PENG Penguin Solutions (PENG) Insider Trading, Ownership & Congress Trades
Semiconductors & Electronics · Semiconductors & related devices · CIK 0001616533
Form 144 · 2
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
234
13F, latest reported quarter
What the filings say about PENG
Insiders, 180 days
-$3.4M net sold
4 sellers · 19% of sales under a 10b5-1 plan
Planned sales (Form 144), 90 days
$555.2K
2 notices
Penguin Solutions insider trades (Form 4)
Form 4 buys and sells (codes P and S). Grants, option exercises
and conversions excluded.
Over the last 180 days, Penguin Solutions, Inc. insiders sold a net $3.4M of stock across 48 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-27.
Insider
Filed
Shares
Value
Since filing
Context
- 18 earlier Form 4 trades (code P or S) here by this insider (18 sales), the last on Jul 23, 2026.
- The trade is 1.0% of the 85,853 shares held after it.
- 1 other insider sold within 30 days.
- 234 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: SVP and Pres, Optimized LED Clark Joseph Gates sold about $44.8K of PENG under a 10b5-1 plan on Oct 23, 2026; 1 other insider sold within 30 days and 234 funds added in the latest 13F quarter.Context
- 14 earlier Form 4 trades (code P or S) here by this insider (14 sales), the last on Aug 24, 2026.
- The trade is 0.5% of the 141,988 shares held after it.
- 1 other insider sold within 30 days.
- 234 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: SVP and Chief Legal Officer Kuykendall Anne sold about $40.6K of PENG under a 10b5-1 plan on Oct 22, 2026; 1 other insider sold within 30 days and 234 funds added in the latest 13F quarter.Context
- 11 earlier Form 4 trades (code P or S) here by this insider (11 sales), the last on Jul 22, 2026.
- The trade is 0.5% of the 116,394 shares held after it.
- No other insider sold within 30 days.
- 234 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: SVP and Chief Legal Officer Kuykendall Anne sold about $29.8K of PENG under a 10b5-1 plan on Aug 24, 2026; 234 funds added in the latest 13F quarter.Context
- 11 earlier Form 4 trades (code P or S) here by this insider (11 sales), the last on Jul 22, 2026.
- The trade is 2.9% of the 113,094 shares held after it.
- No other insider sold within 30 days.
- 234 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: SVP and Chief Legal Officer Kuykendall Anne sold about $167.4K of PENG under a 10b5-1 plan on Aug 24, 2026; 234 funds added in the latest 13F quarter.Context
- 11 earlier Form 4 trades (code P or S) here by this insider (11 sales), the last on Jul 22, 2026.
- The trade is 0.1% of the 112,994 shares held after it.
- No other insider sold within 30 days.
- 234 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: SVP and Chief Legal Officer Kuykendall Anne sold about $5.1K of PENG under a 10b5-1 plan on Aug 24, 2026; 234 funds added in the latest 13F quarter.48 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
Seven facts, ranked against the sector ·
Rank is not a forecast
Insiders
net -$3.4M over 180 days
-$287.7K over 90 days
more than 56% of Semiconductors & Electronics
Congress
no House purchase disclosed in the last 12 months
Funds
234 funds bought in last quarter
more than 67% of Semiconductors & Electronics
Revenue
+26.5% year over year
more than 69% of Semiconductors & Electronics
Margin
10.4% net margin
more than 75% of Semiconductors & Electronics
Buybacks
$74.4M repurchased, FY to 2026-08-28
more than 63% of Semiconductors & Electronics
Short interest
13.6% of the float short (float per yahoo 2026-10-06) · 4.5 days to cover · settled 2026-09-30
more than 80% of Semiconductors & Electronics
What changed in the last 30 days
Oct 26SVP and Pres, Optimized LED Clark Joseph Gates sold $44.8K under a 10b5-1 plan (Oct 23)
Why it matters
A 10b5-1 plan schedules trades months ahead, so this says little about what the insider thinks today.
Oct 23Officer JOSEPH CLARK filed to sell $45.1K by Oct 23 (Form 144)
Why it matters
A Form 144 is a notice of intent to sell; the sale may not happen, and it says nothing about the price.
Oct 22Officer ANNE KUYKENDALL filed to sell $510.1K by Oct 22 (Form 144)
Why it matters
A Form 144 is a notice of intent to sell; the sale may not happen, and it says nothing about the price.
Oct 22SVP and Chief Legal Officer Kuykendall Anne sold $40.6K under a 10b5-1 plan (Oct 22)
Why it matters
A 10b5-1 plan schedules trades months ahead, so this says little about what the insider thinks today.
Watch PENG
A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.
The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+148.1%12M
Insider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart.
When a name files heavily, the largest trades are drawn first.
Who owns PENG: institutional holders (13F)
13F holdings, latest reported quarter
7,652,384 sh
$581.7M
6,166,682 sh
$468.7M
4,553,215 sh
$346.1M
3,128,616 sh
$237.8M
2,984,926 sh
$226.9M
Congress trades in PENG
No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.
Activist and 5% holders (13D/13G)
No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.
PENG planned insider sales (Form 144)
Notice of intent to sell, filed before any sale
JOSEPH CLARK
Filed 2026-10-23
$45.1K
ANNE KUYKENDALL
Filed 2026-10-22
$510.1K
JOSEPH CLARK
Filed 2026-07-23
$78.6K
ANNE KUYKENDALL
Filed 2026-07-22
$275.3K
PENG mutual fund holders (N-PORT)
Funds ranked by the share of their own portfolio in this stock (N-PORT).
Tuttle Capital Concentrated Memory Stack ETF
$1.7M position · as of 2026-07-31
6.2%
Optimize Strategy Index ETF
$11.6M position · as of 2026-06-30
4.1%
Guardian Small-Mid Cap Core VIP Fund
$6.1M position · as of 2026-06-30
2.9%
Invesco Dorsey Wright Technology Momentum ETF
$16.0M position · as of 2026-07-31
2.7%
State Street(R) SPDR(R) S&P(R) Semiconductor ETF
$95.2M position · as of 2026-06-30
2.7%
Golden Eagle Dynamic Hypergrowth ETF
$1.4M position · as of 2026-06-30
2.1%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M ·
% is the share of the fund's own portfolio
Executive pay vs shareholder return · Mark Adams
CEO pay, headline and as actually paid, against the company's
return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$11.7M
$9.7M
$2.5M
+92%
+183%
2024
$6.0M
$1.7M
$3.3M
+64%
+86%
2023
$3.2M
$4.9M
$2.2M
+105%
+45%
2022
$6.7M
$5.2M
$1.9M
+46%
+28%
Tagged by the company under SEC Item 402(v). Returns are
cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $3.4M sold by insiders over 180 days, 234 funds added last quarter, $555.2K in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
PENG financials
Revenue growth
+26.5%
XBRL, annual
Net margin
10.4%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$1.7B
four quarters, 2025-08-30 to 2026-08-28
Revenue, TTM PENG
| FY Aug 2026 | $1.7B |
| FY Aug 2025 | $1.4B |
| FY Aug 2024 | $1.2B |
| FY Aug 2023 | n/a |
| FY Aug 2022 | n/a |
| Aug 2026 | $566.7M |
| May 2026 | $478.7M |
| Feb 2026 | $343.0M |
| Nov 2025 | $343.1M |
| Aug 2025 | $337.9M |
| May 2025 | $324.3M |
| Feb 2025 | $365.5M |
| Nov 2024 | $341.1M |
At each fiscal year end
Single quarter
Net margin, TTM
+10.4%
net income over revenue, 2025-08-30 to 2026-08-28
Net margin, TTM PENG
| FY Aug 2026 | +10.4% |
| FY Aug 2025 | +1.9% |
| FY Aug 2024 | -4.5% |
| FY Aug 2023 | n/a |
| FY Aug 2022 | n/a |
| Aug 2026 | +16.4% |
| May 2026 | +9.3% |
| Feb 2026 | +10.9% |
| Nov 2025 | +1.5% |
| Aug 2025 | +2.8% |
| May 2025 | +0.8% |
| Feb 2025 | +2.2% |
| Nov 2024 | +1.5% |
At each fiscal year end
Single quarter
Free cash flow, TTM
-$163.5M
operating cash flow minus capex, 2025-08-30 to 2026-08-28
Free cash flow, TTM PENG
| FY Aug 2026 | -$163.5M |
| FY Aug 2025 | $100.1M |
| FY Aug 2024 | $57.8M |
| FY Aug 2023 | $65.0M |
| FY Aug 2022 | $84.6M |
| Aug 2026 | -$167.4M |
| May 2026 | -$77.6M |
| Feb 2026 | $53.3M |
| Nov 2025 | $28.2M |
| Aug 2025 | -$73.4M |
| May 2025 | $90.9M |
| Feb 2025 | $70.5M |
| Nov 2024 | $12.0M |
At each fiscal year end
Single quarter
Debt to equity
1.52x
long-term 2026-08-28 plus current 2026-08-28; equity 2026-08-28
Debt to equity PENG
| FY Aug 2026 | 1.52x |
| FY Aug 2025 | 1.17x |
| FY Aug 2024 | 1.68x |
| FY Aug 2023 | 3.55x |
| FY Aug 2022 | 1.57x |
| Aug 2026 | 1.52x |
| May 2026 | 1.01x |
| Feb 2026 | 1.12x |
| Nov 2025 | 1.19x |
| Aug 2025 | 1.17x |
| May 2025 | 1.13x |
| Feb 2025 | 1.09x |
| Nov 2024 | 1.64x |
At each fiscal year end
Trailing four quarters at each quarter end
Cash flow to debt
-0.19x
TTM operating cash flow over long-term 2026-08-28 plus current 2026-08-28
Cash flow to debt PENG
| FY Aug 2026 | -0.19x |
| FY Aug 2025 | 0.24x |
| FY Aug 2024 | 0.12x |
| FY Aug 2023 | 0.13x |
| FY Aug 2022 | 0.18x |
| Aug 2026 | -0.19x |
| May 2026 | -0.13x |
| Feb 2026 | 0.24x |
| Nov 2025 | 0.27x |
| Aug 2025 | 0.24x |
| May 2025 | 0.25x |
| Feb 2025 | 0.23x |
| Nov 2024 | 0.09x |
At each fiscal year end
Trailing four quarters at each quarter end
Return on equity
+39.5%
TTM net income over average of 2025-08-29 and 2026-08-28
Return on equity PENG
| FY Aug 2026 | +39.5% |
| FY Aug 2025 | +6.5% |
| FY Aug 2024 | -17.1% |
| FY Aug 2023 | -63.1% |
| FY Aug 2022 | +19.5% |
| Aug 2026 | +39.5% |
| May 2026 | +18.9% |
| Feb 2026 | +11.0% |
| Nov 2025 | +6.4% |
| Aug 2025 | +6.5% |
| May 2025 | -1.7% |
| Feb 2025 | -1.1% |
| Nov 2024 | -6.7% |
At each fiscal year end
Trailing four quarters at each quarter end
Return on assets
+8.2%
TTM net income over average of 2025-08-29 and 2026-08-28
Return on assets PENG
| FY Aug 2026 | +8.2% |
| FY Aug 2025 | +1.6% |
| FY Aug 2024 | -3.5% |
| FY Aug 2023 | -12.2% |
| FY Aug 2022 | +4.6% |
| Aug 2026 | +8.2% |
| May 2026 | +4.8% |
| Feb 2026 | +3.1% |
| Nov 2025 | +1.6% |
| Aug 2025 | +1.6% |
| May 2025 | -0.5% |
| Feb 2025 | -0.3% |
| Nov 2024 | -1.7% |
At each fiscal year end
Trailing four quarters at each quarter end
Return on invested capital
n/a
effective tax rate -22%, not meaningful
Return on invested capital PENG
| FY Aug 2026 | n/a |
| FY Aug 2025 | +7.9% |
| FY Aug 2024 | n/a |
| FY Aug 2023 | n/a |
| FY Aug 2022 | +5.9% |
| Aug 2026 | n/a |
| May 2026 | +23.4% |
| Feb 2026 | +12.7% |
| Nov 2025 | +8.9% |
| Aug 2025 | +7.9% |
| May 2025 | n/a |
| Feb 2025 | n/a |
| Nov 2024 | n/a |
At each fiscal year end
Trailing four quarters at each quarter end
Return on capital employed
+12.2%
operating income (EBIT proxy) over average of 2025-08-29 and 2026-08-28 minus current liabilities
Return on capital employed PENG
| FY Aug 2026 | +12.2% |
| FY Aug 2025 | +5.1% |
| FY Aug 2024 | +1.6% |
| FY Aug 2023 | +0.8% |
| FY Aug 2022 | +7.4% |
| Aug 2026 | +12.2% |
| May 2026 | +9.1% |
| Feb 2026 | +5.4% |
| Nov 2025 | +5.3% |
| Aug 2025 | +5.1% |
| May 2025 | +4.3% |
| Feb 2025 | +4.3% |
| Nov 2024 | +2.8% |
At each fiscal year end
Trailing four quarters at each quarter end
P/E, trailing
20.46x
close 2026-10-23 over four quarters of diluted EPS, 2025-08-30 to 2026-08-28
P/E, trailing PENG
| FY Aug 2026 | 18.97x |
| FY Aug 2025 | 86.18x |
| FY Aug 2024 | n/a |
| FY Aug 2023 | n/a |
| FY Aug 2022 | 15.67x |
| Aug 2026 | 18.97x |
| May 2026 | 39.88x |
| Feb 2026 | 29.27x |
| Nov 2025 | 91.95x |
| Aug 2025 | 86.18x |
| May 2025 | n/a |
| Feb 2025 | n/a |
| Nov 2024 | n/a |
At each fiscal year end
Trailing four quarters at each quarter end
Enterprise value
$3.4B
market value at close 2026-10-23 on 2026-10-14 shares, plus long-term 2026-08-28 plus current 2026-08-28, minus cash 2026-08-28
Enterprise value PENG
| FY Aug 2026 | $2.7B |
| FY Aug 2025 | $1.3B |
| FY Aug 2024 | $1.4B |
| FY Aug 2023 | $1.6B |
| FY Aug 2022 | $1.2B |
| Aug 2026 | $2.7B |
| May 2026 | $2.8B |
| Feb 2026 | $1.0B |
| Nov 2025 | $1.1B |
| Aug 2025 | $1.3B |
| May 2025 | $902.9M |
| Feb 2025 | $1.1B |
| Nov 2024 | $1.3B |
At each fiscal year end
Trailing four quarters at each quarter end
FCF yield
-5.1%
TTM free cash flow over market value at close 2026-10-23
FCF yield PENG
| FY Aug 2026 | -6.4% |
| FY Aug 2025 | +7.9% |
| FY Aug 2024 | +5.3% |
| FY Aug 2023 | +5.4% |
| FY Aug 2022 | +8.8% |
| Aug 2026 | -6.4% |
| May 2026 | -2.5% |
| Feb 2026 | +9.1% |
| Nov 2025 | +10.9% |
| Aug 2025 | +7.9% |
| May 2025 | +16.3% |
| Feb 2025 | +13.2% |
| Nov 2024 | +4.4% |
At each fiscal year end
Trailing four quarters at each quarter end
PEG, trailing
0.02x
P/E over trailing EPS growth of 832%: four quarters to 2026-08-28 against the four to 2025-08-29
PEG, trailing PENG
| FY Aug 2026 | 0.02x |
| FY Aug 2025 | n/a |
| FY Aug 2024 | n/a |
| FY Aug 2023 | n/a |
| FY Aug 2022 | 0.10x |
| Aug 2026 | 0.02x |
| May 2026 | n/a |
| Feb 2026 | n/a |
| Nov 2025 | n/a |
| Aug 2025 | n/a |
| May 2025 | n/a |
| Feb 2025 | n/a |
| Nov 2024 | n/a |
At each fiscal year end
Trailing four quarters at each quarter end
Price as of 2026-10-23. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
| 2026-08 | 2025-08 | 2024-08 | 2023-08 | |
|---|---|---|---|---|
| Revenue | $1.7B | $1.4B | $1.2B | $1.4B |
| Gross profit | $478.9M | $394.3M | $340.8M | $415.2M |
| Operating income | $165.6M | $58.1M | $18.3M | $8.7M |
| Net income | $180.6M | $25.4M | -$52.5M | -$187.5M |
| EPS (diluted) | 2.60 | 0.28 | -1.00 | -3.65 |
| Operating cash flow | -$151.9M | $109.1M | $77.2M | $104.4M |
| Cash | $647.2M | $453.8M | $383.1M | $365.6M |
| Long-term debt | $735.5M | $441.9M | $657.3M | $754.8M |
| Buybacks | $74.4M | $52.3M | $21.3M | $24.7M |
SEC XBRL, fiscal years, as known on 2026-10-27
PENG Stock Sonar score 6/7 axes
Find similar shapesComparePENG ranks highest on profitability (80th percentile) and growth (76th), and lowest on financial health (21st), among Semiconductors & Electronics peers.
6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored
PENG filings, in plain words
Are Penguin Solutions insiders buying or selling PENG?
In the 180 days to 2026-10-27, Penguin Solutions insiders were net sellers, a net $3.4M across purchases and sales reported on Form 4, by 4 sellers.
Are there planned insider sales of PENG?
Yes. 2 Form 144 notices of planned insider sales were filed in the 90 days to 2026-10-27, covering $555.2K of stock; the latest, by JOSEPH CLARK, was filed 2026-10-23.
Read the full summary
In the 180 days to 2026-10-27, Penguin Solutions insiders were net sellers of PENG, a net $3.4M across purchases and sales reported on Form 4 by 4 sellers. 19% of the 27 insider sales were made under a Rule 10b5-1 plan; the rest were not flagged as planned. Insiders filed 2 Form 144 notices of intent to sell in the 90 days to 2026-10-27, covering $555.2K of stock. Each figure is counted from SEC and House filings as of 2026-10-27, dated the day the filing was made public.
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