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AXTI · Axt Inc
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AXTI AXT (AXTI) Insider Trading, Ownership & Congress Trades

Semiconductors & Electronics · Semiconductors & related devices · CIK 0001051627
Quote by TradingView
Form 144 · 2
Insider buyers, 180 days
0
House members buying, 1 year
0
STOCK Act, US House only, disclosed up to 45 days after the trade
Funds added, last quarter
204
13F, latest reported quarter
Conversions, 180 days
2
Codes C/M, not in net · $446.5K priced

What the filings say about AXTI

Insiders, 180 days
-$29.8M net sold
4 sellers · 0% of sales under a 10b5-1 plan
Planned sales (Form 144), 90 days
$546.7K
2 notices

AXT insider trades (Form 4)

Form 4 buys and sells (codes P and S). Grants, option exercises and conversions excluded.

Over the last 180 days, AXT INC insiders sold a net $29.8M of stock across 58 Form 4 purchases and sales, with no insider buying. Source: SEC Form 4 filings, as of 2026-10-28.

Insider
Filed
Shares
Value
Since filing
LEBLANC LEONARD J
Director
SELL
2026-08-19 SECtraded 2026-08-17
4,000
$384.3K
-20.4%
Context
  • 3 earlier Form 4 trades (code P or S) here by this insider (3 sales), the last on Aug 7, 2026.
  • The trade is 3.5% of the 113,129 shares held after it.
  • No other insider sold within 30 days.
  • 204 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director LEBLANC LEONARD J sold about $384.3K of AXTI on Aug 17, 2026; 204 funds added in the latest 13F quarter.
LEBLANC LEONARD J
Director
SELL
2026-08-19 SECtraded 2026-08-07
2,000
$176.6K
-20.4%
Context
  • 2 earlier Form 4 trades (code P or S) here by this insider (2 sales), the last on Jun 10, 2026.
  • The trade is 1.7% of the 117,129 shares held after it.
  • No other insider sold within 30 days.
  • 204 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director LEBLANC LEONARD J sold about $176.6K of AXTI on Aug 7, 2026; 204 funds added in the latest 13F quarter.
CHEN JESSE
Director
SELL
2026-06-17 SECtraded 2026-06-15
6,172
$711.3K
-31.1%
Context
  • 20 earlier Form 4 trades (code P or S) here by this insider (20 sales), the last on Jun 12, 2026.
  • The trade is 12.3% of the 50,275 shares held after it.
  • 3 other insiders sold within 30 days.
  • 204 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director CHEN JESSE sold about $711.3K of AXTI on Jun 15, 2026; 3 other insiders sold within 30 days and 204 funds added in the latest 13F quarter.
CHANG DAVID C
Director
SELL
2026-06-17 SECtraded 2026-06-15
8,333
$926.4K
-31.1%
Context
  • 7 earlier Form 4 trades (code P or S) here by this insider (7 sales), the last on Mar 10, 2026.
  • The trade is 12.8% of the 65,165 shares held after it.
  • 3 other insiders sold within 30 days.
  • 204 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director CHANG DAVID C sold about $926.4K of AXTI on Jun 15, 2026; 3 other insiders sold within 30 days and 204 funds added in the latest 13F quarter.
CHEN JESSE
Director
SELL
2026-06-15 SECtraded 2026-06-12
13,000
$1.2M
-37.4%
Context
  • 19 earlier Form 4 trades (code P or S) here by this insider (19 sales), the last on Jun 11, 2026.
  • The trade is 23.0% of the 56,447 shares held after it.
  • 3 other insiders sold within 30 days.
  • 204 funds added in the 13F quarter to Jun 30, 2026.
Insider activity: Director CHEN JESSE sold about $1.2M of AXTI on Jun 12, 2026; 3 other insiders sold within 30 days and 204 funds added in the latest 13F quarter.
58 transactions on record
Since filing: total return from the first close after the filing to the latest close, dividend-adjusted. Not a forecast.
Context lines are counts over the filings above and returns from our own price history, never a price level. Not investment advice.
See all insider buying · insider selling
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Seven facts, ranked against the sector · Rank is not a forecast
Insiders
net -$29.8M over 180 days
-$560.9K over 90 days
below 73% of Semiconductors & Electronics
Congress
no House purchase disclosed in the last 12 months
Funds
204 funds bought in last quarter
more than 58% of Semiconductors & Electronics
Revenue
-11.1% year over year
below 84% of Semiconductors & Electronics
Margin
-24.1% net margin
below 69% of Semiconductors & Electronics
Buybacks
no share repurchases reported
Short interest
17.5% of the float short (float per yahoo 2026-10-26) · 1.2 days to cover · settled 2026-09-30
more than 90% of Semiconductors & Electronics
What changed in the last 30 days
Nothing new filed in the last 30 days

Watch AXTI

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The year, with the filings on it
Total return over 12 months. Each marker is a filing; hover or tap one for the detail.
+1024.1%12M
+0%+873%+1746%+2619%2025-102025-122026-022026-042026-062026-082026-10 2026-03-02 · FISCHER GARY L sold $16.8M2026-06-02 · YOUNG MORRIS S sold $14.0M2026-06-01 · YOUNG MORRIS S sold $8.3M2026-03-02 · YOUNG MORRIS S sold $6.9M2026-03-09 · YOUNG MORRIS S sold $4.6M2026-03-13 · FISCHER GARY L sold $4.1M2026-03-13 · YOUNG MORRIS S sold $1.9M2026-03-10 · YOUNG MORRIS S sold $1.4M2026-06-12 · CHEN JESSE sold $1.2M2025-11-13 · FISCHER GARY L sold $1.0M2026-06-15 · CHANG DAVID C sold $926.4K2026-03-10 · CHANG DAVID C sold $920.0K2025-11-05 · CHANG DAVID C sold $894.0K2026-06-11 · CHEN JESSE sold $797.0K2026-06-10 · CHEN JESSE sold $780.6K2026-03-04 · CHANG DAVID C sold $770.6K2026-03-05 · CHANG DAVID C sold $768.4K2026-06-15 · CHEN JESSE sold $711.3K2026-03-11 · CHEN JESSE sold $707.0K2025-11-03 · YOUNG MORRIS S sold $692.0K2026-06-04 · CHEN JESSE sold $664.1K2026-03-10 · CHEN JESSE sold $646.1K2026-06-08 · CHEN JESSE sold $564.0K2026-03-02 · CHEN JESSE sold $516.1K2025-11-05 · FISCHER GARY L sold $483.7K2026-03-09 · CHEN JESSE sold $469.3K2025-12-08 · YOUNG MORRIS S sold $463.0K2026-03-03 · CHEN JESSE sold $445.7K2026-06-03 · CHEN JESSE sold $445.4K2026-03-05 · CHEN JESSE sold $426.5K2025-12-04 · YOUNG MORRIS S sold $421.8K2026-03-12 · FISCHER GARY L sold $414.5K2026-03-13 · CHEN JESSE sold $406.2K2026-08-17 · LEBLANC LEONARD J sold $384.3K2025-12-09 · CHANG DAVID C sold $371.0K2026-06-01 · CHEN JESSE sold $357.0K2025-11-17 · YOUNG MORRIS S sold $344.6K2026-03-04 · CHEN JESSE sold $341.7K2026-03-06 · YOUNG MORRIS S sold $329.1K2025-12-02 · CHANG DAVID C sold $308.2K2026-03-12 · CHEN JESSE sold $293.8K2025-11-28 · CHANG DAVID C sold $268.0K2026-08-17 · LEBLANC LEONARD J filed to sell $371.7K2026-08-07 · LEBLANC LEONARD J filed to sell $175.0K
Insider sellForm 144 (planned sale)
Indexed to 100, dividend-adjusted, not a price chart. When a name files heavily, the largest trades are drawn first.

Who owns AXTI: institutional holders (13F)

13F holdings, latest reported quarter
BlackRock, Inc.
5,072,242 sh
$365.6M
Marex Group Ltd
3,563,896 sh
$256.9M
JANE STREET GROUP, LLC
3,527,115 sh
$254.2M
VANGUARD CAPITAL MANAGEMENT LLC
2,722,914 sh
$196.3M
D. E. Shaw & Co., Inc.
2,250,085 sh
$162.2M

Congress trades in AXTI

No Congress trades reported
No House member has disclosed a trade in this stock. See what Congress is buying.

Activist and 5% holders (13D/13G)

No 5%+ ownership filings
Nobody has filed for crossing 5%. That is a fact, not missing data.

AXTI planned insider sales (Form 144)

Notice of intent to sell, filed before any sale
LEBLANC LEONARD J
Filed 2026-08-17
$371.7K
LEBLANC LEONARD J
Filed 2026-08-07
$175.0K

AXTI mutual fund holders (N-PORT)

Funds ranked by the share of their own portfolio in this stock (N-PORT).
Invesco Dorsey Wright Technology Momentum ETF
$27.4M position · as of 2026-07-31
4.7%
State Street(R) SPDR(R) FactSet Innovative Technology ETF
$3.2M position · as of 2026-06-30
4.6%
Roundhill Meme Stock ETF
$1.1M position · as of 2026-06-30
4.5%
Invesco Semiconductors ETF
$34.6M position · as of 2026-07-31
1.5%
Corgi Lithography & Semiconductor Photonics ETF
$5.5M position · as of 2026-06-30
1.3%
Small Cap Dynamic Growth Fund
$6.0M position · as of 2026-05-31
1.1%
SEC N-PORT, monthly, about 60 days late · funds ≥ $10M · % is the share of the fund's own portfolio
Executive pay vs shareholder return · Dr. Young
CEO pay, headline and as actually paid, against the company's return and its chosen peers' (DEF 14A).
FY
CEO total
Actually paid
Other execs, avg
TSR
Peer TSR
2025
$1.7M
$14.0M
$839.5K
+71%
n/a
2024
$1.1M
$1.2M
$608.4K
-77%
n/a
2023
$738.2K
-$29.3K
$455.7K
-75%
n/a
2022
$1.4M
-$977.4K
$728.3K
-54%
n/a
2021
$2.8M
$1.8M
$1.3M
-8%
n/a
Tagged by the company under SEC Item 402(v). Returns are cumulative from the start of the disclosure period. Green where the company beat its own peer group.
Live price
Daily candles from TradingView, under their licence. No filings marked.
Why this name is on the desk
Insiders have filed to sell, before selling.
The record shows a net $29.8M sold by insiders over 180 days, 204 funds added last quarter, $546.7K in planned Form 144 sales. Each figure is a federal filing, dated the day it went public.
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AXTI financials

Revenue growth
-11.1%
XBRL, annual
Net margin
-24.1%
Ratios from the company's XBRL filings, latest filings
Revenue, TTM
$125.5M
four quarters, 2025-07-01 to 2026-06-30
Net margin, TTM
+3.2%
net income over revenue, 2025-07-01 to 2026-06-30
Free cash flow, TTM
-$19.6M
operating cash flow minus capex, 2025-07-01 to 2026-06-30
Debt to equity
0.09x
current debt only, 2026-06-30; equity 2026-06-30
Cash flow to debt
-0.07x
TTM operating cash flow over current debt only, 2026-06-30
Return on equity
+0.8%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on assets
+0.6%
TTM net income over average of 2025-06-30 and 2026-06-30
Return on invested capital
+0.6%
operating income after a 37.0% effective tax rate, over current debt only, 2026-06-30 plus average of 2025-06-30 and 2026-06-30 minus cash
Return on capital employed
+0.6%
operating income (EBIT proxy) over average of 2025-06-30 and 2026-06-30 minus current liabilities
P/E, trailing
2,911.50x
close 2026-10-27 over four quarters of diluted EPS, 2025-07-01 to 2026-06-30
Enterprise value
$3.5B
market value at close 2026-10-27 on 2026-08-03 shares, plus current debt only, 2026-06-30, minus cash 2026-06-30
FCF yield
-0.5%
TTM free cash flow over market value at close 2026-10-27
PEG, trailing
n/a
prior-year trailing EPS was a loss, growth undefined
Price as of 2026-10-27. Hover or tap a tile for its yearly and quarterly history.
Method
TTM is four consecutive fiscal quarters; Q4 is the year minus nine months when not filed. Returns use the average of opening and closing balances. EBIT is approximated by operating income. PEG uses trailing EPS growth.
Fundamentals
Annual figures from XBRL filings. Pick a past date to see them as known then.
2025-122024-122023-122022-12
Revenue$88.3M$99.4M$75.8M$141.1M
Gross profit$11.2M$23.8M$13.3M$52.1M
Operating income-$22.0M-$14.8M-$21.6M$12.6M
Net income-$21.3M-$11.6M-$17.9M$15.8M
EPS (diluted)-0.49-0.27-0.420.37
Operating cash flow-$12.8M-$12.1M$3.4M-$8.8M
Cash$120.3M$22.8M$37.8M$34.9M
SEC XBRL, fiscal years, as known on 2026-10-28

AXTI Stock Sonar score 6/7 axes

Find similar shapesCompare

AXTI ranks highest on institutional and government (58th percentile) and financial health (50th), and lowest on insider conviction (13th), among Semiconductors & Electronics peers.

ProfitHealthGrowthInsidersInstitutionsRisk
Profitability
36
Inputs
  • Return on equity+0.8% · 44 pct, sector of 154
  • Return on assets+0.6% · 48 pct, sector of 171
  • Return on invested capital+0.6% · 5 pct, sector of 56
  • Return on capital employed+0.6% · 46 pct, sector of 155
Financial health
50
Inputs
  • Debt to equity0.09x · 64 pct, sector of 152
  • Cash flow to debt-0.07x · 37 pct, sector of 136
Growth
16
Inputs
  • Revenue growth, YoY-11.1% · 16 pct, sector of 194
  • Backlog growth, YoYno backlog line filed, or no year-earlier backlog
Insider conviction
13
Inputs
  • Net Form 4 buying (codes P and S), 180d-$29.8M · 27 pct, sector of 147
  • Insider buyers, 180d0 · 0 pct, sector of 151
Institutional and government
58
Inputs
  • Funds adding, latest quarter204 · 58 pct, sector of 184
  • Congress net buyers, 365dno Congress trades in 365 days
  • Federal contracts, 180dno federal contracts in 180 days
  • Lobbying spend, 4 quartersno lobbying filings in the last four quarters
Risk and compliance
29
Inputs
  • Short interest, % of float+17.5% · 11 pct, sector of 221
  • Recalls per $1B revenue, 3ynot measured for this sector, almost no peer has an event
  • EPA cases per $1B revenue, 5ynot measured for this sector, almost no peer has an event
  • New text in Risk Factors, latest 10-K+12.5% · 46 pct, sector of 152
1 not measured: US patents
  • US patents needs 1 of 2 inputs, 0 present: patent data not loaded yet

6 of 7 axes scored. Each is a percentile against sector peers (all companies when the sector is thin); higher is better. An unscored axis is unmeasured, not low. How it is scored

AXTI filings, in plain words

Are AXT insiders buying or selling AXTI?

In the 180 days to 2026-10-28, AXT insiders were net sellers, a net $29.8M across purchases and sales reported on Form 4, by 4 sellers.

Are there planned insider sales of AXTI?

Yes. 2 Form 144 notices of planned insider sales were filed in the 90 days to 2026-10-28, covering $546.7K of stock; the latest, by LEBLANC LEONARD J, was filed 2026-08-17.

Read the full summary

In the 180 days to 2026-10-28, AXT insiders were net sellers of AXTI, a net $29.8M across purchases and sales reported on Form 4 by 4 sellers. None of the 16 insider sales was flagged as made under a Rule 10b5-1 plan. Insiders filed 2 Form 144 notices of intent to sell in the 90 days to 2026-10-28, covering $546.7K of stock. Each figure is counted from SEC and House filings as of 2026-10-28, dated the day the filing was made public.

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