WaveMan
WaveMan · Company
MFIC · Midcap Financial Investment Corp
> Search tickers & screens ⌘K
LIVE
← All companies

MFIC MidCap Financial Investment (MFIC) Insider Trading, Ownership & Congress Trades

CIK 0001278752
Quote by TradingView
SEC filings
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
77
13F, latest reported quarter

MidCap Financial Investment insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

No insider purchases or sales are on record for MidCap Financial Investment Corp in the period covered. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
PEARLMAN EMANUEL R
Director
BUY
2025-03-12 SECtraded 2025-03-11
800
$10.0K
-23.2%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 buys), the last on Mar 10, 2025.
  • +5.3% median (+5.3% mean) 90-day return after 2 previous buys.
  • The trade is 28.6% of the 2,800 shares held after it.
  • 1 other insider bought within 30 days.
  • 77 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director PEARLMAN EMANUEL R bought about $10.0K of MFIC on Mar 11, 2025; 1 other insider bought within 30 days and 77 funds added in the latest 13F quarter.
Widra Howard
Director
BUY
2025-03-11 SEC
50,000
$620.0K
-23.9%
Context
  • 1 earlier Form 4 trade (code P or S) here by this insider (1 buy), the last on Aug 3, 2022.
  • The trade is 49.2% of the 101,666 shares held after it.
  • 1 other insider bought within 30 days.
  • 77 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director Widra Howard bought about $620.0K of MFIC on Mar 11, 2025, the largest insider purchase at the company since 2021; 1 other insider bought within 30 days and 77 funds added in the latest 13F quarter.
PEARLMAN EMANUEL R
Director
BUY
2025-03-11 SECtraded 2025-03-10
1,000
$13.1K
-23.9%
Context
  • 1 earlier Form 4 trade (code P or S) here by this insider (1 buy), the last on Aug 12, 2024.
  • The trade is 50.0% of the 2,000 shares held after it.
  • 1 other insider bought within 30 days.
  • 77 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director PEARLMAN EMANUEL R bought about $13.1K of MFIC on Mar 10, 2025, the largest insider purchase at the company since 2022; 1 other insider bought within 30 days and 77 funds added in the latest 13F quarter.
PEARLMAN EMANUEL R
Director
BUY
2024-08-14 SECtraded 2024-08-12
1,000
$13.0K
-22.2%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 100.0% of the 1,000 shares held after it.
  • No other insider bought within 30 days.
  • 77 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director PEARLMAN EMANUEL R bought about $13.0K of MFIC on Aug 12, 2024, the largest insider purchase at the company since 2022; 77 funds added in the latest 13F quarter.
Powell Tanner
Chief Executive Officer
SELL
2023-03-14 SECtraded 2023-03-10
8,277
$100.1K
+13.1%
Context
  • First Form 4 purchase or sale (code P or S) here by this insider on our record.
  • The trade is 15.4% of the 53,606 shares held after it.
  • 1 other insider sold within 30 days.
  • 77 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Chief Executive Officer Powell Tanner sold about $100.1K of MFIC on Mar 10, 2023, the largest insider sale at the company on our record; 1 other insider sold within 30 days and 77 funds added in the latest 13F quarter.
8 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
Showing the latest few. to see 3 more transactions and use the screener and CSV export. We store only your email; there is no password.
Seven facts, ranked against the sector · Rank is not a forecast
Insiders
no insider buys or sells on file
Congress
no House purchase disclosed in the last 12 months
Funds
77 funds bought in last quarter
more than 85% of its sector
Revenue
no revenue reported in any filing
Margin
no margin: no revenue reported
Buybacks
$375.0M repurchased, FY to 2026-06-30
the highest in its sector
Short interest
3.4% of shares outstanding short · 5.0 days to cover · settled 2026-10-15
more than 68% of its sector
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch MFIC

A free account keeps a watchlist and can send one email a day when insiders, funds or Congress file on the names in it. No password and no card.

The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
-24.1%12M
-26%-15%-3%+8%2025-102025-122026-022026-042026-062026-082026-10
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns MFIC: institutional holders (13F)

13F holdings, latest reported quarter
THORNBURG INVESTMENT MANAGEMENT INC
3,237,783 sh
$32.6M
Apollo Management Holdings, L.P.
2,348,753 sh
$23.7M
VAN ECK ASSOCIATES CORP
2,104,647 sh
$21.2M
SOROS FUND MANAGEMENT LLC
1,944,500 sh
$19.6M
UBS Group AG
1,929,691 sh
$19.5M

Congress trades in MFIC

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

MFIC planned insider sales (Form 144)

No planned-sale notices
No insider has filed to sell. Watch this after a run-up.

MFIC mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Invesco KBW High Dividend Yield Financial ETF
$14.2M position · as of 2026-05-31
3.3%
FT Confluence BDC & Specialty Finance Income ETF
$1.1M position · as of 2026-05-31
3.1%
ProShares Global Listed Private Equity ETF
$187.6K position · as of 2026-05-31
1.7%
Putnam BDC Income ETF
$4.4M position · as of 2026-07-31
1.5%
Virtus Private Credit Strategy ETF
$411.5K position · as of 2026-07-31
1.4%
VanEck BDC Income ETF
$16.8M position · as of 2026-06-30
1.0%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
The complete filing record, in one place.
The record shows 77 funds added last quarter. Each figure is a federal filing, dated the day it went public.
Backtest this pattern Open the screener

MFIC financials

Ratios from the company's XBRL filings, latest filings
Revenue, TTM
n/a
fewer than four consecutive quarters of revenue filed
Net margin, TTM
n/a
needs four consecutive quarters of both revenue and net income
Free cash flow, TTM
n/a
capex not filed for the four quarters
Debt to equity
1.58x
long-term debt only, 2026-06-30; equity 2026-06-30
Cash flow to debt
0.31x
TTM operating cash flow over long-term debt only, 2026-06-30
Return on equity
-2.4%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
-0.9%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
n/a
fewer than four consecutive quarters of operating income
Return on capital employed
n/a
fewer than four consecutive quarters of operating income
P/E, trailing
n/a
fewer than four consecutive quarters of diluted EPS
Enterprise value
$2.4B
market value at close 2026-10-26 on 2026-08-05 shares, plus long-term debt only, 2026-06-30, minus cash 2026-06-30
FCF yield
n/a
capex not filed for the four quarters
PEG, trailing
n/a
fewer than four consecutive quarters of diluted EPS
Price as of 2026-10-26. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Net income$63.2M$98.8M$118.8Mn/a
Operating cash flow-$49.7M-$9.5M$196.4Mn/a
Cash$98.2M$74.4M$93.6M$84.7M
Long-term debt$2.0B$1.8B$1.8B$1.5B
Buybacks$19.0Mn/a$2.3Mn/a
Dividends paid$141.6M$139.6M$123.5Mn/a
SEC XBRL, fiscal years, as known on 2026-10-28

MFIC Stock Sonar score 4/7 axes

Find similar shapesCompare

MFIC ranks highest on risk and compliance (52nd percentile) and institutional and government (48th), and lowest on financial health (40th), among the US-listed universe.

Profitability
42
Inputs
  • Return on equity-2.4% · 40 pct, universe of 3,863
  • Return on assets-0.9% · 45 pct, universe of 4,810
  • Return on invested capitalfewer than four consecutive quarters of operating income
  • Return on capital employedfewer than four consecutive quarters of operating income
Financial health
40
Inputs
  • Debt to equity1.58x · 15 pct, universe of 3,589
  • Cash flow to debt0.31x · 64 pct, universe of 3,315
Institutional and government
48
Inputs
  • Funds adding, latest quarter77 · 48 pct, universe of 4,971
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
52
Inputs
  • Short interest, % of shares outstanding (no float on file)+3.3% · 52 pct, universe of 6,633
  • Recalls per $1B revenue, 3yrevenue under $50M or not filed, so a count cannot be scaled to size
  • EPA cases per $1B revenue, 5yrevenue under $50M or not filed, so a count cannot be scaled to size
  • New text in Risk Factors, latest 10-Kneeds two 10-Ks with a Risk Factors section (not 20-F filers or stubs)
3 not measured: Growth, Insider conviction, US patents
  • Growth needs 1 of 2 inputs, 0 present: no backlog line filed, or no year-earlier backlog; no revenue for this year and the year before
  • Insider conviction needs 1 of 2 inputs, 0 present: no Form 4 purchase or sale (code P or S) in 180 days; no insider trades in 180 days
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

4 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

Explore insider trading and ownership data

Every company we track, ranked by each kind of filing
Insider buyingInsider sellingCongress stock tradesActivist 13D stakesForm 144 planned salesCEO pay vs performanceAll companies