Rockefeller Capital Management L.P. 13F holdings
Rockefeller Capital Management L.P. reported 3,425 positions with a total reported value of $65.2B as of 2026-06-30, in its 13F for Q2 2026, filed 2026-08-13. Top holdings by reported value: ISHARES TR (9.9%), VANGUARD INDEX FDS (4.7%), GOOGL ALPHABET INC (3.5%), SPY STATE STR SPDR S&P 500 ETF T (3.2%), AAPL APPLE INC (3.1%). Against 2026-03-31 it opened 166 new positions and exited 144. Next 13F due by 2026-11-14, the legal deadline 45 days after the quarter ending 2026-09-30.
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Top holdings
25 largest of 3,425 positions · reported value as of 2026-06-30
| Holding | Shares | Reported value | % of portfolio |
|---|---|---|---|
| ISHARES TR | 51,930,554 | $6.5B | 9.9% |
| VANGUARD INDEX FDS | 13,987,378 | $3.0B | 4.7% |
| GOOGL ALPHABET INC | 6,445,351 | $2.3B | 3.5% |
| SPY STATE STR SPDR S&P 500 ETF T | 2,829,298 | $2.1B | 3.2% |
| AAPL APPLE INC | 7,078,849 | $2.0B | 3.1% |
| NVDA NVIDIA CORPORATION | 9,264,434 | $1.9B | 2.8% |
| TIDAL TRUST III | 52,724,063 | $1.6B | 2.4% |
| MSFT MICROSOFT CORP | 3,931,897 | $1.5B | 2.2% |
| AMZN AMAZON COM INC | 6,086,443 | $1.5B | 2.2% |
| AVGO BROADCOM INC | 3,017,771 | $1.1B | 1.7% |
| SELECT SECTOR SPDR TR | 8,297,972 | $890.5M | 1.4% |
| QQQ INVESCO QQQ TR | 1,150,570 | $847.3M | 1.3% |
| JPM JPMORGAN CHASE & CO | 2,461,135 | $805.2M | 1.2% |
| VANGUARD WORLD FD | 5,345,041 | $752.2M | 1.2% |
| IVZ INVESCO ACTIVELY MANAGED EXC | 8,269,953 | $676.1M | 1.0% |
| LLY ELI LILLY & CO | 559,339 | $670.9M | 1.0% |
| META META PLATFORMS INC | 1,067,698 | $601.4M | 0.9% |
| VANGUARD INTL EQUITY INDEX F | 6,742,618 | $579.4M | 0.9% |
| SPDR SERIES TRUST | 7,347,500 | $498.7M | 0.8% |
| GEV GE VERNOVA INC | 420,587 | $494.2M | 0.8% |
| V VISA INC | 1,393,950 | $478.3M | 0.7% |
| AMD ADVANCED MICRO DEVICES INC | 804,661 | $467.4M | 0.7% |
| TSM TAIWAN SEMICONDUCTOR MANUFAC | 960,273 | $458.9M | 0.7% |
| VANGUARD SCOTTSDALE FDS | 5,030,505 | $428.9M | 0.7% |
| J P MORGAN EXCHANGE TRADED F | 7,258,710 | $425.7M | 0.7% |
SEC FORM 13F · Q2 2026 · VALUES AS REPORTED, NOT PRICES
New positions this quarter
Held at 2026-06-30, not at 2026-03-31 · 166 in all · reported value as of 2026-06-30
| Holding | Shares | Reported value | % of portfolio |
|---|---|---|---|
| T ROWE PRICE EXCHANGE-TRADED | 1,121,184 | $48.4M | <0.1% |
| HONA HONEYWELL AEROSPACE INC | 194,766 | $43.1M | <0.1% |
| SPCX SPACE EXPLORATION TECHN CORP | 49,837 | $8.5M | <0.1% |
| MFS ACTIVE EXCHANGE TRADED F | 206,156 | $6.3M | <0.1% |
| PLPC PREFORMED LINE PRODS CO | 10,000 | $4.1M | <0.1% |
| FEDEX FGHT HLDG CO INC | 21,714 | $3.3M | <0.1% |
| ONTERRIS INC | 131,010 | $2.6M | <0.1% |
| TRAX FIRST TRACKS BIOTHERAPEUTICS | 116,939 | $2.4M | <0.1% |
| CCCC C4 THERAPEUTICS INC | 495,817 | $2.3M | <0.1% |
| CBRS CEREBRAS SYSTEMS INC | 8,937 | $2.0M | <0.1% |
| WSE WISE GROUP PLC | 138,450 | $1.7M | <0.1% |
| ALBERTSONS COMPANIES INC | 105,395 | $1.4M | <0.1% |
| ABERDEEN MUN INCOME FD | 152,647 | $857.9K | <0.1% |
| SCOP SPROTT PHYSICAL COPPER TRUST | 55,700 | $634.2K | <0.1% |
| QNT QUANTINUUM INC | 5,314 | $434.4K | <0.1% |
| COHEN & STEERS ETF TRUST | 13,104 | $310.0K | <0.1% |
| KEEL KEEL INFRASTRUCTURE CORP | 51,290 | $294.4K | <0.1% |
| VIVO VIVOPOWER PLC | 26,617 | $137.6K | <0.1% |
| FCEL FUELCELL ENERGY INC | 3,000 | $108.0K | <0.1% |
| ADVISORS INNER CIRCLE FD II | 3,389 | $106.9K | <0.1% |
| CYBIN INC | 15,000 | $99.2K | <0.1% |
| ABERDEEN MULTI-MARKET INCOME | 22,494 | $99.0K | <0.1% |
| PSUS PERSHING SQUARE USA LTD | 2,515 | $94.0K | <0.1% |
| IPX IPERIONX LTD | 3,074 | $91.4K | <0.1% |
| HRZN HORIZON TECHNOLOGY FIN CORP | 18,375 | $86.9K | <0.1% |
Sold out
Held at 2026-03-31, gone by 2026-06-30 · 144 in all · reported value as of 2026-03-31
| Holding | Shares 2026-03-31 | Reported value | % of portfolio then |
|---|---|---|---|
| T ROWE PRICE ETF INC | 1,143,622 | $43.5M | <0.1% |
| COTERRA ENERGY INC | 212,200 | $7.5M | <0.1% |
| KENNEDY-WILSON HOLDINGS INC | 576,647 | $6.2M | <0.1% |
| MONTROSE ENVIRONMENTAL GROUP | 128,188 | $2.8M | <0.1% |
| ALBERTSONS COS INC | 112,295 | $1.9M | <0.1% |
| SEALED AIR CORP NEW | 34,020 | $1.4M | <0.1% |
| MASIMO CORP | 7,970 | $1.4M | <0.1% |
| OPFI OPPFI INC | 170,000 | $1.3M | <0.1% |
| APELLIS PHARMACEUTICALS INC | 20,634 | $830.1K | <0.1% |
| SUNOPTA INC | 110,852 | $718.3K | <0.1% |
| MFS MUN INCOME TR | 130,236 | $702.0K | <0.1% |
| HOLOGIC INC | 9,079 | $686.3K | <0.1% |
| SEMRUSH HLDGS INC | 35,483 | $423.7K | <0.1% |
| AIR LEASE CORP | 5,872 | $381.4K | <0.1% |
| TEFOF TELEFONICA S A | 35,811 | $155.4K | <0.1% |
| TRI POINTE HOMES INC | 2,661 | $124.3K | <0.1% |
| CENTRAIS ELET BRAS SA | 10,525 | $118.4K | <0.1% |
| MONROE CAP CORP | 24,475 | $112.6K | <0.1% |
| WEDBUSH SER TR | 3,955 | $112.2K | <0.1% |
| MFS MULTIMARKET INCOME TR | 20,092 | $92.8K | <0.1% |
| TERNS PHARMACEUTICALS INC | 1,381 | $72.8K | <0.1% |
| MFS HIGH YIELD MUN TR | 20,000 | $71.6K | <0.1% |
| CSG SYS INTL INC | 826 | $66.0K | <0.1% |
| HERITAGE COMM CORP | 4,520 | $56.4K | <0.1% |
| AFBI AFFINITY BANCSHARES INC | 2,500 | $55.6K | <0.1% |
Biggest increases and decreases
Positions held at both quarter ends, by change in shares · reported value as of 2026-06-30
Increases
| Holding | Shares 2026-03-31 | Shares 2026-06-30 | Change | Reported value |
|---|---|---|---|---|
| VANGUARD INDEX FDS | 8,217,887 | 13,987,378 | +70.2% | $3.0B |
| ISHARES TR | 45,527,227 | 51,930,554 | +14.1% | $6.5B |
| VANGUARD WORLD FD | 2,288,003 | 5,345,041 | +133.6% | $752.2M |
| AAPL APPLE INC | 6,683,923 | 7,078,849 | +5.9% | $2.0B |
| KLAC KLA CORP | 33,611 | 384,270 | +1,043.3% | $115.9M |
| ISHARES INC | 3,478,588 | 4,298,342 | +23.6% | $397.7M |
| LLY ELI LILLY & CO | 503,731 | 559,339 | +11.0% | $670.9M |
| MKSI MKS INC. | 1,247 | 135,386 | +10,756.9% | $60.2M |
| POWELL INDS INC | 99,917 | 297,517 | +197.8% | $85.2M |
| MU MICRON TECHNOLOGY INC | 318,244 | 360,839 | +13.4% | $416.5M |
| NVDA NVIDIA CORPORATION | 9,029,958 | 9,264,434 | +2.6% | $1.9B |
| SRE SEMPRA | 536,077 | 1,027,846 | +91.7% | $95.3M |
Decreases
| Holding | Shares 2026-03-31 | Shares 2026-06-30 | Change | Reported value |
|---|---|---|---|---|
| SPY STATE STR SPDR S&P 500 ETF T | 2,946,267 | 2,829,298 | -4.0% | $2.1B |
| CRM SALESFORCE INC | 944,765 | 440,040 | -53.4% | $68.9M |
| MS MORGAN STANLEY | 882,534 | 475,249 | -46.1% | $89.7M |
| HLN HALEON PLC | 5,103,509 | 122,399 | -97.6% | $1.1M |
| HONEYWELL INTL INC | 401,565 | 200,277 | -50.1% | $44.8M |
| UNH UNITEDHEALTH GROUP INC | 353,319 | 245,796 | -30.4% | $102.2M |
| AMD ADVANCED MICRO DEVICES INC | 878,036 | 804,661 | -8.4% | $467.4M |
| SNEX STONEX GROUP INC | 809,992 | 478,887 | -40.9% | $56.7M |
| MSFT MICROSOFT CORP | 4,033,392 | 3,931,897 | -2.5% | $1.5B |
| NRG NRG ENERGY INC | 309,857 | 51,866 | -83.3% | $7.6M |
| CRWD CROWDSTRIKE HLDGS INC | 566,535 | 517,577 | -8.6% | $395.0M |
| DAL DELTA AIR LINES INC | 634,205 | 258,432 | -59.3% | $24.2M |
CIK 1739439 · 13F FILINGS ON EDGAR · INFORMATIONAL ONLY
More 13F data
Source: U.S. Securities and Exchange Commission (EDGAR) and other official
government data · Updated 2026-10-12 ·
For informational purposes only, not investment advice.
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