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ASB · Associated Banc-Corp
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ASB Associated Banc-corp (ASB) Insider Trading, Ownership & Congress Trades

Banks · State commercial banks · CIK 0000007789
Quote by TradingView
Form 144 · 6
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
223
13F, latest reported quarter
Conversions, 180 days
6
Codes C/M, not in net · $2.9M priced

What the filings say about ASB

Insiders, 180 days
-$8.2M net sold
8 sellers · 0% of sales under a 10b5-1 plan
Planned sales (Form 144), 90 days
$6.5M
6 notices

Associated Banc-corp insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, ASSOCIATED BANC-CORP insiders sold a net $8.2M of stock across 116 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Ahern Patrick Edward
Executive Vice President
SELL
2026-09-04 SECtraded 2026-09-03
1,209
$37.3K
-1.0%
Context
  • 7 earlier Form 4 trades (code P or S) here by this insider (7 sales), the last on Feb 10, 2026.
  • The trade is 2.8% of the 43,843 shares held after it.
  • 3 other insiders sold within 30 days.
  • 223 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Executive Vice President Ahern Patrick Edward sold about $37.3K of ASB on Sep 3, 2026; 3 other insiders sold within 30 days and 223 funds added in the latest 13F quarter.
Ahern Patrick Edward
Executive Vice President
SELL
2026-09-04 SECtraded 2026-09-03
100
$3.1K
-1.0%
Context
  • 7 earlier Form 4 trades (code P or S) here by this insider (7 sales), the last on Feb 10, 2026.
  • The trade is 0.2% of the 43,743 shares held after it.
  • 3 other insiders sold within 30 days.
  • 223 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Executive Vice President Ahern Patrick Edward sold about $3.1K of ASB on Sep 3, 2026; 3 other insiders sold within 30 days and 223 funds added in the latest 13F quarter.
Erickson Randall J.
Executive Vice President
SELL
2026-08-13 SECtraded 2026-08-12
43,561
$1.4M
-5.8%
Context
  • 5 earlier Form 4 trades (code P or S) here by this insider (5 sales), the last on Jul 30, 2026.
  • The trade is 77.7% of the 56,091 shares held after it.
  • 5 other insiders sold within 30 days.
  • 223 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Executive Vice President Erickson Randall J. sold about $1.4M of ASB on Aug 12, 2026; 5 other insiders sold within 30 days and 223 funds added in the latest 13F quarter.
Warsek Gregory
EVP
SELL
2026-08-13 SECtraded 2026-08-12
3,282
$105.0K
-5.8%
Context
  • 1 earlier Form 4 trade (code P or S) here by this insider (1 sale), the last on Nov 7, 2024.
  • The trade is 23.8% of the 13,809 shares held after it.
  • 5 other insiders sold within 30 days.
  • 223 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: EVP Warsek Gregory sold about $105.0K of ASB on Aug 12, 2026; 5 other insiders sold within 30 days and 223 funds added in the latest 13F quarter.
Warsek Gregory
EVP
SELL
2026-08-13 SECtraded 2026-08-12
13,018
$416.7K
-5.8%
Context
  • 1 earlier Form 4 trade (code P or S) here by this insider (1 sale), the last on Nov 7, 2024.
  • The trade is 94.3% of the 13,809 shares held after it.
  • 5 other insiders sold within 30 days.
  • 223 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: EVP Warsek Gregory sold about $416.7K of ASB on Aug 12, 2026; 5 other insiders sold within 30 days and 223 funds added in the latest 13F quarter.
116 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 111 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$8.2M over 180 days
-$6.5M over 90 days
below 93% of Banks
Congress
no House purchase disclosed in the last 12 months
Funds
223 funds bought in last quarter
more than 82% of Banks
Revenue
-11.0% year over year
below 94% of Banks
Margin
43.1% net margin
below 67% of Banks
Buybacks
no share repurchases reported
Short interest
5.6% of the float short (float per yahoo 2026-10-26) · 3.6 days to cover · settled 2026-09-30
more than 76% of Banks
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch ASB

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+22.6%12M
-5%+7%+19%+30%2025-102025-122026-022026-042026-062026-082026-10 2026-07-30 · Erickson Randall J. sold $2.8M2026-08-04 · Utz John A. sold $1.4M2026-08-12 · Erickson Randall J. sold $1.4M2026-05-04 · Erickson Randall J. sold $788.2K2025-12-04 · Ahern Patrick Edward sold $783.6K2026-08-12 · Warsek Gregory sold $416.7K2026-02-10 · Ahern Patrick Edward sold $325.0K2026-07-29 · Meyer Derek S. sold $307.4K2026-05-26 · DeLoye Dennis sold $262.8K2026-07-28 · Kitowski Nicole M sold $193.3K2026-02-19 · KAMERICK EILEEN A sold $184.9K2026-06-10 · Utz John A. sold $144.2K2026-05-26 · DeLoye Dennis sold $141.3K2026-04-28 · WILLIAMS JOHN B sold $112.7K2026-06-09 · Braeger Matthew R sold $112.7K2026-08-12 · Warsek Gregory sold $105.0K2026-02-10 · Ahern Patrick Edward sold $102.6K2025-12-03 · Ahern Patrick Edward sold $81.5K2026-02-03 · WILLIAMS JOHN B sold $65.2K2026-05-01 · Erickson Randall J. sold $56.6K2025-12-09 · Utz John A. sold $49.4K2026-07-28 · Kitowski Nicole M sold $43.5K2026-09-03 · Ahern Patrick Edward sold $37.3K2026-06-09 · Braeger Matthew R sold $28.2K2025-12-03 · Ahern Patrick Edward sold $4.3K2025-12-09 · Utz John A. sold $3.6K2025-12-09 · Utz John A. sold $3.4K2026-09-03 · Ahern Patrick Edward sold $3.1K2026-04-06 · Wende L. Kotouc filed a 5%+ stake (0.94%)2026-04-06 · John F. Kotouc filed a 5%+ stake (5.09%)2026-04-06 · John F. Kotouc Special Holding Trust filed a 5%+ stake (4.42%)2026-04-06 · Thomas O. Kotouc filed a 5%+ stake (0.22%)2026-04-06 · Jan M. Kotouc filed a 5%+ stake (0.22%)2026-04-06 · Thomas O. Kotouc Living Trust dated February 2, 1998, and any amendments thereto filed a 5%+ stake (0.22%)2026-04-06 · Ann L. Duey filed a 5%+ stake (0.07%)2026-04-06 · Ann L. Duey Trust under a Declaration of Trust dated June 26, 2020 filed a 5%+ stake (0.07%)2026-04-06 · John and Wende Kotouc 2009 Trust for the Benefit of Camille Skye Kotouc UTA 9/21/2009 filed a 5%+ stake (0.13%)2026-04-06 · John and Wende Kotouc 2009 Trust for the Benefit of Thomas Jackson Kotouc UTA 9/21/2009 filed a 5%+ stake (0.13%)2026-04-06 · Camille S. Kotouc 2020 Irrevocable Trust, dated December 16, 2020 filed a 5%+ stake (0.34%)2026-04-06 · Thomas J. Kotouc 2020 Irrevocable Trust, dated December 16, 2020 filed a 5%+ stake (0.34%)2026-04-06 · Camille S. Kotouc filed a 5%+ stake2026-04-06 · Thomas J. Kotouc filed a 5%+ stake2026-09-03 · Ahern Patrick Edward filed to sell $40.4K2026-08-12 · Warsek Gregory filed to sell $521.7K2026-08-12 · Erickson Randall J. filed to sell $1.4M2026-08-04 · Utz John A. filed to sell $1.4M2026-07-30 · Erickson Randall J. filed to sell $2.8M2026-07-29 · Meyer Derek S. filed to sell $307.4K2026-07-28 · Kitowski Nicole M filed to sell $236.9K
Insider sell13D/G stakeForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns ASB: institutional holders (13F)

13F holdings, latest reported quarter
BlackRock, Inc.
23,267,058 sh
$715.9M
VANGUARD PORTFOLIO MANAGEMENT LLC
10,367,662 sh
$319.0M
DIMENSIONAL FUND ADVISORS LP
10,038,553 sh
$308.9M
STATE STREET CORP
8,848,723 sh
$272.3M
FIRST TRUST ADVISORS LP
7,538,653 sh
$232.0M

Congress trades in ASB

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

13D: intends to influence · 13G: passive
Wende L. Kotouc
Activist 13D · 2026-04-06
0.94%
John F. Kotouc
Activist 13D · 2026-04-06
5.09%
John F. Kotouc Special Holding Trust
Activist 13D · 2026-04-06
4.42%
Thomas O. Kotouc
Activist 13D · 2026-04-06
0.22%
Jan M. Kotouc
Activist 13D · 2026-04-06
0.22%

ASB planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
Ahern Patrick Edward
Filed 2026-09-03
$40.4K
Warsek Gregory
Filed 2026-08-12
$521.7K
Erickson Randall J.
Filed 2026-08-12
$1.4M
Utz John A.
Filed 2026-08-04
$1.4M
Erickson Randall J.
Filed 2026-07-30
$2.8M

ASB mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Heartland Value Plus Fund
$10.0M position · as of 2026-06-30
3.0%
Select Banking Portfolio
$13.7M position · as of 2026-05-31
3.0%
Easterly Snow Small Cap Value Fund
$1.4M position · as of 2026-05-31
3.0%
Mairs & Power Small Cap Fund
$7.3M position · as of 2026-06-30
2.7%
Pzena Small Cap Value Fund
$2.2M position · as of 2026-05-31
2.4%
VY Columbia Small Cap Value and Inflection Portfolio
$1.2M position · as of 2026-06-30
1.6%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return · Andrew J. Harmening
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$6.4M
$7.0M
$1.6M
+84%
+53%
2024
$5.5M
$7.4M
$1.5M
+64%
+43%
2023
$4.7M
$2.8M
$1.3M
+41%
+27%
2022
$6.1M
$6.4M
$1.6M
+45%
+27%
2021
$11.3M
$11.3M
$1.4M
+37%
+37%
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $8.2M sold by insiders over 180 days, 223 funds added last quarter, $6.5M in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
UMBFBWFGPBPEBOFMBMGABCNEWTPCBDCOMISBAWSBFJMSB

ASB financials

Revenue growth
-11.0%
XBRL, annual
Net margin
43.1%
Complaints, 90 days
37
+5.7% YoY · CFPB
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$1.1B
four quarters, 2023-10-01 to 2024-09-30
Net margin, TTM
+46.1%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
n/a
capex not filed for the four quarters
Debt to equity
0.20x
long-term 2026-06-30 plus current 2026-06-30; equity 2026-06-30
Cash flow to debt
0.64x
TTM operating cash flow over long-term 2026-06-30 plus current 2026-06-30
Return on equity
+9.7%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+1.1%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
10.53x
close 2026-10-27 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
$6.2B
market value at close 2026-10-27 on 2026-07-31 shares, plus long-term 2026-06-30 plus current 2026-06-30, minus cash 2019-03-31
FCF yield
n/a
capex not filed for the four quarters
PEG, trailing
0.03x
P/E over trailing EPS growth of 310%: four quarters to 2026-06-30 against the four to 2025-06-30
Price as of 2026-10-27. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenuen/an/a$1.1B$1.2B
Net income$474.8M$123.1M$183.0M$366.1M
EPS (diluted)2.770.721.132.34
Operating cash flow$615.7M$580.2M$442.7M$846.6M
Long-term debt$594.3M$837.6M$541.3M$248.1M
Dividends paid$155.8M$139.2M$129.5M$123.1M
SEC XBRL, fiscal years, as known on 2026-10-28

ASB Stock Sonar score 6/7 axes

Find similar shapesCompare

ASB ranks highest on institutional and government (82nd percentile) and financial health (59th), and lowest on insider conviction (3rd), among Banks peers.

ProfitHealthGrowthInsidersInstitutionsRisk
Profitability
44
Inputs
  • Return on equity+9.7% · 43 pct, sector of 327
  • Return on assets+1.1% · 46 pct, sector of 334
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Financial health
59
Inputs
  • Debt to equity0.20x · 54 pct, sector of 229
  • Cash flow to debt0.64x · 64 pct, sector of 198
Growth
6
Inputs
  • Revenue growth, YoY-11.0% · 6 pct, sector of 151
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
3
Inputs
  • Net Form 4 buying (codes P and S), 180d-$8.2M · 6 pct, sector of 274
  • Insider buyers, 180d0 · 0 pct, sector of 274
Institutional and government
82
Inputs
  • Funds adding, latest quarter223 · 82 pct, sector of 257
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
22
Inputs
  • Short interest, % of float+5.6% · 23 pct, sector of 378
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5ynot measured for this sector, almost no peer has an event
  • New text in Risk Factors, latest 10-K+20.8% · 21 pct, sector of 127
1 not measured: US patents
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

ASB filings, in plain words

Are Associated Banc-corp insiders buying or selling ASB?

In the 180 days to 2026-10-28, Associated Banc-corp insiders were net sellers, a net $8.2M across purchases and sales reported on Form 4, by 8 sellers.

Are there planned insider sales of ASB?

Yes. 6 Form 144 notices of planned insider sales were filed in the 90 days to 2026-10-28, covering $6.5M of stock; the latest, by Ahern Patrick Edward, was filed 2026-09-03.

Read the full summary

In the 180 days to 2026-10-28, Associated Banc-corp insiders were net sellers of ASB, a net $8.2M across purchases and sales reported on Form 4 by 8 sellers. None of the 17 insider sales was flagged as made under a Rule 10b5-1 plan. Insiders filed 6 Form 144 notices of intent to sell in the 90 days to 2026-10-28, covering $6.5M of stock. The latest 5% ownership filing is a 13D by Wende L. Kotouc, filed 2026-04-06, for 0.9% of the class. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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