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ALEC · Alector, Inc.
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ALEC Alector (ALEC) Insider Trading, Ownership & Congress Trades

Pharma & Biotech · Biological products, (no diagnostic substances) · CIK 0001653087
Form 144 · 5
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
72
13F, latest reported quarter

What the filings say about ALEC

Insiders, 180 days
-$523.8K net sold
3 sellers · 0% of sales under a 10b5-1 plan
Planned sales (Form 144), 90 days
$292.8K
5 notices

Alector insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, Alector, Inc. insiders sold a net $523.8K of stock across 123 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-27.

Insider
Filed
Shares
Value
Since filing
Principal Accounting Officer
SELL
2026-09-04 SEC
3,625
$9.1K
-25.9%
Context
  • 12 earlier Form 4 trades (code P or S) here by this insider (12 sales), the last on Sep 3, 2026.
  • The trade is 3.4% of the 106,015 shares held after it.
  • 2 other insiders sold within 30 days.
  • 72 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Principal Accounting Officer Wong-Sarad Grace sold about $9.1K of ALEC on Sep 4, 2026; 2 other insiders sold within 30 days and 72 funds added in the latest 13F quarter.
Principal Accounting Officer
SELL
2026-09-04 SECtraded 2026-09-03
5,165
$13.8K
-25.9%
Context
  • 11 earlier Form 4 trades (code P or S) here by this insider (11 sales), the last on Sep 2, 2026.
  • The trade is 4.7% of the 109,640 shares held after it.
  • 2 other insiders sold within 30 days.
  • 72 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Principal Accounting Officer Wong-Sarad Grace sold about $13.8K of ALEC on Sep 3, 2026; 2 other insiders sold within 30 days and 72 funds added in the latest 13F quarter.
CFO & Chief Business Officer
SELL
2026-09-04 SECtraded 2026-09-03
29,251
$77.9K
-25.9%
Context
  • 4 earlier Form 4 trades (code P or S) here by this insider (4 sales), the last on Jun 2, 2026.
  • The trade is 8.3% of the 350,649 shares held after it.
  • 2 other insiders sold within 30 days.
  • 72 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: CFO & Chief Business Officer Berkley Neil Lindsay sold about $77.9K of ALEC on Sep 3, 2026; 2 other insiders sold within 30 days and 72 funds added in the latest 13F quarter.
Chief Executive Officer
SELL
2026-09-04 SECtraded 2026-09-03
72,606
$193.5K
-25.9%
Context
  • 32 earlier Form 4 trades (code P or S) here by this insider (32 sales), the last on Jun 2, 2026.
  • The trade is 3.2% of the 2,294,600 shares held after it.
  • 2 other insiders sold within 30 days.
  • 72 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Executive Officer Rosenthal Arnon sold about $193.5K of ALEC on Sep 3, 2026, the largest insider sale at the company since 2024; 2 other insiders sold within 30 days and 72 funds added in the latest 13F quarter.
Principal Accounting Officer
SELL
2026-09-04 SECtraded 2026-09-02
656
$1.8K
-25.9%
Context
  • 10 earlier Form 4 trades (code P or S) here by this insider (10 sales), the last on Jun 3, 2026.
  • The trade is 0.6% of the 114,805 shares held after it.
  • 2 other insiders sold within 30 days.
  • 72 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Principal Accounting Officer Wong-Sarad Grace sold about $1.8K of ALEC on Sep 2, 2026; 2 other insiders sold within 30 days and 72 funds added in the latest 13F quarter.
123 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Showing the latest few. to see 118 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$523.8K over 180 days
-$296.1K over 90 days
below 56% of Pharma & Biotech
Congress
no House purchase disclosed in the last 12 months
Funds
72 funds bought in last quarter
more than 57% of Pharma & Biotech
Revenue
-79.1% year over year
below 87% of Pharma & Biotech
Margin
-679.2% net margin
below 81% of Pharma & Biotech
Buybacks
no share repurchases reported
Short interest
7.5% of the float short (float per yahoo 2026-10-26) · 5.7 days to cover · settled 2026-09-30
more than 53% of Pharma & Biotech
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch ALEC

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+13.7%12M
-29%+4%+36%+69%2025-102025-122026-022026-042026-062026-082026-10 2026-09-03 · Rosenthal Arnon sold $193.5K2026-03-02 · Rosenthal Arnon sold $173.6K2026-06-02 · Rosenthal Arnon sold $171.8K2025-12-03 · Rosenthal Arnon sold $116.9K2026-09-03 · Berkley Neil Lindsay sold $77.9K2026-03-02 · Berkley Neil Lindsay sold $62.9K2025-12-03 · Kenkare-Mitra Sara sold $46.7K2025-12-03 · Berkley Neil Lindsay sold $41.7K2026-06-02 · Berkley Neil Lindsay sold $38.1K2026-03-02 · Wong-Sarad Grace sold $17.1K2026-09-03 · Wong-Sarad Grace sold $13.8K2026-06-02 · Wong-Sarad Grace sold $11.2K2026-02-26 · Wong-Sarad Grace sold $10.2K2026-09-04 · Wong-Sarad Grace sold $9.1K2025-12-03 · Wong-Sarad Grace sold $9.0K2026-03-03 · Wong-Sarad Grace sold $7.0K2026-06-03 · Wong-Sarad Grace sold $6.5K2025-12-05 · Wong-Sarad Grace sold $5.8K2026-04-16 · Wong-Sarad Grace sold $4.8K2026-03-10 · Wong-Sarad Grace sold $2.6K2026-09-02 · Wong-Sarad Grace sold $1.8K2026-09-04 · GRACE WONG-SARAD filed to sell $9.1K2026-09-02 · GRACE WONG-SARAD filed to sell $1.8K2026-09-01 · Neil L. Berkley filed to sell $77.0K2026-09-01 · Arnon Rosenthal filed to sell $191.3K2026-09-01 · Grace Wong-Sarad filed to sell $13.6K
Insider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns ALEC: institutional holders (13F)

13F holdings, latest reported quarter
7,847,879 sh
$15.8M

Congress trades in ALEC

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

ALEC planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
GRACE WONG-SARAD
Filed 2026-09-04
$9.1K
GRACE WONG-SARAD
Filed 2026-09-02
$1.8K
Neil L. Berkley
Filed 2026-09-01
$77.0K
Arnon Rosenthal
Filed 2026-09-01
$191.3K
Grace Wong-Sarad
Filed 2026-09-01
$13.6K

ALEC mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Invesco NASDAQ Future Gen 200 ETF
$68.3K position · as of 2026-05-31
0.4%
Ultra-Small Company Market Fund
$286.4K position · as of 2026-06-30
0.2%
NVIT Small Cap Value Fund
$268.1K position · as of 2026-06-30
0.1%
SMALL COMPANY GROWTH PORTFOLIO
$1.2M position · as of 2026-06-30
0.1%
NVIT Multi-Manager Small Company Fund
$300.5K position · as of 2026-06-30
0.1%
Select Biotechnology Portfolio
$3.0M position · as of 2026-05-31
0.1%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Clinical pipeline
6 registered trials, 0 still running (ClinicalTrials.gov). A status change is dated here weeks before the press release.
4
Phase 2
0 active
2
Phase 3
0 active
Matched by sponsor name. Trials run under a subsidiary's own name are not included.
Executive pay vs shareholder return
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$2.0M
$1.9M
$1.3M
-83%
+35%
2024
$3.7M
-$1.8M
$1.9M
-80%
+2%
2023
$4.3M
$3.2M
$2.0M
-14%
+4%
2022
$3.5M
-$7.8M
$3.9M
-46%
+11%
2021
$9.6M
$15.2M
$1.4M
+20%
+25%
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $523.8K sold by insiders over 180 days, 72 funds added last quarter, $292.8K in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
Same sector, ranked by filing activity
Sector by SEC SIC code

ALEC financials

Revenue growth
-79.1%
XBRL, annual
Net margin
-679.2%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$13.9M
four quarters, 2025-07-01 to 2026-06-30
Net margin, TTM
-850.6%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
-$158.4M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
n/a
equity is zero or negative, the ratio has no meaning
Cash flow to debt
-16.07x
TTM operating cash flow over long-term 2026-06-30 plus current 2026-06-30
Return on equity
-385.3%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
-42.2%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
pre-tax loss, no effective tax rate to apply
Return on capital employed
-57.4%
operating income (EBIT proxy) over average of 2025-06-30 and 2026-06-30 minus current liabilities
P/E, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Enterprise value
$154.3M
market value at close 2026-10-26 on 2026-07-31 shares, plus long-term 2026-06-30 plus current 2026-06-30, minus cash 2026-06-30
FCF yield
-77.5%
TTM free cash flow over market value at close 2026-10-26
PEG, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenue$21.0M$100.6M$97.1M$133.6M
Operating income-$156.0M-$145.0M-$151.7M-$137.8M
Net income-$143.0M-$119.0M-$130.0M-$133.3M
EPS (diluted)-1.39-1.23-1.56-1.62
Operating cash flow-$184.0M-$229.9M-$184.2M-$20.3M
Cash$65.8M$33.0M$74.6M$154.3M
Long-term debt$9.3M$9.4M$0n/a
SEC XBRL, fiscal years, as known on 2026-10-27

ALEC Stock Sonar score 6/7 axes

Find similar shapesCompare

ALEC ranks highest on institutional and government (57th percentile) and risk and compliance (44th), and lowest on growth (13th), among Pharma & Biotech peers.

ProfitHealthGrowthInsidersInstitutionsRisk
Profitability
35
Inputs
  • Return on equity-385.3% · 10 pct, sector of 545
  • Return on assets-42.2% · 50 pct, sector of 691
  • Return on invested capitalpre-tax loss, no effective tax rate to apply
  • Return on capital employed-57.4% · 43 pct, sector of 576
Financial health
20
Inputs
  • Debt to equityequity is zero or negative, the ratio has no meaning
  • Cash flow to debt-16.07x · 20 pct, sector of 371
Growth
13
Inputs
  • Revenue growth, YoY-79.1% · 13 pct, sector of 505
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
20
Inputs
  • Net Form 4 buying (codes P and S), 180d-$524K · 41 pct, sector of 428
  • Insider buyers, 180d0 · 0 pct, sector of 437
Institutional and government
57
Inputs
  • Funds adding, latest quarter72 · 57 pct, sector of 698
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
44
Inputs
  • Short interest, % of float+7.5% · 47 pct, sector of 813
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-K+12.4% · 41 pct, sector of 511
1 not measured: US patents
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

ALEC filings, in plain words

Are Alector insiders buying or selling ALEC?

In the 180 days to 2026-10-27, Alector insiders were net sellers, a net $523.8K across purchases and sales reported on Form 4, by 3 sellers.

Are there planned insider sales of ALEC?

Yes. 5 Form 144 notices of planned insider sales were filed in the 90 days to 2026-10-27, covering $292.8K of stock; the latest, by GRACE WONG-SARAD, was filed 2026-09-04.

Read the full summary

In the 180 days to 2026-10-27, Alector insiders were net sellers of ALEC, a net $523.8K across purchases and sales reported on Form 4 by 3 sellers. None of the 9 insider sales was flagged as made under a Rule 10b5-1 plan. Insiders filed 5 Form 144 notices of intent to sell in the 90 days to 2026-10-27, covering $292.8K of stock. Each figure is counted from SEC and House filings as of 2026-10-27, dated the day the filing was made public.

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