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CAPR · Capricor Therapeutics, Inc.
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CAPR Capricor Therapeutics (CAPR) Insider Trading, Ownership & Congress Trades

Pharma & Biotech · Pharmaceutical preparations · CIK 0001133869
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
103
13F, latest reported quarter
Conversions, 180 days
10
Codes C/M, not in net · $327.6K priced

What the filings say about CAPR

Insiders, 180 days
-$3.1M net sold
2 sellers · 0% of sales under a 10b5-1 plan

Capricor Therapeutics insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, CAPRICOR THERAPEUTICS, INC. insiders sold a net $3.1M of stock across 24 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
EVP, GENERAL COUNSEL
SELL
2026-06-29 SECtraded 2026-06-25
24,100
$732.2K
-74.7%
Context
  • 4 earlier Form 4 trades (code P or S) here by this insider (4 sales), the last on Jun 24, 2026.
  • The trade is 78.9% of the 30,547 shares held after it.
  • 1 other insider sold within 30 days.
  • 103 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: EVP, GENERAL COUNSEL Krasney Karen sold about $732.2K of CAPR on Jun 25, 2026; 1 other insider sold within 30 days and 103 funds added in the latest 13F quarter.
CHIEF FINANCIAL OFFICER
SELL
2026-06-29 SECtraded 2026-06-25
24,100
$732.2K
-74.7%
Context
  • 4 earlier Form 4 trades (code P or S) here by this insider (4 sales), the last on Jun 24, 2026.
  • The trade is 214.7% of the 11,223 shares held after it.
  • 1 other insider sold within 30 days.
  • 103 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CHIEF FINANCIAL OFFICER Bergmann Anthony sold about $732.2K of CAPR on Jun 25, 2026; 1 other insider sold within 30 days and 103 funds added in the latest 13F quarter.
EVP, GENERAL COUNSEL
SELL
2026-06-24 SEC
400
$12.0K
-79.9%
Context
  • 3 earlier Form 4 trades (code P or S) here by this insider (3 sales), the last on Jun 22, 2026.
  • The trade is 1.3% of the 30,547 shares held after it.
  • 1 other insider sold within 30 days.
  • 103 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: EVP, GENERAL COUNSEL Krasney Karen sold about $12.0K of CAPR on Jun 24, 2026; 1 other insider sold within 30 days and 103 funds added in the latest 13F quarter.
CHIEF FINANCIAL OFFICER
SELL
2026-06-24 SEC
400
$12.0K
-79.9%
Context
  • 3 earlier Form 4 trades (code P or S) here by this insider (3 sales), the last on Jun 22, 2026.
  • The trade is 3.6% of the 11,223 shares held after it.
  • 1 other insider sold within 30 days.
  • 103 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CHIEF FINANCIAL OFFICER Bergmann Anthony sold about $12.0K of CAPR on Jun 24, 2026; 1 other insider sold within 30 days and 103 funds added in the latest 13F quarter.
EVP, GENERAL COUNSEL
SELL
2026-06-24 SECtraded 2026-06-22
500
$15.0K
-79.9%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 sales), the last on May 1, 2026.
  • The trade is 1.6% of the 30,547 shares held after it.
  • 1 other insider sold within 30 days.
  • 103 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: EVP, GENERAL COUNSEL Krasney Karen sold about $15.0K of CAPR on Jun 22, 2026; 1 other insider sold within 30 days and 103 funds added in the latest 13F quarter.
24 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Showing the latest few. to see 19 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$3.1M over 180 days
below 74% of Pharma & Biotech
Congress
no House purchase disclosed in the last 12 months
Funds
103 funds bought in last quarter
more than 70% of Pharma & Biotech
Revenue
-100.0% year over year
the lowest in Pharma & Biotech
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
43.6% of the float short (float per yahoo 2026-10-27) · 6.6 days to cover · settled 2026-10-15
the highest in Pharma & Biotech
What changed in the last 30 days
Oct 28Insider selling stopped: no sales in 90 days after 6 in the prior 90
Why it matters
The absence is the signal: 6 sales in one 90-day window and none in the next is a change of behaviour, not a filing.

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The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-0.5%12M
-37%+134%+305%+477%2025-102025-122026-022026-042026-062026-082026-10 2026-03-31 · Sabar Karimah Es sold $1.8M2026-04-01 · Sabar Karimah Es sold $1.7M2026-05-01 · Krasney Karen sold $792.5K2026-05-01 · Bergmann Anthony sold $792.5K2026-03-31 · Bergmann Anthony sold $753.2K2026-03-31 · Krasney Karen sold $753.0K2026-06-25 · Krasney Karen sold $732.2K2026-06-25 · Bergmann Anthony sold $732.2K2026-04-02 · Sabar Karimah Es sold $240.9K2026-06-22 · Krasney Karen sold $15.0K2026-06-22 · Bergmann Anthony sold $15.0K2026-06-24 · Krasney Karen sold $12.0K2026-06-24 · Bergmann Anthony sold $12.0K
Insider sell
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns CAPR: institutional holders (13F)

13F holdings, latest reported quarter
4,145,061 sh
$99.8M
$98.7M
$98.6M
3,397,150 sh
$81.8M

Congress trades in CAPR

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

CAPR planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.

CAPR mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Invesco Dorsey Wright SmallCap Momentum ETF
$2.6M position · as of 2026-05-31
0.6%
State Street(R) SPDR(R) S&P(R) Biotech ETF
$52.5M position · as of 2026-06-30
0.5%
PROFUND VP BIOTECHNOLOGY
$231.9K position · as of 2026-06-30
0.5%
Select Pharmaceuticals Portfolio
$6.9M position · as of 2026-05-31
0.5%
Select Biotechnology Portfolio
$10.0M position · as of 2026-05-31
0.2%
VANGUARD U.S. MOMENTUM FACTOR ETF
$2.6M position · as of 2026-05-31
0.1%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$3.5M
$7.2M
$1.5M
+648%
n/a
2024
$1.5M
$5.1M
$899.9K
+258%
n/a
2023
$774.3K
$1.2M
$740.6K
+27%
n/a
2022
$1.3M
$2.2M
$796.1K
+32%
n/a
2021
$1.8M
$1.2M
$702.1K
-15%
n/a
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows a net $3.1M sold by insiders over 180 days, 103 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Same sector, ranked by filing activity
Sector by SEC SIC code

CAPR financials

Revenue growth
-100.0%
XBRL, annual
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$22.3M
four quarters, 2024-01-01 to 2024-12-31
Net margin, TTM
-581.1%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
-$114.9M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
0.01x
long-term debt only, 2024-09-30 (21 months older than the period end); equity 2026-06-30
Cash flow to debt
-30.80x
TTM operating cash flow over long-term debt only, 2024-09-30 (21 months older than the period end)
Return on equity
-73.7%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
-51.5%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
tax provision or pre-tax income not filed for the four quarters
Return on capital employed
-61.3%
operating income (EBIT proxy) over average of 2025-06-30 and 2026-06-30 minus current liabilities
P/E, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Enterprise value
$337.1M
market value at close 2026-10-27 on 2026-08-13 shares, plus long-term debt only, 2024-09-30 (21 months older than the period end), minus cash 2026-06-30
FCF yield
-32.4%
TTM free cash flow over market value at close 2026-10-27
PEG, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Price as of 2026-10-27. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenue$0$22.3M$25.2M$2.6M
Operating income-$108.1M-$42.6M-$24.1M-$29.7M
Net income-$105.0M-$40.5M-$22.3M-$29.0M
EPS (diluted)-2.26-1.15-0.83-1.18
Operating cash flow-$69.8M-$40.0M-$25.6M$4.9M
Cash$287.8M$11.3M$14.7M$9.6M
Long-term debtn/an/a$3.4M$3.4M
SEC XBRL, fiscal years, as known on 2026-10-28

CAPR Stock Sonar score 6/7 axes

Find similar shapesCompare

CAPR ranks highest on institutional and government (70th percentile) and financial health (45th), and lowest on growth (1st), among Pharma & Biotech peers.

ProfitHealthGrowthInsidersInstitutionsRisk
Profitability
42
Inputs
  • Return on equity-73.7% · 42 pct, sector of 545
  • Return on assets-51.5% · 43 pct, sector of 691
  • Return on invested capitaltax provision or pre-tax income not filed for the four quarters
  • Return on capital employed-61.3% · 41 pct, sector of 576
Financial health
45
Inputs
  • Debt to equity0.01x · 74 pct, sector of 352
  • Cash flow to debt-30.80x · 15 pct, sector of 371
Growth
0
Inputs
  • Revenue growth, YoY-100.0% · 0 pct, sector of 505
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
12
Inputs
  • Net Form 4 buying (codes P and S), 180d-$3.1M · 24 pct, sector of 429
  • Insider buyers, 180d0 · 0 pct, sector of 438
Institutional and government
70
Inputs
  • Funds adding, latest quarter103 · 70 pct, sector of 698
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
23
Inputs
  • Short interest, % of float+43.6% · 1 pct, sector of 816
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-K+11.4% · 45 pct, sector of 511
1 not measured: US patents
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

CAPR filings, in plain words

Are Capricor Therapeutics insiders buying or selling CAPR?

In the 180 days to 2026-10-28, Capricor Therapeutics insiders were net sellers, a net $3.1M across purchases and sales reported on Form 4, by 2 sellers.

Read the full summary

In the 180 days to 2026-10-28, Capricor Therapeutics insiders were net sellers of CAPR, a net $3.1M across purchases and sales reported on Form 4 by 2 sellers. None of the 8 insider sales was flagged as made under a Rule 10b5-1 plan. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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