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AX · Axos Financial, Inc.
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AX Axos Financial (AX) Insider Trading, Ownership & Congress Trades

Banks · Savings institution, federally chartered · CIK 0001299709
Quote by TradingView
Form 144 · 1
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
191
13F, latest reported quarter
Conversions, 180 days
9
Codes C/M, not in net · $2.7M priced

What the filings say about AX

Insiders, 180 days
-$411.6K net sold
3 sellers · 0% of sales under a 10b5-1 plan
Planned sales (Form 144), 90 days
$52.6K
1 notice

Axos Financial insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, Axos Financial, Inc. insiders sold a net $411.6K of stock across 76 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-27.

Insider
Filed
Shares
Value
Since filing
Santi Roque A
Director
SELL
2026-08-07 SECtraded 2026-08-05
500
$52.6K
-7.5%
Context
  • 1 earlier Form 4 trade (code P or S) here by this insider (1 sale), the last on May 8, 2026.
  • The trade is 7.0% of the 7,146 shares held after it.
  • No other insider sold within 30 days.
  • 191 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Santi Roque A sold about $52.6K of AX on Aug 5, 2026; 191 funds added in the latest 13F quarter.
Constantine Thomas M
SELL
2026-06-09 SECtraded 2026-06-08
1,994
$176.6K
+4.1%
Context
  • 9 earlier Form 4 trades (code P or S) here by this insider (9 sales), the last on Feb 6, 2026.
  • The trade is 12.3% of the 16,195 shares held after it.
  • 1 other insider sold within 30 days.
  • 191 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Insider Constantine Thomas M sold about $176.6K of AX on Jun 8, 2026; 1 other insider sold within 30 days and 191 funds added in the latest 13F quarter.
Watson Michael James
SELL
2026-05-21 SECtraded 2026-05-19
1,653
$138.5K
+6.6%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 36.0% of the 4,592 shares held after it.
  • 2 other insiders sold within 30 days.
  • 191 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Insider Watson Michael James sold about $138.5K of AX on May 19, 2026; 2 other insiders sold within 30 days and 191 funds added in the latest 13F quarter.
Santi Roque A
Director
SELL
2026-05-12 SECtraded 2026-05-08
500
$43.9K
+10.8%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 6.5% of the 7,646 shares held after it.
  • 1 other insider sold within 30 days.
  • 191 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Santi Roque A sold about $43.9K of AX on May 8, 2026; 1 other insider sold within 30 days and 191 funds added in the latest 13F quarter.
Nick Mosich
Director
SELL
2026-09-16 SECtraded 2026-02-17
1,275
$125.0K
+0.4%
Context
  • 7 earlier Form 4 trades (code P or S) here by this insider (1 buy, 6 sales), the last on Feb 11, 2026.
  • The trade is 2.0% of the 64,849 shares held after it.
  • 4 other insiders sold within 30 days.
  • 191 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Nick Mosich sold about $125.0K of AX on Feb 17, 2026; 4 other insiders sold within 30 days and 191 funds added in the latest 13F quarter.
76 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 71 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$411.6K over 180 days
-$52.6K over 90 days
below 59% of Banks
Congress
no House purchase disclosed in the last 12 months
Funds
191 funds bought in last quarter
more than 77% of Banks
Revenue
+23.5% year over year
more than 85% of Banks
Margin
603.5% net margin
more than 83% of Banks
Buybacks
$22.0M repurchased, FY to 2026-06-30
more than 64% of Banks
Short interest
5.9% of the float short (float per yahoo 2026-10-26) · 6.5 days to cover · settled 2026-09-30
more than 83% of Banks
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch AX

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+16.2%12M
-4%+8%+21%+33%2025-102025-122026-022026-042026-062026-082026-10 2026-02-04 · Garrabrants Gregory sold $4.3M2026-02-06 · COURT JAMES JOHN sold $1.1M2026-02-06 · Walsh Derrick sold $490.5K2026-02-06 · Constantine Thomas M sold $326.0K2025-12-08 · Bohlig Tamara N sold $185.0K2025-12-05 · Ratinoff Edward James sold $181.4K2026-06-08 · Constantine Thomas M sold $176.6K2026-05-19 · Watson Michael James sold $138.5K2026-02-17 · Nick Mosich sold $125.0K2026-02-11 · Nick Mosich sold $97.0K2026-08-05 · Santi Roque A sold $52.6K2026-05-08 · Santi Roque A sold $43.9K2026-08-05 · ROQUE SANTI filed to sell $52.6K
Insider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns AX: institutional holders (13F)

13F holdings, latest reported quarter
BlackRock, Inc.
8,389,477 sh
$817.1M
VANGUARD PORTFOLIO MANAGEMENT LLC
3,136,801 sh
$305.5M
STATE STREET CORP
3,023,908 sh
$294.5M
FMR LLC
2,969,246 sh
$289.2M
AMERICAN CENTURY COMPANIES INC
2,705,653 sh
$263.5M

Congress trades in AX

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

AX planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
ROQUE SANTI
Filed 2026-08-05
$52.6K

AX mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Emerald Finance & Banking Innovation Fund
$2.3M position · as of 2026-07-31
4.6%
Militia Long/Short Equity ETF
$13.9M position · as of 2026-05-29
3.8%
GATOR CAPITAL LONG/SHORT FUND
$2.7M position · as of 2026-07-31
3.5%
RIVER OAK DISCOVERY FUND
$643.1K position · as of 2026-07-31
3.4%
Columbia Variable Portfolio - Select Small Cap Value Fund
$4.0M position · as of 2026-06-30
3.1%
Osterweis Opportunity Fund
$11.5M position · as of 2026-06-30
3.0%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return · Gregory Garrabrants
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$12.1M
$24.0M
$1.5M
+110%
+44%
2024
$11.7M
$22.7M
$1.9M
+64%
+13%
2023
$13.9M
$19.4M
$1.4M
+23%
-7%
2022
$10.6M
$5.9M
$1.3M
-15%
-22%
2021
$13.7M
$8.3M
$1.5M
-23%
-6%
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $411.6K sold by insiders over 180 days, 191 funds added last quarter, $52.6K in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
UMBFBWFGPBPEBOFMBMGABCNEWTPCBDCOMISBAWSBFJMSB

AX financials

Revenue growth
+23.5%
XBRL, annual
Net margin
603.5%
Complaints, 90 days
76
+33.3% YoY · CFPB
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$33.8M
four quarters, 2019-07-01 to 2020-06-30
Net margin, TTM
+1,452%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
$291.1M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
0.11x
long-term debt only, 2026-06-30; equity 2026-06-30
Cash flow to debt
1.63x
TTM operating cash flow over long-term debt only, 2026-06-30
Return on equity
+16.8%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+1.8%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
10.85x
close 2026-10-26 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
$4.4B
market value at close 2026-10-26 on 2026-08-07 shares, plus long-term debt only, 2026-06-30, minus cash 2026-06-30
FCF yield
+5.6%
TTM free cash flow over market value at close 2026-10-26
PEG, trailing
0.77x
P/E over trailing EPS growth of 14%: four quarters to 2026-06-30 against the four to 2025-06-30
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2026-062025-062024-062023-06
Revenue$81.3M$65.8M$64.6M$65.3M
Net income$490.4M$432.9M$450.0M$307.2M
EPS (diluted)8.487.437.665.07
Operating cash flow$557.6M$490.3M$305.5M$196.7M
Cash$1.1B$1.9B$2.0B$2.2B
Long-term debt$342.9M$312.7M$325.7M$361.8M
Buybacks$22.0M$58.2M$96.3M$49.0M
SEC XBRL, fiscal years, as known on 2026-10-27

AX Stock Sonar score 6/7 axes

Find similar shapesCompare

AX ranks highest on profitability (93rd percentile) and growth (85th), and lowest on insider conviction (21st), among Banks peers.

ProfitHealthGrowthInsidersInstitutionsRisk
Profitability
93
Inputs
  • Return on equity+16.8% · 94 pct, sector of 327
  • Return on assets+1.8% · 92 pct, sector of 334
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Financial health
75
Inputs
  • Debt to equity0.11x · 68 pct, sector of 229
  • Cash flow to debt1.63x · 82 pct, sector of 198
Growth
85
Inputs
  • Revenue growth, YoY+23.5% · 85 pct, sector of 151
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
21
Inputs
  • Net Form 4 buying (codes P and S), 180d-$412K · 41 pct, sector of 274
  • Insider buyers, 180d0 · 0 pct, sector of 274
Institutional and government
77
Inputs
  • Funds adding, latest quarter191 · 77 pct, sector of 257
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
51
Inputs
  • Short interest, % of float+5.9% · 20 pct, sector of 378
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5ynot measured for this sector, almost no peer has an event
  • New text in Risk Factors, latest 10-K+4.4% · 83 pct, sector of 127
1 not measured: US patents
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

AX filings, in plain words

Are Axos Financial insiders buying or selling AX?

In the 180 days to 2026-10-27, Axos Financial insiders were net sellers, a net $411.6K across purchases and sales reported on Form 4, by 3 sellers.

Are there planned insider sales of AX?

Yes. 1 Form 144 notice of planned insider sales was filed in the 90 days to 2026-10-27, covering $52.6K of stock; the latest, by ROQUE SANTI, was filed 2026-08-05.

Read the full summary

In the 180 days to 2026-10-27, Axos Financial insiders were net sellers of AX, a net $411.6K across purchases and sales reported on Form 4 by 3 sellers. None of the 4 insider sales was flagged as made under a Rule 10b5-1 plan. Insiders filed 1 Form 144 notice of intent to sell in the 90 days to 2026-10-27, covering $52.6K of stock. Each figure is counted from SEC and House filings as of 2026-10-27, dated the day the filing was made public.

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