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UTSI · Utstarcom Holdings Corp.
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UTSI Utstarcom (UTSI) Insider Trading, Ownership & Congress Trades

Tech Hardware · Communications equipment, nec · CIK 0001030471
Quote by TradingView
Form 144 · 1
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
2
13F, latest reported quarter

What the filings say about UTSI

Insiders, 180 days
-$34.5K net sold
1 seller · 0% of sales under a 10b5-1 plan
Planned sales (Form 144), 90 days
$5.5K
1 notice

Utstarcom insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, UTSTARCOM HOLDINGS CORP. insiders sold a net $34.5K of stock across 6 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Foreign private issuer: most of its insiders are exempt from SEC Form 4, but some still file it; those filings are listed below, and the record may be incomplete.

Insider
Filed
Shares
Value
Since filing
Shao Sean
Director
SELL
2026-08-21 SECtraded 2026-08-20
4,533
$10.3K
-3.8%
Context
  • 3 earlier Form 4 trades (code P or S) here by this insider (3 sales), the last on Mar 31, 2026.
  • The trade is 45.3% of the 10,000 shares held after it.
  • No other insider sold within 30 days.
  • 2 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Shao Sean sold about $10.3K of UTSI on Aug 20, 2026; 2 funds added in the latest 13F quarter.
Shao Sean
Director
SELL
2026-08-21 SECtraded 2026-08-20
5,000
$11.9K
-3.8%
Context
  • 3 earlier Form 4 trades (code P or S) here by this insider (3 sales), the last on Mar 31, 2026.
  • The trade is 100.0% of the 5,000 shares held after it.
  • No other insider sold within 30 days.
  • 2 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Shao Sean sold about $11.9K of UTSI on Aug 20, 2026; 2 funds added in the latest 13F quarter.
Shao Sean
Director
SELL
2026-08-21 SECtraded 2026-08-20
5,000
$12.2K
-3.8%
Context
  • 3 earlier Form 4 trades (code P or S) here by this insider (3 sales), the last on Mar 31, 2026.
  • No other insider sold within 30 days.
  • 2 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Shao Sean sold about $12.2K of UTSI on Aug 20, 2026; 2 funds added in the latest 13F quarter.
Shao Sean
Director
SELL
2026-04-01 SECtraded 2026-03-31
6,000
$13.9K
-6.6%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 sales), the last on Mar 30, 2026.
  • The trade is 43.2% of the 13,898 shares held after it.
  • No other insider sold within 30 days.
  • 2 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Shao Sean sold about $13.9K of UTSI on Mar 31, 2026; 2 funds added in the latest 13F quarter.
Shao Sean
Director
SELL
2026-03-31 SECtraded 2026-03-30
4,422
$10.9K
-6.6%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 40.5% of the 10,905 shares held after it.
  • No other insider sold within 30 days.
  • 2 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Shao Sean sold about $10.9K of UTSI on Mar 30, 2026, the largest insider sale at the company on our record; 2 funds added in the latest 13F quarter.
6 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
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Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$34.5K over 180 days
-$34.5K over 90 days
more than 80% of Tech Hardware
Congress
no House purchase disclosed in the last 12 months
Funds
2 funds bought in last quarter
the lowest in Tech Hardware
Revenue
-17.5% year over year
below 90% of Tech Hardware
Margin
-88.5% net margin
below 86% of Tech Hardware
Buybacks
no share repurchases reported
Short interest
0.1% of the float short (float per yahoo 2026-10-27) · 1.0 days to cover · settled 2026-10-15
below 96% of Tech Hardware
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch UTSI

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-5.4%12M
-16%+2%+20%+38%2025-102025-122026-022026-042026-062026-082026-10 2026-03-30 · Shao Sean sold $23.1K2026-03-31 · Shao Sean sold $13.9K2026-08-20 · Shao Sean sold $12.2K2026-08-20 · Shao Sean sold $11.9K2026-03-30 · Shao Sean sold $10.9K2026-08-20 · Shao Sean sold $10.3K2026-08-20 · Shao Sean filed to sell $5.5K
Insider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns UTSI: institutional holders (13F)

13F holdings, latest reported quarter
RENAISSANCE TECHNOLOGIES LLC
53,488 sh
$133.2K
CITADEL ADVISORS LLC
15,980 sh
$39.8K
GEODE CAPITAL MANAGEMENT, LLC
12,236 sh
$30.5K
N.E.W. Advisory Services LLC
1,750 sh
$4.4K
SBI Securities Co., Ltd.
416 sh
$1.0K

Congress trades in UTSI

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

UTSI planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
Shao Sean
Filed 2026-08-20
$5.5K
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $34.5K sold by insiders over 180 days, 2 funds added last quarter, $5.5K in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener
Same sector, ranked by filing activity
Sector by SEC SIC code
DELLANETPANWVPLMSTXMSIFTNTCIENFFIVQCOMWDCLITE

UTSI financials

Revenue growth
-17.5%
XBRL, annual
Net margin
-88.5%
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenue$9.0M$10.9M$15.8M$14.1M
Gross profit$1.1M$2.9M$4.4M$2.7M
Operating income-$8.6M-$7.3M-$6.8M-$4.4M
Net income-$8.0M-$4.4M-$3.9M-$5.0M
EPS (diluted)-0.87-0.48-0.42-0.55
Operating cash flow-$8.8M-$4.5M-$4.5M$7.3M
Cash$33.8M$43.9M$50.0M$54.5M
Buybacksn/an/an/a$13.0K
SEC XBRL, fiscal years, as known on 2026-10-28

UTSI Stock Sonar score 4/7 axes

Find similar shapesCompare

UTSI ranks highest on risk and compliance (92nd percentile) and insider conviction (40th), and lowest on institutional and government (1st), among Tech Hardware peers.

Growth
10
Inputs
  • Revenue growth, YoY-17.5% · 10 pct, sector of 102
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
40
Inputs
  • Net Form 4 buying (codes P and S), 180d-$35K · 80 pct, sector of 75
  • Insider buyers, 180d0 · 0 pct, sector of 77
Institutional and government
0
Inputs
  • Funds adding, latest quarter2 · 0 pct, sector of 89
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
92
Inputs
  • Short interest, % of float+0.2% · 92 pct, sector of 105
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
3 not measured: Profitability, Financial health, US patents
  • Profitability needs 2 of 4 inputs, 0 present: fewer than four consecutive quarters of net income; fewer than four consecutive quarters of operating income
  • Financial health needs 1 of 2 inputs, 0 present: no debt line filed
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

4 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

UTSI filings, in plain words

Are Utstarcom insiders buying or selling UTSI?

In the 180 days to 2026-10-28, Utstarcom insiders were net sellers, a net $34.5K across purchases and sales reported on Form 4, by 1 seller.

Are there planned insider sales of UTSI?

Yes. 1 Form 144 notice of planned insider sales was filed in the 90 days to 2026-10-28, covering $5.5K of stock; the latest, by Shao Sean, was filed 2026-08-20.

Read the full summary

In the 180 days to 2026-10-28, Utstarcom insiders were net sellers of UTSI, a net $34.5K across purchases and sales reported on Form 4 by 1 seller. None of the 3 insider sales was flagged as made under a Rule 10b5-1 plan. Insiders filed 1 Form 144 notice of intent to sell in the 90 days to 2026-10-28, covering $5.5K of stock. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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