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BABA · Alibaba Group Holding Ltd
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BABA Alibaba Group (BABA) Insider Trading, Ownership & Congress Trades

Services · Services-business services, nec · CIK 0001577552
Quote by TradingView
C-suite buying · 1Congress · 2
Funds added, last quarter
565
13F, latest reported quarter
Conversions, 180 days
36
Codes C/M, not in net · no price filed

What the filings say about BABA

Insiders, 180 days
-$58.7M net sold
2 buyers · 5 sellers · 0% of sales under a 10b5-1 plan
Congress, 1 year
2 bought · 3 sold
Latest: sale, 2026-07-24

Alibaba Group insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, Alibaba Group Holding Ltd insiders sold a net $58.7M of stock across 16 Form 4 purchases and sales, with 2 insiders buying. Source: SEC Form 4 filings, as of 2026-10-28.

Foreign private issuer: most of its insiders are exempt from SEC Form 4, but some still file it; those filings are listed below, and the record may be incomplete.

Insider
Filed
Shares
Value
Since filing
Jiang Fang
Chief People Officer
SELL
2026-10-02 SECtraded 2026-09-30
885,272
$12.0M
-9.5%
Context
  • 3 earlier Form 4 trades (code P or S) here by this insider (3 sales), the last on Sep 25, 2026.
  • The trade is 18.9% of the 4,679,097 shares held after it.
  • 2 other insiders sold within 30 days.
  • 565 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief People Officer Jiang Fang sold about $12.0M of BABA on Sep 30, 2026; 2 other insiders sold within 30 days and 565 funds added in the latest 13F quarter.
Yu Siying
General Counsel
SELL
2026-09-29 SECtraded 2026-09-25
6,764
$91.9K
-6.8%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 sales), the last on Jun 25, 2026.
  • The trade is 1.1% of the 613,965 shares held after it.
  • 2 other insiders sold within 30 days.
  • 565 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: General Counsel Yu Siying sold about $91.9K of BABA on Sep 25, 2026; 2 other insiders sold within 30 days and 565 funds added in the latest 13F quarter.
Jiang Fang
Chief People Officer
SELL
2026-09-29 SECtraded 2026-09-25
4,889
$66.3K
-6.8%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 sales), the last on Jun 25, 2026.
  • The trade is 0.1% of the 5,564,369 shares held after it.
  • 2 other insiders sold within 30 days.
  • 565 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief People Officer Jiang Fang sold about $66.3K of BABA on Sep 25, 2026; 2 other insiders sold within 30 days and 565 funds added in the latest 13F quarter.
Xu Hong
Chief Financial Officer
SELL
2026-09-29 SECtraded 2026-09-25
103,046
$1.4M
-6.8%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 sales), the last on Jun 25, 2026.
  • The trade is 25.4% of the 406,450 shares held after it.
  • 2 other insiders sold within 30 days.
  • 565 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Financial Officer Xu Hong sold about $1.4M of BABA on Sep 25, 2026; 2 other insiders sold within 30 days and 565 funds added in the latest 13F quarter.
Tsai Joseph C
Director
BUY
2026-08-25 SEC
720,000
$10.4M
-16.3%
Context
  • 1 earlier Form 4 trade (code P or S) here by this insider (1 buy), the last on Aug 24, 2026.
  • The trade is 0.6% of the 114,979,168 shares held after it.
  • 1 other insider bought within 30 days.
  • 565 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Tsai Joseph C bought about $10.4M of BABA on Aug 25, 2026, the largest insider purchase at the company on our record; 1 other insider bought within 30 days and 565 funds added in the latest 13F quarter.
16 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 11 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$58.7M over 180 days
+$12.1M over 90 days
below 95% of Services
Congress
2 members bought in the last year
more than 67% of Services
Funds
565 funds bought in last quarter
more than 95% of Services
Revenue
+8.1% year over year
more than 58% of Services
Margin
10.1% net margin
more than 74% of Services
Buybacks
$1.1B repurchased, FY to 2026-03-31
more than 92% of Services
Short interest
1.7% of the float short (float per yahoo 2026-10-26) · 4.2 days to cover · settled 2026-09-30
below 56% of Services
What changed in the last 30 days
Oct 2Chief People Officer Jiang Fang sold $12.1M (2 trades, Sep 25 to Sep 30)
Sep 29Chief Financial Officer Xu Hong sold $1.4M (Sep 25)
Sep 29General Counsel Yu Siying sold $91.9K (Sep 25)

Watch BABA

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-41.2%12M
-44%-28%-12%+5%2025-102025-122026-022026-042026-062026-082026-10 2026-06-29 · EVANS J. MICHAEL sold $65.8M2026-09-30 · Jiang Fang sold $12.0M2026-08-25 · Tsai Joseph C bought $10.4M2026-08-24 · Tsai Joseph C bought $10.3M2026-08-24 · Wu Yongming bought $5.0M2026-06-29 · EVANS J. MICHAEL sold $2.6M2026-06-25 · Xu Hong sold $2.1M2026-09-25 · Xu Hong sold $1.4M2026-03-25 · Xu Hong sold $875.0K2026-03-25 · Yu Siying sold $344.8K2026-03-25 · Jiang Fang sold $271.3K2026-06-25 · Jiang Fan (FJ) sold $164.3K2026-09-25 · Yu Siying sold $91.9K2026-06-25 · Yu Siying sold $81.9K2026-09-25 · Jiang Fang sold $66.3K2026-06-25 · Jiang Fang sold $59.2K2026-06-29 · John Michael Evans filed to sell $8.6M
Insider buyInsider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns BABA: institutional holders (13F)

13F holdings, latest reported quarter
PRIMECAP MANAGEMENT CO/CA/
18,611,306 sh
$1.8B
NOMURA HOLDINGS INC
13,423,626 sh
$1.3B
UBS Group AG
10,565,232 sh
$1.0B
Dodge & Cox
9,957,970 sh
$955.8M
HSBC HOLDINGS PLC
9,607,845 sh
$923.3M

Congress trades in BABA

STOCK Act disclosures, US House only, filed up to 45 days after the trade
Gilbert Cisneros
Sold 2026-07-24 · disclosed 42 days later
$100,001 - $250,000
Josh Gottheimer
Sold 2026-06-01 · disclosed 36 days later
$1,001 - $15,000
Gilbert Cisneros
Bought 2026-02-09 · disclosed 28 days later
$50,001 - $100,000
Gilbert Cisneros
Bought 2025-11-19 · disclosed 26 days later
$15,001 - $50,000
Lisa McClain
Sold 2025-10-31 · disclosed 21 days later
$1,001 - $15,000
All stocks members of Congress are buying · Every member's trades

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

BABA planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
John Michael Evans
Filed 2026-06-29
$8.6M

BABA mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
ULTRACHINA PROFUND
$3.4M position · as of 2026-07-31
16.8%
ULTRAEMERGING MARKETS PROFUND
$1.5M position · as of 2026-07-31
13.4%
PROFUND VP EMERGING MARKETS
$4.0M position · as of 2026-06-30
12.2%
ProShares Online Retail ETF
$8.1M position · as of 2026-05-31
12.2%
iShares MSCI China ETF
$643.8M position · as of 2026-05-31
10.1%
iShares China Large-Cap ETF
$406.7M position · as of 2026-07-31
9.4%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows a net $58.7M sold by insiders over 180 days, 565 funds added last quarter, 2 House member(s) bought in 12 months, disclosed weeks after the trade. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
DASHABNBSEETSYFICOXMTRACNZGFLYWMAMAXPHR

BABA financials

Revenue growth
+8.1%
XBRL, annual
Net margin
10.1%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
n/a
fewer than four consecutive quarters of revenue filed
Net margin, TTM
n/a
needs four consecutive quarters of both revenue and net income
Free cash flow, TTM
n/a
fewer than four consecutive quarters of operating cash flow
Debt to equity
0.06x
long-term 2026-03-31 plus current 2019-03-31; equity 2026-03-31
Cash flow to debt
n/a
needs four quarters of operating cash flow
Return on equity
n/a
fewer than four consecutive quarters of net income
Return on assets
n/a
fewer than four consecutive quarters of net income
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
n/a
fewer than four consecutive quarters of diluted EPS
Enterprise value
$117.9B
market value at close 2026-10-27 on 2026-03-31 shares, plus long-term 2026-03-31 plus current 2019-03-31, minus cash 2026-03-31
FCF yield
n/a
fewer than four consecutive quarters of operating cash flow
PEG, trailing
n/a
fewer than four consecutive quarters of diluted EPS
Price as of 2026-10-27. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2026-032025-032024-032023-03
Revenue$1.0T$996.3B$941.2B$868.7B
Operating income$50.1B$140.9B$113.3B$100.4B
Net income$103.6B$130.1B$80.0B$72.8B
EPS (diluted)5.506.703.913.43
Operating cash flow$76.2B$163.5B$182.6B$199.8B
Cash$131.5B$145.5B$248.1B$193.1B
Long-term debt$55.9B$35.8B$0n/a
Buybacks$7.6B$86.7B$88.7B$74.7B
Dividends paid$33.7B$29.1B$17.9B$0
SEC XBRL, fiscal years, as known on 2026-10-28

BABA Stock Sonar score 5/7 axes

Find similar shapesCompare

BABA ranks highest on financial health (76th percentile) and institutional and government (68th), and lowest on insider conviction (45th), among Services peers.

HealthGrowthInsidersInstitutionsRisk
Financial health
76
Inputs
  • Debt to equity0.06x · 76 pct, sector of 228
  • Cash flow to debtneeds four quarters of operating cash flow
Growth
58
Inputs
  • Revenue growth, YoY+8.1% · 58 pct, sector of 341
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
45
Inputs
  • Net Form 4 buying (codes P and S), 180d-$58.7M · 4 pct, sector of 174
  • Insider buyers, 180d2 · 87 pct, sector of 179
Institutional and government
68
Inputs
  • Funds adding, latest quarter565 · 95 pct, sector of 243
  • Congress net buyers, 365d-1 · 11 pct, sector of 37
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quarters$6.5M · 97 pct, sector of 61
Risk and compliance
60
Inputs
  • Short interest, % of float+1.7% · 60 pct, sector of 383
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5ynot measured for this sector, almost no peer has an event
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
2 not measured: Profitability, US patents
  • Profitability needs 2 of 4 inputs, 0 present: fewer than four consecutive quarters of net income; fewer than four consecutive quarters of operating income
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

5 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

BABA filings, in plain words

Are Alibaba Group insiders buying or selling BABA?

In the 180 days to 2026-10-28, Alibaba Group insiders were net sellers, a net $58.7M: $25.7M of purchases and $84.4M of sales reported on Form 4, by 2 buyers and 5 sellers.

Have members of Congress traded BABA?

Yes. In the year to 2026-10-28, 2 House members disclosed buying BABA and 3 House members disclosed selling it; the latest on record is a sale by Gilbert Cisneros dated 2026-07-24.

Read the full summary

In the 180 days to 2026-10-28, Alibaba Group insiders were net sellers of BABA, a net $58.7M across purchases and sales reported on Form 4 by 2 buyers and 5 sellers. 2 different insiders reported purchases within the last 90 days, a cluster buy, which is rarer than a single purchase. None of the 10 insider sales was flagged as made under a Rule 10b5-1 plan. In the year to 2026-10-28, 2 members of Congress disclosed buying BABA and 3 members disclosed selling it; the latest on record is a sale by Gilbert Cisneros dated 2026-07-24. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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