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VIVK · Vivakor, Inc.
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VIVK Vivakor (VIVK) Insider Trading, Ownership & Congress Trades

Utilities · Refuse systems · CIK 0001450704
Quote by TradingView
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
11
13F, latest reported quarter

Vivakor insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

No insider purchases or sales are on record for Vivakor, Inc. in the period covered. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
Ballengee James H.
Chairman, President, & CEO
BUY
2024-08-06 SECtraded 2024-06-03
1,000
$1.6K
-100.0%
Context
  • 10 earlier Form 4 trades (code P or S) here by this insider (10 buys), the last on May 31, 2024.
  • +48.4% median (+53.6% mean) 90-day return after 10 previous buys.
  • The trade is 0.0% of the 11,925,928 shares held after it.
  • No other insider bought within 30 days.
  • 11 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chairman, President, & CEO Ballengee James H. bought about $1.6K of VIVK on Jun 3, 2024; 11 funds added in the latest 13F quarter.
Ballengee James H.
Chairman, President, & CEO
BUY
2024-08-06 SECtraded 2024-05-31
12,612
$19.3K
-100.0%
Context
  • 9 earlier Form 4 trades (code P or S) here by this insider (9 buys), the last on May 30, 2024.
  • +48.8% median (+56.6% mean) 90-day return after 9 previous buys.
  • The trade is 0.1% of the 11,924,928 shares held after it.
  • No other insider bought within 30 days.
  • 11 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chairman, President, & CEO Ballengee James H. bought about $19.3K of VIVK on May 31, 2024; 11 funds added in the latest 13F quarter.
Ballengee James H.
Chairman, President, & CEO
BUY
2024-08-06 SECtraded 2024-05-30
15,139
$23.0K
-100.0%
Context
  • 8 earlier Form 4 trades (code P or S) here by this insider (8 buys), the last on May 29, 2024.
  • +50.0% median (+60.1% mean) 90-day return after 8 previous buys.
  • The trade is 0.1% of the 11,912,316 shares held after it.
  • No other insider bought within 30 days.
  • 11 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chairman, President, & CEO Ballengee James H. bought about $23.0K of VIVK on May 30, 2024; 11 funds added in the latest 13F quarter.
Ballengee James H.
Chairman, President, & CEO
BUY
2024-08-06 SECtraded 2024-05-29
42,098
$56.8K
-100.0%
Context
  • 7 earlier Form 4 trades (code P or S) here by this insider (7 buys), the last on May 28, 2024.
  • +51.2% median (+62.6% mean) 90-day return after 7 previous buys.
  • The trade is 0.4% of the 11,897,177 shares held after it.
  • No other insider bought within 30 days.
  • 11 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chairman, President, & CEO Ballengee James H. bought about $56.8K of VIVK on May 29, 2024; 11 funds added in the latest 13F quarter.
Ballengee James H.
Chief Executive Officer
BUY
2024-05-29 SECtraded 2024-05-28
15,277
$20.9K
-100.0%
Context
  • 6 earlier Form 4 trades (code P or S) here by this insider (6 buys), the last on May 24, 2024.
  • +54.0% median (+66.0% mean) 90-day return after 6 previous buys.
  • The trade is 1.1% of the 1,381,074 shares held after it.
  • No other insider bought within 30 days.
  • 11 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Executive Officer Ballengee James H. bought about $20.9K of VIVK on May 28, 2024; 11 funds added in the latest 13F quarter.
15 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
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Seven facts, ranked against the sector · Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
no House purchase disclosed in the last 12 months
Funds
11 funds bought in last quarter
below 93% of Utilities
Revenue
+16.3% year over year
more than 77% of Utilities
Margin
-105.6% net margin
below 94% of Utilities
Buybacks
no share repurchases reported
Short interest
21.8% of the float short (float per yahoo 2026-10-27) · 1.0 days to cover · settled 2026-10-15
below 70% of Utilities
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch VIVK

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-99.9%12M
-100%-63%-25%+12%2025-102025-122026-022026-042026-062026-082026-10
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns VIVK: institutional holders (13F)

13F holdings, latest reported quarter
Inscription Capital, LLC
945,900 sh
$312.1K
JANE STREET GROUP, LLC
64,059 sh
$21.1K
UBS Group AG
22,019 sh
$7.3K
SUSQUEHANNA INTERNATIONAL GROUP, LLP
14,359 sh
$4.7K
MARYLAND CAPITAL ADVISORS INC.
125 sh
$42

Congress trades in VIVK

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

VIVK planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows 11 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
EDYORWOKLORGCOCWSTPCGQRHCWMVSTTRGPORASMC

VIVK financials

Revenue growth
+16.3%
XBRL, annual
Net margin
-105.6%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$89.6M
four quarters, 2025-07-01 to 2026-06-30
Net margin, TTM
-109.0%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
-$14.3M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
0.14x
long-term 2024-09-30 (21 months older than the period end) plus current 2025-06-30 (12 months older than the period end); equity 2026-06-30
Cash flow to debt
-2.17x
TTM operating cash flow over long-term 2024-09-30 (21 months older than the period end) plus current 2025-06-30 (12 months older than the period end)
Return on equity
-136.5%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
-54.4%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
pre-tax loss, no effective tax rate to apply
Return on capital employed
-70.5%
operating income (EBIT proxy) over average of 2025-06-30 and 2026-06-30 minus current liabilities
P/E, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Enterprise value
$17.3M
market value at close 2026-10-27 on 2026-08-18 shares, plus long-term 2024-09-30 (21 months older than the period end) plus current 2025-06-30 (12 months older than the period end), minus cash 2026-06-30
FCF yield
-121.4%
TTM free cash flow over market value at close 2026-10-27
PEG, trailing
n/a
trailing loss, a multiple of a loss is not meaningful
Price as of 2026-10-27. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenue$104.4M$89.8M$59.3M$28.1M
Gross profit$37.7M$10.2M$5.0M$2.9M
Operating income-$63.8M-$22.0M-$6.3M-$22.7M
Net income-$110.2M-$26.4M-$10.8M-$20.2M
EPS (diluted)-318.01-151.32-0.56n/a
Operating cash flow-$15.8M$1.8M-$764.9K-$4.1M
Cash$265.0K$651.0K$744.3K$3.1M
Long-term debtn/an/a$4.4M$3.9M
SEC XBRL, fiscal years, as known on 2026-10-28

VIVK Stock Sonar score 5/7 axes

Find similar shapesCompare

VIVK ranks highest on growth (77th percentile) and financial health (48th), and lowest on profitability (6th), among Utilities peers.

ProfitHealthGrowthInstitutionsRisk
Profitability
6
Inputs
  • Return on equity-136.5% · 7 pct, sector of 104
  • Return on assets-54.4% · 7 pct, sector of 120
  • Return on invested capitalpre-tax loss, no effective tax rate to apply
  • Return on capital employed-70.5% · 5 pct, sector of 107
Financial health
48
Inputs
  • Debt to equity0.14x · 93 pct, sector of 113
  • Cash flow to debt-2.17x · 4 pct, sector of 113
Growth
77
Inputs
  • Revenue growth, YoY+16.3% · 77 pct, sector of 119
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Institutional and government
7
Inputs
  • Funds adding, latest quarter11 · 7 pct, sector of 121
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
35
Inputs
  • Short interest, % of float+21.8% · 2 pct, sector of 162
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5y0.00 per $1B · 100 pct, sector of 106
  • New text in Risk Factors, latest 10-K+50.8% · 3 pct, sector of 111
2 not measured: Insider conviction, US patents
  • Insider conviction needs 1 of 2 inputs, 0 present: no Form 4 purchase or sale (code P or S) in 180 days; no insider trades in 180 days
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

5 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

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