641.8K2025-12-01 · Karam Celia sold $640.5K2026-03-02 · Dean Lia sold $627.2K2026-02-24 · Blinde Neal sold $602.6K2026-02-24 · Blinde Neal sold $549.5K2026-01-02 · Karam Celia sold $504.3K2026-01-06 · Cooper Matthew W sold $500.0K2026-08-17 · Dean Lia sold $494.3K2026-10-27 · RICHARD D FAIRBANK filed to sell $18.4M2026-10-15 · LIA DEAN filed to sell $369.6K2026-10-15 · CELIA EDWARDS KARAM filed to sell $377.4K2026-10-06 · MATTHEW COOPER filed to sell $686.8K2026-09-15 · LIA DEAN filed to sell $425.9K2026-09-15 · CELIA EDWARDS KARAM filed to sell $415.6K2026-09-01 · MATTHEW COOPER filed to sell $749.4K2026-08-17 · CELIA EDWARDS KARAM filed to sell $425.8K2026-08-17 · LIA DEAN filed to sell $494.6K2026-08-13 · MARK MOUADEB filed to sell $269.8K2026-08-10 · MICHAEL ZAMSKY filed to sell $1.2M2026-08-07 · RAVI S RAGHU filed to sell $10.9K2026-08-04 · MATTHEW COOPER filed to sell $767.7K2026-08-04 · MARK MOUADEB filed to sell $260.3K2026-08-03 · MARK MOUADEB filed to sell $148.3K2026-07-31 · RAVI S RAGHU filed to sell $2.0M2026-07-29 · TIMOTHY GOLDEN filed to sell $735.8K2026-07-07 · MATTHEW COOPER filed to sell $728.0K2026-06-25 · ANN FRITZ HACKETT filed to sell $630.0K
Insider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns COF: institutional holders (13F)

13F holdings, latest reported quarter
BlackRock, Inc.
51,054,869 sh
$10.2B
VANGUARD CAPITAL MANAGEMENT LLC
40,646,052 sh
$8.2B
STATE STREET CORP
27,797,298 sh
$5.6B
JPMORGAN CHASE & CO
17,785,818 sh
$3.6B
GEODE CAPITAL MANAGEMENT, LLC
14,360,681 sh
$2.9B

Congress trades in COF

STOCK Act disclosures, US House only, filed up to 45 days after the trade
Gilbert Cisneros
Sold 2026-02-10 · disclosed 27 days later
$1,001 - $15,000
Gilbert Cisneros
Bought 2026-01-09 · disclosed 35 days later
$1,001 - $15,000
Julie Johnson
Sold 2025-12-18 · disclosed 28 days later
$1,001 - $15,000
Julie Johnson
Sold 2025-11-13 · disclosed 28 days later
$1,001 - $15,000
Valerie Hoyle
Sold 2025-09-23 · disclosed 17 days later
$1,001 - $15,000
All stocks members of Congress are buying · Every member's trades

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

COF planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
RICHARD D FAIRBANK
Filed 2026-10-27
$18.4M
LIA DEAN
Filed 2026-10-15
$369.6K
CELIA EDWARDS KARAM
Filed 2026-10-15
$377.4K
MATTHEW COOPER
Filed 2026-10-06
$686.8K
LIA DEAN
Filed 2026-09-15
$425.9K

COF mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Davis Select Financial ETF
$50.6M position · as of 2026-07-31
10.5%
Davis Financial Fund
$114.4M position · as of 2026-06-30
9.9%
Davis Financial Portfolio
$5.8M position · as of 2026-06-30
9.9%
Clipper Fund
$102.7M position · as of 2026-06-30
7.0%
Davis Select U.S. Equity ETF
$85.5M position · as of 2026-07-31
6.7%
Amplify Digital Payments ETF
$9.5M position · as of 2026-06-30
6.2%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Corporate PAC
The company's PAC: committee totals only, never individual donors (FEC).
Capital One Financial Corp. Assoc. Political Fund
Cycle 2026 · $1,273K spent
$1.3M
Federal Election Commission, matched by the PAC's connected organisation
Executive pay vs shareholder return · Mr. Fairbank
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$65.0M
$94.1M
$12.1M
+168%
+103%
2024
$30.8M
$56.4M
$7.4M
+89%
+74%
2023
$28.6M
$56.0M
$7.2M
+37%
+33%
2022
$27.6M
$758.8K
$11.4M
-5%
+19%
2021
$20.5M
$44.7M
$5.4M
+45%
+33%
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $12.0M sold by insiders over 180 days, 1,057 funds added last quarter, 1 House member(s) bought in 12 months, disclosed weeks after the trade, $27.0M in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
UMBFBWFGPBPEBOFMBMGABCNEWTDCOMPCBISBAWSBFJMSB

COF financials

Revenue growth
+36.3%
XBRL, annual
Net margin
30.4%
Complaints, 90 days
9,451
+25.5% YoY · CFPB
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$62.0B
four quarters, 2025-07-01 to 2026-06-30
Net margin, TTM
+17.0%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
$29.7B
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
0.40x
long-term 2026-06-30 plus current 2026-06-30; equity 2026-06-30
Cash flow to debt
0.69x
TTM operating cash flow over long-term 2026-06-30 plus current 2026-06-30
Return on equity
+9.4%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+1.6%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
12.12x
close 2026-10-26 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
n/a
no cash line filed
FCF yield
+23.9%
TTM free cash flow over market value at close 2026-10-26
PEG, trailing
0.02x
P/E over trailing EPS growth of 756%: four quarters to 2026-06-30 against the four to 2025-06-30
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenue$53.4B$39.1B$36.8B$34.2B
Net income$2.5B$4.8B$4.9B$7.4B
EPS (diluted)4.0311.5911.9517.91
Operating cash flow$27.7B$18.2B$20.6B$13.8B
Long-term debt$49.9B$45.0B$49.3B$47.8B
Buybacks$4.1B$734.0M$718.0M$4.9B
Dividends paid$1.5B$932.0M$931.0M$950.0M
SEC XBRL, fiscal years, as known on 2026-10-28

COF Stock Sonar score 6/7 axes

Find similar shapesCompare

COF ranks highest on growth (90th percentile) and institutional and government (69th), and lowest on insider conviction (3rd), among Banks peers.

ProfitHealthGrowthInsidersInstitutionsRisk
Profitability
64
Inputs
  • Return on equity+9.4% · 40 pct, sector of 327
  • Return on assets+1.6% · 88 pct, sector of 334
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Financial health
51
Inputs
  • Debt to equity0.40x · 36 pct, sector of 229
  • Cash flow to debt0.69x · 66 pct, sector of 198
Growth
90
Inputs
  • Revenue growth, YoY+36.3% · 90 pct, sector of 151
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
3
Inputs
  • Net Form 4 buying (codes P and S), 180d-$9.0M · 6 pct, sector of 273
  • Insider buyers, 180d0 · 0 pct, sector of 273
Institutional and government
69
Inputs
  • Funds adding, latest quarter1,057 · 98 pct, sector of 257
  • Congress net buyers, 365d-1 · 12 pct, sector of 33
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quarters$7.4M · 96 pct, universe of 1,062
Risk and compliance
41
Inputs
  • Short interest, % of float+1.3% · 72 pct, sector of 374
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5ynot measured for this sector, almost no peer has an event
  • New text in Risk Factors, latest 10-K+34.9% · 11 pct, sector of 127
1 not measured: US patents
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

COF filings, in plain words

Are Capital ONE Financial insiders buying or selling COF?

In the 180 days to 2026-10-28, Capital ONE Financial insiders were net sellers, a net $12.0M across purchases and sales reported on Form 4, by 8 sellers.

Have members of Congress traded COF?

Yes. In the year to 2026-10-28, 1 House member disclosed buying COF and 2 House members disclosed selling it; the latest on record is a sale by Gilbert Cisneros dated 2026-02-10.

Are there planned insider sales of COF?

Yes. 16 Form 144 notices of planned insider sales were filed in the 90 days to 2026-10-28, covering $27.0M of stock; the latest, by RICHARD D FAIRBANK, was filed 2026-10-27.

Read the full summary

In the 180 days to 2026-10-28, Capital ONE Financial insiders were net sellers of COF, a net $12.0M across purchases and sales reported on Form 4 by 8 sellers. 23% of the 26 insider sales were made under a Rule 10b5-1 plan; the rest were not flagged as planned. In the year to 2026-10-28, 1 member of Congress disclosed buying COF and 2 members disclosed selling it; the latest on record is a sale by Gilbert Cisneros dated 2026-02-10. Insiders filed 16 Form 144 notices of intent to sell in the 90 days to 2026-10-28, covering $27.0M of stock. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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