Wellington Shields & Co., LLC 13F holdings
Wellington Shields & Co., LLC reported 323 positions with a total reported value of $446.5M as of 2026-06-30, in its 13F for Q2 2026, filed 2026-08-10. Top holdings by reported value: AAPL APPLE INC COM (7.5%), MSFT MICROSOFT CORP COM (5.8%), GOOGL ALPHABET INC CAP STK CL A (4.3%), JPM JPMORGAN CHASE & CO COM (3.5%), LLY ELI LILLY & CO COM (3.5%). Against 2026-03-31 it opened 21 new positions and exited 14. Next 13F due by 2026-11-14, the legal deadline 45 days after the quarter ending 2026-09-30.
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Top holdings
25 largest of 323 positions · reported value as of 2026-06-30
| Holding | Shares | Reported value | % of portfolio |
|---|---|---|---|
| AAPL APPLE INC COM | 116,104 | $33.6M | 7.5% |
| MSFT MICROSOFT CORP COM | 69,498 | $25.9M | 5.8% |
| GOOGL ALPHABET INC CAP STK CL A | 53,893 | $19.1M | 4.3% |
| JPM JPMORGAN CHASE & CO COM | 48,314 | $15.8M | 3.5% |
| LLY ELI LILLY & CO COM | 12,972 | $15.6M | 3.5% |
| NVDA NVIDIA CORPORATION COM | 70,423 | $14.1M | 3.2% |
| XOM EXXONMOBIL HOLDINGS CORP COM SHS | 78,755 | $10.8M | 2.4% |
| CAT CATERPILLAR INC COM | 9,907 | $10.5M | 2.4% |
| ABBV ABBVIE INC COM | 30,747 | $7.7M | 1.7% |
| AMZN AMAZON COM INC COM | 31,386 | $7.5M | 1.7% |
| IBM INTERNATIONAL BUSINESS MACHS COM | 24,174 | $6.8M | 1.5% |
| GLW CORNING INC COM | 25,603 | $6.5M | 1.5% |
| RKLB ROCKET LAB CORP COM | 59,164 | $6.0M | 1.3% |
| SPY STATE STREET SPDR S&P 500 ETF | 7,550 | $5.6M | 1.3% |
| PANW PALO ALTO NETWORKS INC COM | 14,923 | $5.1M | 1.1% |
| ILMN ILLUMINA INC COM | 28,531 | $5.0M | 1.1% |
| GE AEROSPACE COM NEW | 12,628 | $4.7M | 1.1% |
| BRK-B BERKSHIRE HATHAWAY INC DEL CL B NEW | 9,225 | $4.6M | 1.0% |
| JNJ JOHNSON & JOHNSON COM | 17,288 | $4.4M | 1.0% |
| UNP UNION PAC CORP COM | 16,088 | $4.4M | 1.0% |
| V VISA INC COM CL A | 12,418 | $4.3M | 1.0% |
| WMT WALMART INC COM | 36,995 | $4.2M | 0.9% |
| C CITIGROUP INC COM NEW | 29,073 | $4.1M | 0.9% |
| AVGO BROADCOM INC COM | 10,738 | $4.1M | 0.9% |
| PSNL PERSONALIS INC COM | 292,489 | $3.9M | 0.9% |
SEC FORM 13F · Q2 2026 · VALUES AS REPORTED, NOT PRICES
New positions this quarter
Held at 2026-06-30, not at 2026-03-31 · 21 in all · reported value as of 2026-06-30
| Holding | Shares | Reported value | % of portfolio |
|---|---|---|---|
| HONA HONEYWELL AEROSPACE INC COM | 9,221 | $2.0M | 0.5% |
| TKR TIMKEN CO COM | 7,900 | $1.1M | 0.3% |
| MRVL MARVELL TECHNOLOGY INC COM | 2,625 | $782.0K | 0.2% |
| NOW SERVICENOW INC COM | 5,227 | $518.9K | 0.1% |
| SHAK SHAKE SHACK INC CL A | 7,300 | $408.9K | <0.1% |
| WYNN WYNN RESORTS LTD COM | 3,900 | $378.7K | <0.1% |
| SNDK SANDISK CORP COM | 166 | $377.4K | <0.1% |
| HPE HEWLETT PACKARD ENTERPRISE CO COM | 8,285 | $373.7K | <0.1% |
| NEOSTELLAR CAP CORP COM NEW | 26,023 | $326.3K | <0.1% |
| DAL DELTA AIR LINES INC COM NEW | 2,235 | $209.3K | <0.1% |
| NFLX NETFLIX INC. COM | 2,500 | $178.5K | <0.1% |
| SPCX SPACE EXPLORATION TECHN CORP CLASS A COM STK | 793 | $135.5K | <0.1% |
| VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF | 360 | $133.2K | <0.1% |
| GVA GRANITE CONSTR INC COM | 750 | $118.6K | <0.1% |
| SBUX STARBUCKS CORP COM | 1,060 | $108.3K | <0.1% |
| CLS CELESTICA INC COM | 251 | $91.5K | <0.1% |
| FPS FORGENT POWER SOLUTIONS INC COM SHS CL A | 1,200 | $67.0K | <0.1% |
| STRL STERLING INFRASTRUCTURE INC COM | 35 | $29.4K | <0.1% |
| TSEM TOWER SEMICONDUCTOR LTD SHS NEW | 108 | $28.1K | <0.1% |
| OC OWENS CORNING NEW COM | 125 | $19.9K | <0.1% |
| STATE STREET MATERIALS SELECT SECTOR SPDR ETF | 40 | $2.0K | <0.1% |
Sold out
Held at 2026-03-31, gone by 2026-06-30 · 14 in all · reported value as of 2026-03-31
| Holding | Shares 2026-03-31 | Reported value | % of portfolio then |
|---|---|---|---|
| INVESCO OIL & GAS SERVICES ETF | 10,418 | $431.8K | 0.1% |
| INVESCO PHARMACEUTICALS ETF | 3,043 | $315.7K | <0.1% |
| NKE NIKE INC CL B | 5,911 | $312.2K | <0.1% |
| ALB ALBEMARLE CORP COM | 1,629 | $292.5K | <0.1% |
| SURO CAPITAL CORP COM NEW | 26,338 | $282.1K | <0.1% |
| FLUTTER ENTMT PLC SHS | 2,685 | $273.7K | <0.1% |
| SIMPLIFY GOVERNMENT MONEY MARKET ETF | 2,345 | $234.6K | <0.1% |
| BJS WHSL CLUB HLDGS INC COM | 2,200 | $216.5K | <0.1% |
| BMNR BITMINE IMMERSION TECHS INC COM NEW | 10,500 | $207.7K | <0.1% |
| AZN ASTRAZENECA PLC ORD | 1,000 | $193.7K | <0.1% |
| OTIS OTIS WORLDWIDE CORP COM | 2,346 | $180.8K | <0.1% |
| RGTI RIGETTI COMPUTING INC COMMON STOCK | 12,000 | $168.5K | <0.1% |
| STATE STREET ENERGY SELECT SECTOR SPDR ETF | 1,900 | $116.4K | <0.1% |
| VANGUARD TOTAL STOCK MARKET ETF | 360 | $115.5K | <0.1% |
Biggest increases and decreases
Positions held at both quarter ends, by change in shares · reported value as of 2026-06-30
Increases
| Holding | Shares 2026-03-31 | Shares 2026-06-30 | Change | Reported value |
|---|---|---|---|---|
| AAPL APPLE INC COM | 109,187 | 116,104 | +6.3% | $33.6M |
| IVZ INVESCO AEROSPACE & DEFENSE ETF | 12,632 | 19,060 | +50.9% | $2.6M |
| GOOGL ALPHABET INC CAP STK CL A | 51,895 | 53,893 | +3.9% | $19.1M |
| TSM TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS | 6,350 | 7,737 | +21.8% | $3.7M |
| GEV GE VERNOVA INC COM | 2,734 | 3,214 | +17.6% | $3.8M |
| AVGO BROADCOM INC COM | 9,471 | 10,738 | +13.4% | $4.1M |
| MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 34,630 | 62,080 | +79.3% | $1.0M |
| CAT CATERPILLAR INC COM | 9,483 | 9,907 | +4.5% | $10.5M |
| NVDA NVIDIA CORPORATION COM | 68,344 | 70,423 | +3.0% | $14.1M |
| MSTR STRATEGY SHARES NASDAQ 7HANDL INDEX ETF | 31,995 | 49,225 | +53.9% | $1.1M |
| CMI CUMMINS INC COM | 1,486 | 2,008 | +35.1% | $1.4M |
| AMD ADVANCED MICRO DEVICES INC COM | 1,758 | 2,367 | +34.6% | $1.4M |
Decreases
| Holding | Shares 2026-03-31 | Shares 2026-06-30 | Change | Reported value |
|---|---|---|---|---|
| HONEYWELL INTL INC COM | 20,044 | 9,021 | -55.0% | $2.0M |
| PANW PALO ALTO NETWORKS INC COM | 18,603 | 14,923 | -19.8% | $5.1M |
| GLW CORNING INC COM | 29,376 | 25,603 | -12.8% | $6.5M |
| DD DUPONT DE NEMOURS INC COMMON STOCK | 7,405 | 2,299 | -69.0% | $311.8K |
| PLTR PALANTIR TECHNOLOGIES INC CL A | 14,359 | 8,659 | -39.7% | $1.0M |
| IBM INTERNATIONAL BUSINESS MACHS COM | 26,124 | 24,174 | -7.5% | $6.8M |
| SNOW SNOWFLAKE INC COM SHS | 3,200 | 1,600 | -50.0% | $407.2K |
| UNP UNION PAC CORP COM | 17,388 | 16,088 | -7.5% | $4.4M |
| TOST TOAST INC CL A | 21,200 | 9,600 | -54.7% | $267.1K |
| FIX COMFORT SYS USA INC COM | 886 | 738 | -16.7% | $1.5M |
| C CITIGROUP INC COM NEW | 30,873 | 29,073 | -5.8% | $4.1M |
| UNH UNITEDHEALTH GROUP INC COM | 3,412 | 2,837 | -16.9% | $1.2M |
CIK 1506073 · 13F FILINGS ON EDGAR · INFORMATIONAL ONLY
