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BANX · Arrowmark Financial Corp.
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BANX ArrowMark Financial (BANX) Insider Trading, Ownership & Congress Trades

Funds & Trusts · Registered investment company · CIK 0001578987
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
14
13F, latest reported quarter

ArrowMark Financial insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

No insider purchases or sales are on record for ArrowMark Financial Corp. in the period covered. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
BUY
2026-03-31 SECtraded 2026-03-27
1,500
$28.2K
+5.4%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 100.0% of the 1,500 shares held after it.
  • No other insider bought within 30 days.
  • 14 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Marano Thompson Melissa bought about $28.2K of BANX on Mar 27, 2026, the largest insider purchase at the company since 2023; 14 funds added in the latest 13F quarter.
President
BUY
2025-04-10 SECtraded 2025-04-09
149
$2.7K
+18.9%
Context
  • 5 earlier Form 4 trades (code P or S) here by this insider (5 buys), the last on Feb 26, 2024.
  • +10.1% median (+8.0% mean) 90-day return after 5 previous buys.
  • The trade is 2.6% of the 5,750 shares held after it.
  • 1 other insider bought within 30 days.
  • 14 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: President Staggs Dana bought about $2.7K of BANX on Apr 9, 2025; 1 other insider bought within 30 days and 14 funds added in the latest 13F quarter.
SELL
2025-04-02 SECtraded 2025-03-31
1,000
$21.0K
+9.8%
Context
  • 4 earlier Form 4 trades (code P or S) here by this insider (1 buy, 3 sales), the last on Feb 19, 2025.
  • The trade is 21.2% of the 4,724 shares held after it.
  • No other insider sold within 30 days.
  • 14 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Emrich John Scott sold about $21.0K of BANX on Mar 31, 2025; 14 funds added in the latest 13F quarter.
Chief Financial Officer
BUY
2025-03-17 SECtraded 2025-03-14
1,150
$24.2K
+8.7%
Context
  • 7 earlier Form 4 trades (code P or S) here by this insider (7 buys), the last on Mar 7, 2025.
  • -0.5% median (+1.3% mean) 90-day return after 7 previous buys.
  • The trade is 16.0% of the 7,209 shares held after it.
  • 1 other insider bought within 30 days.
  • 14 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Financial Officer FARRELL PATRICK JOSEPH bought about $24.2K of BANX on Mar 14, 2025, the largest insider purchase at the company since 2023; 1 other insider bought within 30 days and 14 funds added in the latest 13F quarter.
Chief Financial Officer
BUY
2025-03-07 SEC
1,000
$21.2K
+8.9%
Context
  • 6 earlier Form 4 trades (code P or S) here by this insider (6 buys), the last on Jul 11, 2024.
  • +2.4% median (+1.9% mean) 90-day return after 6 previous buys.
  • The trade is 16.5% of the 6,059 shares held after it.
  • No other insider bought within 30 days.
  • 14 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Financial Officer FARRELL PATRICK JOSEPH bought about $21.2K of BANX on Mar 7, 2025, the largest insider purchase at the company since 2023; 14 funds added in the latest 13F quarter.
36 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Showing the latest few. to see 31 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
no House purchase disclosed in the last 12 months
Funds
14 funds bought in last quarter
below 93% of Funds & Trusts
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
no share repurchases reported
Short interest
1.0 days to cover · settled 2026-10-15
What changed in the last 30 days
Nothing new filed in the last 30 days

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The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-0.9%12M
-9%-4%+1%+6%2025-102025-122026-022026-042026-062026-082026-10 2026-03-27 · Marano Thompson Melissa bought $28.2K
Insider buy
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns BANX: institutional holders (13F)

13F holdings, latest reported quarter
$2.7M
$2.6M

Congress trades in BANX

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

BANX planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows 14 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Same sector, ranked by filing activity
Sector by SEC SIC code

BANX Stock Sonar score 1/7 axes

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Institutional and government
7
Inputs
  • Funds adding, latest quarter14 · 7 pct, sector of 210
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
6 not measured: Profitability, Financial health, Growth, Insider conviction, Risk and compliance, US patents
  • Profitability needs 2 of 4 inputs, 0 present: not filed
  • Financial health needs 1 of 2 inputs, 0 present: not filed
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • Insider conviction needs 1 of 2 inputs, 0 present: no Form 4 purchase or sale (code P or S) in 180 days; no insider trades in 180 days
  • Risk and compliance needs 1 of 4 inputs, 0 present: needs two 10-Ks with a Risk Factors section (not 20-F filers or stubs); no short interest or no free float on file; revenue under $50M or not filed, so a count cannot be scaled to size
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

1 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

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